DFX Intelligence

O•• G•••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

O•• G•••• C••••••• L••

CRD 165465

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Search this name across graphsid dfx:ria:07a3ac56-4ef7-1477-aae6-8f42639f8042

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 7
On other graphs: 0
Observed: Sep 13, 2012 to Mar 30, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $871M••• Locked
Discretionary RAUM: $871M
Private client RAUM: $820Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $871Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• G••••• V•••••	n/a	HOLDERNESS, NH	13	20	1	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
V•••••• M•••• G•••••	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	09/2012	Sep 13, 2012	Jul 16, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$871M	$616M	41.3%	$169M	72.7%	2	2	2	0

Relationships

Registered with (1)

← M••• G••••• V•••••Advisorregistration: current employment
Nov 12, 2012 to presentfactForm ADV

Controls (1)

← V•••••• M•••• G•••••OwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 13, 2012 to Jul 16, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$255M
Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$275M
Occurred
Mar 28, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$172M
Occurred
Mar 29, 2023
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07a3ac56-4ef7-1477-aae6-8f42639f8042
First observed: Sep 13, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.