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CRD 141413
WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-09-09 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NADIM "DEAN" ZAYED | Certified Financial Planner | WHEATON, IL | 20 | 26 | 2 | no |
| PETER ROSS WECHSLER | n/a | WHEATON, IL | Horsham, PA | HORSHAM, PA | 19 | 23 | 1 | no |
| MATTHEW DAVID YOKIE | n/a | WHEATON, IL | COLLIERVILLE, TN | 19 | 21 | n/a | no |
| STACEY LYNN TATE | n/a | WHEATON, IL | Bedford, TX | 19 | 23 | n/a | no |
| STEVEN RUSSELL CLARK | n/a | Westlake, OH | WHEATON, IL | 19 | 32 | n/a | no |
| THOMAS BRIAN HAYES | n/a | KOKOMO, IN | Kokomo, IN | PITTSBURGH, PA | WHEATON, IL | 18 | 31 | 2 | no |
| RICHARD TODD BAKER | n/a | WHEATON, IL | Germantown, MD | 18 | 27 | 3 | no |
| ED L PENNINGTON | n/a | WHEATON, IL | Tamarac, FL | 18 | 22 | 1 | no |
| BONNIE SUZANNE GRIFFITH | n/a | WHEATON, IL | GLEN CARBON, IL | 18 | 23 | n/a | no |
| DAVID BRIAN BLICKHAN | n/a | Gladstone, MO | WHEATON, IL | 18 | 20 | n/a | no |
| MICHAEL DAVID AUSHERMAN | Chartered Financial Consultant | WHEATON, IL | Germantown, MD | PITTSBURGH, PA | 18 | 22 | 3 | no |
| JERRY DOUGLAS MEANS | n/a | WHEATON, IL | St. Peters, MO | 18 | 27 | n/a | no |
| DAVID WILLIAM EVANS | Chartered Financial Consultant | WHEATON, IL | Shreveport, LA | 18 | 38 | n/a | no |
| TERESA LYNN BEAR | n/a | Tempe, AZ | TEMPE, AZ | WHEATON, IL | 18 | 28 | n/a | no |
| WILLIAM MARK PETERSON | n/a | PIONEER, CA | JACKSON, CA | WHEATON, IL | 17 | 19 | n/a | no |
| CASEY MADDEN | Certified Financial Planner | WHEATON, IL | CHICAGO, IL | 17 | 25 | n/a | no |
| MARSHA G HARRIS | n/a | Fort Wayne, IN | WHEATON, IL | 17 | 23 | 1 | no |
| NICHOLAS ALEXANDER ROYER | n/a | WHEATON, IL | Maitland, FL | 17 | 26 | n/a | no |
| SCOTT PERRY CARTER | n/a | HAMDEN, ME | WHEATON, IL | 16 | 40 | 4 | no |
| SAMUEL FRANKLIN PAYNE | n/a | Temecula, CA | WHEATON, IL | 16 | 26 | n/a | no |
| DAVID ALLEN WASSON | n/a | WHEATON, IL | ROHNERT PARK, CA | 16 | 35 | 2 | no |
| ROBERT DEAN PYNE | Chartered Financial Consultant | RENO, NV | WHEATON, IL | 16 | 36 | n/a | no |
| RICHARD A PUCCIARELLI | n/a | Davidson, NC | WHEATON, IL | 16 | 23 | n/a | no |
| DAVID WALTER WILCOX | n/a | PALM BEACH GARDENS, FL | 16 | 24 | n/a | no |
| RUSSELL T AMSDEN | n/a | WHEATON, IL | PALM BEACH GARDENS, FL | 16 | 24 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AL BCM, LLC | Shareholder | E | yes | 07/2019 | Mar 11, 2026 | Mar 11, 2026 |
| CRUMP, JASON, MICHAEL | VP, RELATIONSHIP MANAGER | Na | yes | 07/2020 | Mar 11, 2026 | Mar 11, 2026 |
| DIORIO, MARK, WILLIAM | CHIEF INVESTMENT OFFICER | Na | yes | 07/2015 | Mar 11, 2026 | Mar 11, 2026 |
| LOVETT, MATTHEW, LEE | CHIEF COMPLIANCE OFFICER OPERATING OFFICER | Na | yes | 11/2013 | Mar 11, 2026 | Mar 11, 2026 |
| QUINN, JAMES, JOSEPH | CHIEF FINANCIAL OFFICER | Na | yes | 01/2024 | Mar 11, 2026 | Mar 11, 2026 |
| VANWOERKOM, JOEL, GERALD | VP, OPERATIONS | Na | yes | 07/2020 | Mar 11, 2026 | Mar 11, 2026 |
| ZAYED RIA, LLC | Shareholder | A | yes | 07/2019 | Mar 11, 2026 | Mar 11, 2026 |
| ZAYED, NADIM, "DEAN" | CHIEF EXECUTIVE OFFICER | Na | yes | 06/2006 | Mar 11, 2026 | Mar 11, 2026 |
| MOORE, GIDEON, CLOYES | CHIEF LEGAL OFFICER | Na | yes | 01/2024 | Oct 7, 2024 | Nov 1, 2024 |
| RONCONI, DARRYL, DESMOND | PRESIDENT AND CHIEF OPERATING OFFICER | Na | yes | 10/2015 | Feb 10, 2016 | Nov 1, 2024 |
| ZAYED, NADIM, "DEAN" | Trustee | F | yes | 05/2003 | Jan 11, 2012 | Nov 1, 2024 |
| ACCELERATE BUYER, LLC | Shareholder | E | no | 03/2020 | Apr 17, 2020 | Nov 1, 2024 |
| ACCELERATE INTERMEDIATE HOLDINGS 1 LLC | Shareholder | E | no | 03/2020 | Apr 17, 2020 | Nov 1, 2024 |
| ACCELERATE INTERMEDIATE HOLDINGS 2 LLC | Shareholder | E | no | 03/2020 | Apr 17, 2020 | Nov 1, 2024 |
| ACCELERATE TOPCO HOLDINGS LLC | Shareholder | E | no | 03/2020 | Apr 17, 2020 | Nov 1, 2024 |
| AL MARKETING, LLC | Shareholder | D | no | 03/2020 | Aug 14, 2019 | Nov 1, 2024 |
| AMERILIFE GROUP, LLC | Shareholder | E | no | 07/2019 | Aug 14, 2019 | Nov 1, 2024 |
| AMERILIFE HOLDINGS, LLC | Shareholder | E | no | 07/2019 | Aug 14, 2019 | Nov 1, 2024 |
| AMERILIFE MIDCO, LLC | Shareholder | E | no | 07/2019 | Aug 14, 2019 | Nov 1, 2024 |
| GENSTAR CAPITAL PARTNERS X, LP | Shareholder | C | no | 08/2022 | Aug 28, 2024 | Nov 1, 2024 |
| NADIM "DEAN" ZAYED, TRUSTEE, UNDER THE NADIM "DEAN" ZAYED LIVING TRUST, DATED MAY 1, 2003 | Shareholder | E | no | 05/2003 | Aug 14, 2019 | Nov 1, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BROOKSTONE ASSET MANAGEMENT, LLC | n/a | Asset manager | $598M | Y | yes | n/a |
| BOOSTER ASSET MANAGEMENT, LLC | n/a | Asset manager | $346M | Y | yes | n/a |
| BROOKSTONE WEALTH ADVISORS, LLC | n/a | No RAUM reported | $0 | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| WILLOW GROVE | Pa | United States | 6 | no |
| Brentwood | Tn | United States | 4 | no |
| Englewood | Co | United States | 3 | no |
| Atlanta | Ga | United States | 3 | no |
| Snellville | Ga | United States | 3 | no |
| BUFFALO GROVE | IL | United States | 3 | no |
| Deerfield | IL | United States | 3 | no |
| Durham | Nc | United States | 3 | no |
| Sidney | Oh | United States | 3 | no |
| Murfreesboro | Tn | United States | 3 | no |
| STEVENS POINT | Wi | United States | 3 | no |
| CASTLE ROCK | Co | United States | 2 | no |
| Maitland | FL | United States | 2 | no |
| Edwardsville | IL | United States | 2 | no |
| PALOS PARK | IL | United States | 2 | no |
| Kokomo | In | United States | 2 | no |
| Germantown | Md | United States | 2 | no |
| GRAND RAPIDS | Mi | United States | 2 | no |
| Muskegon | Mi | United States | 2 | no |
| Concord | Nh | United States | 2 | no |
| Westlake | Oh | United States | 2 | no |
| Worthington | Oh | United States | 2 | no |
| Bartonsville | Pa | United States | 2 | no |
| Pittsburgh | Pa | United States | 2 | no |
| Lewisville | TX | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 11, 2026 | $13B | $13B | 405 | 320 | 271 | n/a | n/a |
| 2024 | Feb 6, 2025 | $10B | $10B | 395 | 319 | 271 | n/a | n/a |
| 2023 | Mar 7, 2024 | $8.8B | $8.8B | 395 | 324 | 271 | n/a | n/a |
| 2022 | Mar 21, 2023 | $7.5B | $7.5B | 385 | 330 | 271 | n/a | n/a |
| 2021 | Mar 24, 2022 | $8.4B | $8.4B | 360 | 325 | 271 | n/a | n/a |
| 2020 | Mar 24, 2021 | $3.5B | $3.5B | 350 | 325 | 271 | n/a | n/a |
| 2019 | Mar 30, 2020 | $3.0B | $3.0B | 310 | 295 | 221 | n/a | n/a |
| 2018 | Mar 5, 2019 | $2.4B | $2.4B | 280 | 265 | 221 | n/a | n/a |
| 2017 | Mar 19, 2018 | $2.2B | $2.2B | 280 | 265 | 221 | n/a | n/a |
| 2016 | Jan 16, 2017 | $1.7B | $1.7B | 255 | 237 | n/a | n/a | n/a |
| 2015 | Feb 10, 2016 | $1.4B | $1.4B | 240 | 213 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $1.5B | $1.5B | 230 | 206 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $976M | $976M | 220 | 194 | n/a | n/a | n/a |
| 2012 | Feb 1, 2013 | $546M | $546M | 193 | 191 | n/a | n/a | n/a |
| 2011 | Jan 11, 2012 | $364M | $364M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 15 | 10 | 5 | 3.0% | 3 | 5 | 0 | 47 | 48 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $13B | $10B | 22.5% | $7.5B | 19.3% | 405 | 395 | 271 | 271 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ALTRUIST ADVISORS LLC | 2 | Sep 9, 2026 | Sep 10, 2026 | RALEIGH, NC | Team lift out | RIA to new firm | 0.6% |
| BLUE HERON CAPITAL | 2 | Feb 2, 2026 | Feb 2, 2026 | ENGLEWOOD, CO | Team lift out | RIA to new firm | 0.6% |
| SUMMIT FINANCIAL, LLC | 2 | Nov 8, 2024 | Sep 30, 2024 | STEVENS POINT, WI | Team lift out | RIA to ibd | 0.7% |
| HORNOR, TOWNSEND & KENT, LLC | 2 | Aug 29, 2023 | Aug 30, 2023 | WHEATON, IL | Team lift out | RIA to ibd | 0.7% |
| AE WEALTH MANAGEMENT, LLC | 2 | Jul 19, 2023 | Jul 21, 2023 | CAREFREE, AZ | Team lift out | RIA to ibd | 0.7% |
| TRUADVICE LLC | 4 | Feb 7, 2022 | Feb 7, 2022 | WHEATON, IL | Team lift out | RIA to RIA | 1.4% |
| TRUADVICE LLC | 2 | Feb 7, 2022 | Feb 9, 2022 | NORTHVILLE, MI | Team lift out | RIA to RIA | 0.7% |
| CREATIVEONE WEALTH, LLC | 2 | Oct 15, 2021 | Oct 15, 2021 | WHEATON, IL | Team lift out | RIA to RIA | 0.7% |
| ELITE RETIREMENT GROUP | 2 | Apr 15, 2021 | Jan 14, 2021 | PLOVER, WI | Team lift out | RIA to RIA | 0.7% |
| TAYLOR SECURITIES SERVICES, INC. | 2 | Jan 15, 2020 | Jan 6, 2020 | WHEATON, IL | Team lift out | RIA to RIA | 0.8% |
| AE WEALTH MANAGEMENT, LLC | 2 | Oct 7, 2019 | Oct 7, 2019 | WHEATON, IL | Team lift out | RIA to RIA | 0.9% |
| DELTA INVESTMENT MANAGEMENT, LLC | 2 | Aug 28, 2019 | Sep 4, 2019 | WHEATON, IL | Team lift out | RIA to RIA | 0.9% |
| AE WEALTH MANAGEMENT, LLC | 3 | Nov 16, 2017 | Nov 15, 2017 | ENGLEWOOD, CO | Team lift out | Other | 1.6% |
| GOLDSTONE FINANCIAL GROUP, LLC | 2 | Dec 31, 2015 | May 10, 2016 | WHEATON, IL | Team lift out | Other | 1.3% |
| VIRTUE CAPITAL MANAGEMENT, LLC | 2 | Nov 16, 2015 | Nov 17, 2015 | WHEATON, IL | Team lift out | Other | 1.3% |
| CENTER STREET ADVISORS, INC. | 3 | Apr 1, 2015 | Apr 17, 2015 | WHEATON, IL | Team lift out | Other | 2.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | 2 | Mar 26, 2025 | Apr 3, 2025 | CAREFREE, AZ | Team lift out | RIA to RIA | 0.5% |
| HORNOR, TOWNSEND & KENT, LLC | 2 | Oct 6, 2023 | Oct 10, 2023 | MURFREESBORO, TN | Team lift out | Ibd to RIA | 0.5% |
| BROOKSTONE ASSET MANAGEMENT, LLC | 2 | Dec 31, 2021 | Feb 17, 2022 | CHARLOTTE, NC | Team lift out | RIA to RIA | 7.7% |
| AMERILIFE FINANCIAL ADVISORS LLC | 2 | Jan 6, 2020 | Sep 5, 2024 | CLEARWATER, FL | Team lift out | Other | 66.7% |
| SPECIALIZED ADVISORS | 10 | Oct 12, 2019 | Nov 18, 2019 | DALLAS, TX | Firm absorbed | RIA to RIA | 66.7% |
| VANN EQUITY MANAGEMENT LLC | 3 | Mar 29, 2019 | Sep 24, 2018 | SNELLVILLE, GA | Team lift out | RIA to RIA | 42.9% |
| REGAL INVESTMENT ADVISORS LLC | 2 | Mar 19, 2018 | Mar 19, 2018 | KENTWOOD, MI | Team lift out | Other | 2.1% |
| CENTER STREET ADVISORS, INC. | 2 | Feb 14, 2018 | Jul 26, 2018 | NASHVILLE, TN | Team lift out | Other | 4.7% |
| NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | 2 | Jan 15, 2018 | Jan 11, 2018 | HIGHLANDS RANCH, CO | Team lift out | Other | 13.3% |
| FIRST ADVISORS NATIONAL, LLC | 2 | Nov 13, 2017 | Jan 7, 2026 | BRENTWOOD, TN | Team lift out | Other | 4.4% |