DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• G•••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Sep 13, 2012 · 26 filings
SEC status approved since Nov 17, 2017
RAUM
$871M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$820M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$871M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$871M as of Mar 30, 2026
Mar 29, 2018$162M then
HNW client RAUM$809M as of Mar 30, 2026
Mar 29, 2018$145M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 29, 20181 then
Employees (5.A)2 as of Mar 30, 2026
Mar 29, 20181 then
Private funds: no history
RAUM +41% over the last fiscal year+73% a year over threeIARs 2 to 2offices 0 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $871MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 114derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.5MderivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $378M, 49 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$809M93%
- Corporations and businesses$51.4M5.9%
- Individuals$10.1M1.2%
- Individual clients
- 29reported
- HNW clients
- 85reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 346reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $378M for 49 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• G••••• V••••• | Holderness, Nh | Nov 12, 2012 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• G••••• V••••• from M•• A••••••• F•••••••• M••••••••• I•••Nov 12, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•••••• M•••• G••••• · Managing Member, Chief Compliance Officercontrolsince 09/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $616,226,706 to $871,011,954 (+41.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +16.0% (1385 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 91% percentile
- business activity changedChange between filings · filing Mar 30, 2026financial planning (Item 5.G.1): yes on the filing of 2025-05-23, no on the filing of 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
- custody status changedChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): no on the filing of 2025-05-23, yes on the filing of 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 321 to 346May 23, 2025 to Mar 30, 2026
- Advisory activities · 3 to 2May 23, 2025 to Mar 30, 2026
- HNW clients · 76 to 85May 23, 2025 to Mar 30, 2026
- Individual clients · 30 to 29May 23, 2025 to Mar 30, 2026
- Assets in custody · unset to 378423408.0May 23, 2025 to Mar 30, 2026
- Custody of client assets · false to trueMay 23, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 0May 23, 2025 to Mar 30, 2026
- Discretionary RAUM · $616M to $871MMay 23, 2025 to Mar 30, 2026
- HNW RAUM · $575M to $809MMay 23, 2025 to Mar 30, 2026
- Individual RAUM · $10.6M to $10.1MMay 23, 2025 to Mar 30, 2026
- RAUM · $616M to $871MMay 23, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 1-10Mar 28, 2025 to May 23, 2025
- Other offices · 0 to 2Mar 28, 2025 to May 23, 2025
- Accounts · 318 to 321Jul 16, 2024 to Mar 28, 2025
- Advisory employees · 1 to 2Jul 16, 2024 to Mar 28, 2025
- HNW clients · 64 to 76Jul 16, 2024 to Mar 28, 2025
- Individual clients · 40 to 30Jul 16, 2024 to Mar 28, 2025
- Employees · 1 to 2Jul 16, 2024 to Mar 28, 2025
- HQ city · unset to Jul 16, 2024 to Mar 28, 2025
- HQ state · unset to Jul 16, 2024 to Mar 28, 2025
- State-registered IARs · 1 to 2Jul 16, 2024 to Mar 28, 2025
- Discretionary RAUM · $341M to $616MJul 16, 2024 to Mar 28, 2025
- HNW RAUM · $316M to $575MJul 16, 2024 to Mar 28, 2025
- Individual RAUM · $12.3M to $10.6MJul 16, 2024 to Mar 28, 2025
- RAUM · $341M to $616MJul 16, 2024 to Mar 28, 2025
- Accounts · 310 to 318Mar 29, 2023 to Mar 28, 2024
- HNW clients · 44 to 64Mar 29, 2023 to Mar 28, 2024
- Individual clients · 62 to 40Mar 29, 2023 to Mar 28, 2024
- Employees · 2 to 1Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $169M to $341MMar 29, 2023 to Mar 28, 2024
- HNW RAUM · $144M to $316MMar 29, 2023 to Mar 28, 2024
- Individual RAUM · $20.9M to $12.3MMar 29, 2023 to Mar 28, 2024
- RAUM · $169M to $341MMar 29, 2023 to Mar 28, 2024
- Accounts · 315 to 310Mar 31, 2022 to Mar 29, 2023
- Charity clients · 1.0 to unsetMar 31, 2022 to Mar 29, 2023
- HNW clients · 72 to 44Mar 31, 2022 to Mar 29, 2023
- Individual clients · 32 to 62Mar 31, 2022 to Mar 29, 2023
- Employees · 3 to 2Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $517M to $169MMar 31, 2022 to Mar 29, 2023
- HNW RAUM · $489M to $144MMar 31, 2022 to Mar 29, 2023
Signals
7 dated events
- O•• G•••• C••••••• L•• reported RAUM $871.0M, up 41% from $616.2M (2025-05-23 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- O•• G•••• C••••••• L•• reported RAUM $616.2M, up 81% from $340.9M (2024-07-16 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- O•• G•••• C••••••• L•• reported RAUM $340.9M, up 102% from $169.1M (2023-03-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- O•• G•••• C••••••• L•• reported RAUM $169.1M, down 67% from $517.4M (2022-03-31 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- O•• G•••• C••••••• L•• reported RAUM $517.4M, up 76% from $293.2M (2021-06-18 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- O•• G•••• C••••••• L•• reported RAUM $292.9M, up 121% from $132.8M (2019-02-27 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- O•• G•••• C••••••• L•• filed its initial SEC registration (Form ADV)Sep 13, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/OAK-G••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- OAKG••••CAPITAL.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-515-8899reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $871Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026