DFX Intelligence

T••••• C••••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist29 years in industry

T••••• C••••••••• S••••••

Advisor at S•••••• W••••• P•••••••• L••

Gulfport, MS

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Search this name across graphsid dfx:ria:07a486d0-c610-f8e1-1651-33e1bbc4a1d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• P•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Nov 28, 2022	n/a	yes	Gulfport, MS	Current employment
A••••••••• L••	Former SEC adviser	Apr 18, 2019	Nov 22, 2022	no	GULFPORT, MS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L••	S•••••• W••••• P•••••••• L••	Nov 22, 2022	Nov 28, 2022	6	Firm change	RIA to ibd
H••••••• F•••••••• G••••	A••••••••• L••	Apr 18, 2019	Apr 18, 2019

Relationships

Registered with (5)

→ S•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Nov 28, 2022 to presentfactForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Apr 18, 2019 to Nov 22, 2022factForm ADV
→ H••••••• F•••••••• G••••Registered adviserregistration: previous registration
Nov 5, 2014 to Apr 18, 2019factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviser

Dated events

Occurred
Nov 22, 2022
Advisor changed firm
T••••• C••••••••• S•••••• left A••••••••• L•• for S•••••• W••••• P•••••••• L•• (registered 2022-11-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07a486d0-c610-f8e1-1651-33e1bbc4a1d8
First observed: Jan 20, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.