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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LAFFER TENGLER INVESTMENTS, INC.

CRD 108068

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa16e6b7-945d-48a3-9e13-6b4269eec9fc

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 16
On other graphs: 0
Observed: Mar 30, 2012 to Mar 26, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.72 fund_share=0.03 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $800MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $800M
Private client RAUM: $580MderivedItem 5.D individuals plus high net worth individuals
Private client share: 72%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $66.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 13
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 767
Individual clients: 145
High net worth clients: 98
Custody, client assets: $229M
SEC number: 801-56953
CIK: 1307878
CRD: 108068
Filings on the tape: 50
First filed: Mar 30, 2012
Latest filed: Mar 26, 2026
Organised: Corporation, TN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN STANLEY ROGERS	n/a	Manchester, TN \| NASHVILLE, TN	19	29	1	no
NANCY CAVEN TENGLER	n/a	Incline Village, NV \| Scottsdale, AZ	6	25	2	no
CATHERINE LORIE LAFEE	n/a	Sottsdale, AZ	6	15	3	no
STEVEN FREDERICK SHEPICH	Chartered Financial Analyst	Royal Oak, MI	6	31	2	no
MICHAEL JOSEPH MADZIN	n/a	Chattanooga, TN \| NASHVILLE, TN	3	22	3	no
James Kirk Meyers	n/a	Scottsdale, AZ	3	11	1	no
BYRON DUANE ANDERSON	n/a	Scottsdale, AZ	2	21	4	no
Alex Van Iderstine	Chartered Financial Analyst	Scottsdale, AZ	2	13	n/a	no
LAUREN MELISSA WEST	Chartered Financial Analyst	Scottsdale, AZ	1	14	n/a	no
Gavin Edward Grabowski	n/a	Scottsdale, AZ	1	11	n/a	no
Austin Mitchell Filiere	Chartered Financial Analyst	Scottsdale, AZ	0	12	n/a	no
Nicholas George Pethokoukis	n/a	NASHVILLE, TN	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUTCHER, KEITH, DELBERT	MANAGING PARTNER	C	yes	12/2010	Nov 8, 2019	May 7, 2024
BUTCHERJOSEPH & CO. LLC	Owner	D	yes	06/2016	Nov 8, 2019	May 7, 2024
BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC	Owner	E	yes	11/2019	Nov 8, 2019	May 7, 2024
LAFFER, ARTHUR, BETZ	PORTFOLIO MANAGER AND PRESIDENT	Na	yes	12/2020	Mar 30, 2012	May 7, 2024
STRYCHARZ, JOSEPH, JOHN	MANAGING PARTNER	C	yes	12/2010	Nov 8, 2019	May 7, 2024
TENGLER, NANCY, CAVEN	CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER	Na	yes	11/2019	Nov 8, 2019	May 7, 2024
Asher, Sheila	CHIEF OPERATING OFFICER	Na	no	01/2022	Mar 26, 2024	May 7, 2024
LYNCH, DEBRA, BELLANTONI	CHIEF COMPLIANCE OFFICER	Na	no	12/2022	Dec 21, 2022	May 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BUTCHERJOSEPH & CO. LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	3	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$800M	$800M	14	13	5	n/a	n/a
2024	Mar 11, 2025	$622M	$622M	15	12	5	n/a	n/a
2023	Mar 18, 2024	$463M	$463M	13	10	5	n/a	n/a
2022	Mar 30, 2023	$388M	$388M	11	8	6	n/a	n/a
2021	Mar 30, 2022	$387M	$374M	15	8	4	n/a	n/a
2020	Mar 31, 2021	$296M	$296M	20	8	6	n/a	n/a
2019	Mar 30, 2020	$154M	$154M	11	8	4	n/a	n/a
2018	Mar 28, 2019	$342M	$342M	10	7	2	n/a	n/a
2017	Mar 27, 2018	$410M	$410M	12	8	2	n/a	n/a
2016	Mar 30, 2017	$379M	$379M	12	8	n/a	n/a	n/a
2015	Mar 30, 2016	$381M	$381M	13	8	n/a	n/a	n/a
2014	Mar 31, 2015	$725M	$725M	15	8	n/a	n/a	n/a
2013	Mar 27, 2014	$614M	$614M	15	8	n/a	n/a	n/a
2012	Apr 1, 2013	$416M	$416M	15	8	n/a	n/a	n/a
2011	Mar 30, 2012	$319M	$319M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	8.3%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$800M	$622M	28.6%	$388M	27.3%	14	15	5	5

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BUTCHERJOSEPH ASSET MANAGEMENT, LLC	4	Apr 29, 2020	Dec 3, 2019	CHARLOTTE, NC	Firm absorbed	Other	100.0%

Relationships

Registered with (18)

← Nicholas George PethokoukisAdvisorregistration: current employment
Jun 2, 2026 to presentfactForm ADV
← Austin Mitchell FiliereAdvisorregistration: current employment
Mar 17, 2026 to presentfactForm ADV
← Gavin Edward GrabowskiAdvisorregistration: current employment
May 28, 2025 to presentfactForm ADV
← LAUREN MELISSA WESTAdvisorregistration: current employment
Mar 5, 2025 to presentfactForm ADV
← Alex Van IderstineAdvisorregistration: current employment
Jul 12, 2024 to presentfactForm ADV
← BYRON DUANE ANDERSONAdvisorregistration: current employment
Jun 14, 2024 to presentfactForm ADV
← James Kirk MeyersAdvisorregistration: current employment
May 2, 2023 to presentfactForm ADV
← MICHAEL JOSEPH MADZINAdvisorregistration: previous registration
Jun 15, 2007 to Nov 13, 2020factForm ADV
← STEVEN FREDERICK SHEPICHAdvisorregistration: current employment
May 19, 2020 to presentfactForm ADV
← NANCY CAVEN TENGLERAdvisorregistration: current employment
Dec 3, 2019 to presentfactForm ADV
← CATHERINE LORIE LAFEEAdvisorregistration: current employment
Dec 3, 2019 to presentfactForm ADV
← JOHN STANLEY ROGERSAdvisorregistration: current employment
Dec 6, 2006 to presentfactForm ADV
← MARK STEVEN WERNERAdvisorregistration: previous registration
Mar 4, 2025 to Jan 13, 2026factForm ADV
← JONATHAN E CURLEYAdvisorregistration: previous registration
Nov 8, 2019 to Mar 1, 2023factForm ADV
← ALEC Louis DIAMONDAdvisorregistration: previous registration
Apr 12, 2021 to Sep 19, 2022factForm ADV
← RICHARD ALLEN GRIDERAdvisorregistration: previous registration
Apr 26, 2021 to Sep 15, 2022factForm ADV
← KATHERINE MACHAdvisorregistration: previous registration
Nov 8, 2019 to Mar 4, 2022factForm ADV
← EILEEN ROBIN FROHMANAdvisorregistration: previous registration
Sep 23, 2021 to Nov 5, 2021factForm ADV

Controls (6)

← BUTCHERJOSEPH & CO. LLCOwnerOWNER, ownership code D, domestic entity
Nov 8, 2019 to May 7, 2024factForm ADV
← STRYCHARZ, JOSEPH, JOHNOwnerMANAGING PARTNER, ownership code C, individual
Nov 8, 2019 to May 7, 2024factForm ADV
← LAFFER, ARTHUR, BETZOwnerPORTFOLIO MANAGER AND PRESIDENT, ownership code NA, individual
Mar 30, 2012 to May 7, 2024factForm ADV
← TENGLER, NANCY, CAVENOwnerCHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 8, 2019 to May 7, 2024factForm ADV
← BUTCHER, KEITH, DELBERTOwnerMANAGING PARTNER, ownership code C, individual
Nov 8, 2019 to May 7, 2024factForm ADV
← BUTCHERJOSEPH FINANCIAL HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Nov 8, 2019 to May 7, 2024factForm ADV

Owns (2)

← Asher, SheilaOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 26, 2024 to May 7, 2024factForm ADV
← LYNCH, DEBRA, BELLANTONIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 21, 2022 to May 7, 2024factForm ADV

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
Laffer Tengler Investments, Inc. reported RAUM $800.1M, up 29% from $622.0M (2025-09-10 to 2026-03-26)
Form ADVobserved 4 days ago
$178M
Occurred
Jan 13, 2026
Advisor changed firm
Mark Steven Werner left Laffer Tengler Investments, Inc. for Lpl Financial Llc (registered 2026-08-25)
Form ADVobserved 4 days ago
Occurred
Mar 11, 2025
Regulatory AUM changed
Laffer Tengler Investments, Inc. reported RAUM $622.0M, up 34% from $462.6M (2024-05-07 to 2025-03-11)
Form ADVobserved 4 days ago
$159M
Occurred
Mar 1, 2023
Advisor changed firm
Jonathan E Curley left Laffer Tengler Investments, Inc. for World Investment Advisors, Llc (registered 2023-05-02)
Form ADVobserved 4 days ago
Occurred
Sep 19, 2022
Advisor changed firm
Alec Louis Diamond left Laffer Tengler Investments, Inc. for Alliancebernstein L.P. (registered 2022-06-22)
Form ADVobserved 4 days ago
Occurred
Sep 15, 2022
Advisor changed firm
Richard Allen Grider left Laffer Tengler Investments, Inc. for My Prosper Team (registered 2024-09-13)
Form ADVobserved 4 days ago
Occurred
Mar 4, 2022
Advisor changed firm
Katherine Mach left Laffer Tengler Investments, Inc. for World Investment Advisors, Llc (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Dec 2, 2021
Control person left
E Jonathan Curley (Chief Executive Officer) no longer on Schedule A of Laffer Tengler Investments, Inc. (listed 2021-09-16, absent 2021-12-02)
Form ADVobserved 4 days ago
Occurred
Dec 2, 2021
Control person left
Marie Katherine Mach (Chief Compliance Officer) no longer on Schedule A of Laffer Tengler Investments, Inc. (listed 2021-09-16, absent 2021-12-02)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Laffer Tengler Investments, Inc. reported RAUM $295.8M, up 92% from $154.4M (2021-03-10 to 2021-03-31)
Form ADVobserved 4 days ago
$141M
Occurred
Mar 30, 2020
Regulatory AUM changed
Laffer Tengler Investments, Inc. reported RAUM $154.4M, down 55% from $342.2M (2020-02-06 to 2020-03-30)
Form ADVobserved 4 days ago
$-188M
Occurred
Nov 8, 2019
Control person joined
E Jonathan Curley (Chief Executive Officer And Chief Compliance Officer) appeared on Schedule A of Laffer Tengler Investments, Inc.
Form ADVobserved 4 days ago
Occurred
Nov 8, 2019
Control person joined
Caven Nancy Tengler (Chief Investment Officer) appeared on Schedule A of Laffer Tengler Investments, Inc.
Form ADVobserved 4 days ago
Occurred
Nov 8, 2019
Control person joined
Marie Katherine Mach (Assistant Compliance Officer) appeared on Schedule A of Laffer Tengler Investments, Inc.
Form ADVobserved 4 days ago
Occurred
Nov 8, 2019
Control person joined
Delbert Keith Butcher (Managing Partner) appeared on Schedule A of Laffer Tengler Investments, Inc.
Form ADVobserved 4 days ago
Occurred
Nov 8, 2019
Control person joined
John Joseph Strycharz (Managing Partner) appeared on Schedule A of Laffer Tengler Investments, Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa16e6b7-945d-48a3-9e13-6b4269eec9fc
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAFFER TENGLER INVESTMENTS, INC.

CRD 108068

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa16e6b7-945d-48a3-9e13-6b4269eec9fc

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN STANLEY ROGERS

n/a

Manchester, TN | NASHVILLE, TN

NANCY CAVEN TENGLER

n/a

Incline Village, NV | Scottsdale, AZ

CATHERINE LORIE LAFEE

n/a

Sottsdale, AZ

STEVEN FREDERICK SHEPICH

Chartered Financial Analyst

Royal Oak, MI

MICHAEL JOSEPH MADZIN

n/a

Chattanooga, TN | NASHVILLE, TN

James Kirk Meyers

n/a

Scottsdale, AZ

BYRON DUANE ANDERSON

n/a

Scottsdale, AZ

Alex Van Iderstine

Chartered Financial Analyst

Scottsdale, AZ

n/a

LAUREN MELISSA WEST

Chartered Financial Analyst

Scottsdale, AZ

n/a

Gavin Edward Grabowski

n/a

Scottsdale, AZ

n/a

Austin Mitchell Filiere

Chartered Financial Analyst

Scottsdale, AZ

n/a

Nicholas George Pethokoukis

n/a

NASHVILLE, TN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUTCHER, KEITH, DELBERT

MANAGING PARTNER

yes

12/2010

Nov 8, 2019

May 7, 2024

BUTCHERJOSEPH & CO. LLC

Owner

yes

06/2016

Nov 8, 2019

May 7, 2024

BUTCHERJOSEPH FINANCIAL HOLDINGS, LLC

Owner

yes

11/2019

Nov 8, 2019

May 7, 2024

LAFFER, ARTHUR, BETZ

PORTFOLIO MANAGER AND PRESIDENT

yes

12/2020

Mar 30, 2012

May 7, 2024

STRYCHARZ, JOSEPH, JOHN

MANAGING PARTNER

yes

12/2010

Nov 8, 2019

May 7, 2024

TENGLER, NANCY, CAVEN

CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER

yes

11/2019

Nov 8, 2019

May 7, 2024

Asher, Sheila

CHIEF OPERATING OFFICER

01/2022

Mar 26, 2024

May 7, 2024

LYNCH, DEBRA, BELLANTONI

CHIEF COMPLIANCE OFFICER

12/2022

Dec 21, 2022

May 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BUTCHERJOSEPH & CO. LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$800M

n/a

2024

Mar 11, 2025

$622M

n/a

2023

Mar 18, 2024

$463M

n/a

2022

Mar 30, 2023

$388M

n/a

2021

Mar 30, 2022

$387M

$374M

n/a

2020

Mar 31, 2021

$296M

n/a

2019

Mar 30, 2020

$154M

n/a

2018

Mar 28, 2019

$342M

n/a

2017

Mar 27, 2018

$410M

n/a

2016

Mar 30, 2017

$379M

n/a

2015

Mar 30, 2016

$381M

n/a

2014

Mar 31, 2015

$725M

n/a

2013

Mar 27, 2014

$614M

n/a

2012

Apr 1, 2013

$416M

n/a

2011

Mar 30, 2012

$319M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

8.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$800M

$622M

28.6%

$388M

27.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

Apr 29, 2020

Dec 3, 2019

CHARLOTTE, NC

Firm absorbed

Other

100.0%