DFX Intelligence

D••••• K•••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

D••••• K•••• O••••••••

Advisor at A•••• I••••••••• A•••••••• L••

DEERFIELD, IL | Portland, OR

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Search this name across graphsid dfx:ria:07bb4b96-ce57-ad3f-fad5-c05e0b79327f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A•••••••• L••	Mixed wealth	Feb 7, 2022	n/a	yes	Portland, OR\|DEERFIELD, IL	Current employment
C••••• A••••••• L••	Former SEC adviser	Feb 28, 2012	Feb 7, 2022	no	PORTLAND, OR\|PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	A•••• I••••••••• A•••••••• L••	Feb 7, 2022	Feb 7, 2022	0	Firm change	Ibd to RIA
P•••••• W••• F•••••••• C••••••••• I••	C••••• A••••••• L••	Feb 28, 2012	Feb 28, 2012

Relationships

Registered with (3)

→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 7, 2022 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 28, 2012 to Feb 7, 2022factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••Registered adviserregistration: previous registration
Aug 9, 2004 to Feb 28, 2012factForm ADV

Dated events

Occurred
Feb 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07bb4b96-ce57-ad3f-fad5-c05e0b79327f
First observed: Aug 9, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.