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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

AVL/WEALTHCARE, LLC

AVL ADVISORY SERVICES, LLC, CRD 116519

GULFPORT, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0739b94-4490-678b-a4f5-bcbaa3b023a0

Data as of Apr 25, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 8
On other graphs: 0
Observed: Mar 29, 2012 to Apr 25, 2023
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-63224
CRD: 116519
Filings on the tape: 19
First filed: Mar 29, 2012
Latest filed: Apr 25, 2023
Organised: Limited Liability Company, Mississippi

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AVL HOLDINGS, LLC	Member	E	yes	12/1999	Mar 29, 2012	Apr 25, 2023
FAVRE, GERALD, WILLIAM	Member	F	yes	12/1999	Mar 29, 2012	Apr 25, 2023
MARMALICH, KIMBERLY, RAY	Member	F	yes	01/2017	Mar 11, 2017	Apr 25, 2023
MILLS, MEGAN, HUGHES	Member	F	yes	01/2022	Mar 18, 2022	Apr 25, 2023
VIGNES, DEBORAH, LEIGH	Member	F	yes	01/2017	Mar 11, 2017	Apr 25, 2023
VIGNES, DEBORAH, LEIGH	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	C	yes	01/2023	Mar 11, 2017	Apr 25, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALEXANDER, VAN LOON, SLOAN, LEVENS & FAVRE, PLLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 29, 2023	n/a	n/a	2	1	0	n/a	n/a
2021	Mar 18, 2022	$122M	$122M	4	1	0	n/a	n/a
2020	Mar 6, 2021	$111M	$111M	4	2	0	n/a	n/a
2019	Mar 24, 2020	$121M	$121M	4	2	0	n/a	n/a
2018	Mar 27, 2019	$119M	$119M	3	2	0	n/a	n/a
2017	Mar 13, 2018	$131M	$131M	4	2	0	n/a	n/a
2016	Mar 11, 2017	$123M	$123M	4	3	n/a	n/a	n/a
2015	Feb 10, 2016	$111M	$111M	4	2	n/a	n/a	n/a
2014	Mar 4, 2015	$109M	$109M	3	2	n/a	n/a	n/a
2013	Mar 13, 2014	$104M	$104M	4	2	n/a	n/a	n/a
2012	Mar 27, 2013	$92.5M	$92.5M	6	3	n/a	n/a	n/a
2011	Mar 29, 2012	$92.0M	$92.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	n/a	$122M	n/a	$121M	n/a	2	4	0	0

Relationships

Controls (5)

← FAVRE, GERALD, WILLIAMOwnerMEMBER, ownership code F, individual
Mar 29, 2012 to presentfactForm ADV
← VIGNES, DEBORAH, LEIGHOwnerMEMBER, ownership code F, individual
Mar 11, 2017 to presentfactForm ADV
← MARMALICH, KIMBERLY, RAYOwnerMEMBER, ownership code F, individual
Mar 11, 2017 to presentfactForm ADV
← MILLS, MEGAN, HUGHESOwnerMEMBER, ownership code F, individual
Mar 18, 2022 to presentfactForm ADV
← AVL HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Registered with (5)

← KIMBERLY RAY MARMALICHAdvisorregistration: previous registration
Nov 22, 2022 to Dec 31, 2023factForm ADV
← THOMAS CONNAUGHTON SCHMIDTAdvisorregistration: previous registration
Apr 18, 2019 to Nov 22, 2022factForm ADV
← GERMAINE G WELDONAdvisorregistration: previous registration
Nov 5, 2003 to Jan 28, 2019factForm ADV
← PATRICIA ANN KOLLATHAdvisorregistration: previous registration
Jul 23, 2014 to Feb 14, 2018factForm ADV
← ALLEN GOULD REGANAdvisorregistration: previous registration
Jul 1, 2015 to Dec 17, 2015factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Kimberly Ray Marmalich left Avl/Wealthcare, Llc for Stratos Wealth Partners, Ltd (registered 2024-01-02)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Control person left
Kay Lucinda Sloan (Member) no longer on Schedule A of Avl/Wealthcare, Llc (listed 2022-03-18, absent 2023-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Control person left
Lynn Kerry Lion (Chief Compliance Officer) no longer on Schedule A of Avl/Wealthcare, Llc (listed 2022-03-18, absent 2023-03-29)
Form ADVobserved 5 days ago
Occurred
Nov 22, 2022
Advisor changed firm
Thomas Connaughton Schmidt left Avl/Wealthcare, Llc for Stratos Wealth Partners, Ltd (registered 2022-11-28)
Form ADVobserved 5 days ago
Occurred
Mar 18, 2022
Control person joined
Hughes Megan Mills (Member) appeared on Schedule A of Avl/Wealthcare, Llc
Form ADVobserved 5 days ago
Occurred
Mar 18, 2022
Control person joined
Lynn Kerry Lion (Chief Compliance Officer) appeared on Schedule A of Avl/Wealthcare, Llc
Form ADVobserved 5 days ago
Occurred
Jan 28, 2019
Control person left
Marion James Stokes (Member) no longer on Schedule A of Avl/Wealthcare, Llc (listed 2018-03-13, absent 2019-01-28)
Form ADVobserved 5 days ago
Occurred
Jan 28, 2019
Control person left
Leo Jerry Levens (Member) no longer on Schedule A of Avl/Wealthcare, Llc (listed 2018-03-13, absent 2019-01-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0739b94-4490-678b-a4f5-bcbaa3b023a0
First observed: Mar 29, 2012
Last observed: Apr 25, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AVL/WEALTHCARE, LLC

AVL ADVISORY SERVICES, LLC, CRD 116519

GULFPORT, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0739b94-4490-678b-a4f5-bcbaa3b023a0

Data as of Apr 25, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AVL HOLDINGS, LLC

Member

yes

12/1999

Mar 29, 2012

Apr 25, 2023

FAVRE, GERALD, WILLIAM

Member

yes

12/1999

Mar 29, 2012

Apr 25, 2023

MARMALICH, KIMBERLY, RAY

Member

yes

01/2017

Mar 11, 2017

Apr 25, 2023

MILLS, MEGAN, HUGHES

Member

yes

01/2022

Mar 18, 2022

Apr 25, 2023

VIGNES, DEBORAH, LEIGH

Member

yes

01/2017

Mar 11, 2017

Apr 25, 2023

VIGNES, DEBORAH, LEIGH

MANAGING PARTNER, CHIEF COMPLIANCE OFFICER

yes

01/2023

Mar 11, 2017

Apr 25, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALEXANDER, VAN LOON, SLOAN, LEVENS & FAVRE, PLLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 29, 2023

n/a

2021

Mar 18, 2022

$122M

n/a

2020

Mar 6, 2021

$111M

n/a

2019

Mar 24, 2020

$121M

n/a

2018

Mar 27, 2019

$119M

n/a

2017

Mar 13, 2018

$131M

n/a

2016

Mar 11, 2017

$123M

n/a

2015

Feb 10, 2016

$111M

n/a

2014

Mar 4, 2015

$109M

n/a

2013

Mar 13, 2014

$104M

n/a

2012

Mar 27, 2013

$92.5M

n/a

2011

Mar 29, 2012

$92.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

n/a

$122M

n/a

$121M

n/a