K•••••••• M•••

Advisor at W•••• I••••••••• A•••••••• L••

Fort Mill, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jul 7, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Jan 5, 2026	n/a	yes	Fort Mill, SC	Current employment
L••••• T•••••• I••••••••• I•••	Independent wealth	Nov 8, 2019	Mar 4, 2022	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• T•••••• I••••••••• I•••	W•••• I••••••••• A•••••••• L••	Mar 4, 2022	Jan 5, 2026	1,403	Firm change after gap	Other
B••••••••• A•••• M••••••••• L••	L••••• T•••••• I••••••••• I•••	Apr 29, 2020	Nov 8, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
284626:108068:NC:2020-04-29	Apr 29, 2020	Nov 8, 2019	CHARLOTTE, NC	Firm change after gap

Relationships

Registered with (6)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ L••••• T•••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 8, 2019 to Mar 4, 2022factForm ADV
→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 12, 2019 to Apr 29, 2020factForm ADV
→ L•• F•••••••• L••

Dated events

Order

Occurred
4 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 14, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.