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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PACIFIC WEST FINANCIAL CONSULTANTS INC

CRD 108728

RENTON, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f35afd09-8a40-8665-87aa-b599989ab72c

Data as of Mar 7, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 187
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2012 to Mar 7, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $891MItem 5.F on the latest filing (2012-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $602M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 6,894
SEC number: 801-55508
CRD: 108728
Filings on the tape: 3
First filed: Feb 15, 2012
Latest filed: Mar 7, 2012
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORD, ERINN, JUNE	DIRECTOR, CMO, MEMBER	Na	yes	06/1999	Feb 15, 2012	Mar 7, 2012
FORD, ERINN, JUNE	MEMBER - 22.5%, DIRECTOR, VICE PRESIDENT, COO	C	yes	07/2002	Feb 15, 2012	Mar 7, 2012
FORD, SHANON, LANE	DIRECTOR, PRESIDENT, CFO, MEMBER	Na	yes	01/2007	Feb 15, 2012	Mar 7, 2012
FORD, SHANON, LANE	MEMBER - 22.5%, DIRECTOR, PRESIDENT, CFO	C	yes	01/2007	Feb 15, 2012	Mar 7, 2012
PIZELO, PHILIP, ANTHONY	MEMBER - 55%, DIRECTOR, CEO	D	yes	01/2007	Feb 15, 2012	Mar 7, 2012
PIZELO, PHILIP, ANTHONY	DIRECTOR, CEO, MEMBER	Na	yes	01/2007	Feb 15, 2012	Mar 7, 2012
MCCLOSKEY, MARK, THOMAS	CHIEF COMPLIANCE OFFICER	Na	no	03/2006	Feb 15, 2012	Mar 7, 2012
PACIFIC WEST FINANCIAL GROUP HOLDING CO. LLC	INTERMIDIARY HOLDING CO.	E	no	01/2001	Feb 15, 2012	Mar 7, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BELVILLE FINANCIAL ADVISORS	n/a	n/a	n/a	N	no	n/a
BLUE SUMMIT WEALTH MANAGEMENT	n/a	n/a	n/a	N	no	n/a
GRUBER FINANCIAL	n/a	n/a	n/a	N	no	n/a
PACIFIC WEST SECURITIES, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Monterey	CA	United States	n/a	no
Englewood	Co	United States	n/a	no
Tigard	Or	United States	n/a	no
Seattle	Wa	United States	n/a	no
Vancouver	Wa	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Feb 15, 2012	$891M	$602M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$891M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

showing 80 of 187

Controls (3)

← FORD, ERINN, JUNEOwnerMEMBER - 22.5%, DIRECTOR, VICE PRESIDENT, COO, ownership code C, individual
Feb 15, 2012 to presentfactForm ADV
← PIZELO, PHILIP, ANTHONYOwnerMEMBER - 55%, DIRECTOR, CEO, ownership code D, individual
Feb 15, 2012 to presentfactForm ADV
← FORD, SHANON, LANEOwnerMEMBER - 22.5%, DIRECTOR, PRESIDENT, CFO, ownership code C, individual
Feb 15, 2012 to presentfactForm ADV

Owns (2)

← MCCLOSKEY, MARK, THOMASOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 15, 2012 to presentfactForm ADV
← PACIFIC WEST FINANCIAL GROUP HOLDING CO. LLCOwnerINTERMIDIARY HOLDING CO., ownership code E, domestic entity
Feb 15, 2012 to presentfactForm ADV

Registered with (71)

← Howard Joseph EnglehartAdvisorregistration: previous registration
Nov 8, 2006 to Mar 30, 2012factForm ADV
← KENNETH LEE CLOWERSAdvisorregistration: previous registration
Apr 11, 2001 to Mar 16, 2012factForm ADV
← SANDRA KAY DRENNONAdvisorregistration: previous registration
Mar 2, 2012 to Mar 16, 2012factForm ADV
← JAMES EDWARD BELLAdvisorregistration: previous registration
Jul 28, 2006 to Mar 16, 2012factForm ADV
← MARIS IVARS GALINSAdvisorregistration: previous registration
Jun 7, 2001 to Mar 1, 2012factForm ADV
← JOHN ROBERT SKEITHAdvisorregistration: previous registration
Jun 26, 2000 to Feb 28, 2012factForm ADV
← STEVEN MICHAEL DITCHAdvisorregistration: previous registration
Jun 30, 2004 to Feb 28, 2012factForm ADV
← PETER PAUL STEFANICAdvisorregistration: previous registration
Mar 2, 2004 to Feb 28, 2012factForm ADV
← BRENDA ANN STONEAdvisorregistration: previous registration
Mar 10, 2010 to Feb 28, 2012factForm ADV
← ROBERT DONALD SHOJIAdvisorregistration: previous registration
Dec 5, 2001 to Feb 28, 2012factForm ADV
← DAVID ROBERT FREDERICKAdvisorregistration: previous registration
Feb 15, 2008 to Feb 28, 2012factForm ADV
← David W TreichlerAdvisorregistration: previous registration
Apr 7, 2011 to Feb 28, 2012factForm ADV
← LOUIS RICHARD DIMARCOAdvisorregistration: previous registration
Jul 18, 2007 to Feb 28, 2012factForm ADV
← BRENT BERNARD GOTTIERAdvisorregistration: previous registration
Oct 13, 2006 to Feb 28, 2012factForm ADV
← ERIC JAMES SCHINDLERAdvisorregistration: previous registration
Jun 17, 2005 to Feb 28, 2012factForm ADV
← GORDON DARYL JAENSONAdvisorregistration: previous registration
Feb 14, 2002 to Feb 28, 2012factForm ADV
← SANDRA LEE HAY MAGDALENOAdvisorregistration: previous registration
Jun 9, 2006 to Feb 28, 2012factForm ADV
← MICHAEL WILLIAM WHITEAdvisorregistration: previous registration
Jul 9, 2010 to Feb 28, 2012factForm ADV
← KIMILA KAY SETZERAdvisorregistration: previous registration
Dec 5, 2001 to Feb 28, 2012factForm ADV
← FRED ARTLEY GREENAdvisorregistration: previous registration
Jul 5, 2000 to Feb 28, 2012factForm ADV
← TIMOTHY ROBERT KNAPPAdvisorregistration: previous registration
Jun 19, 2000 to Feb 28, 2012factForm ADV
← MICHAEL PAUL JEANFREAUAdvisorregistration: previous registration
Jul 10, 2009 to Feb 28, 2012factForm ADV
← DALE RUPPERT HANCOCKAdvisorregistration: previous registration
Feb 16, 2006 to Feb 28, 2012factForm ADV
← BONNIE CAROLE COURTNEYAdvisorregistration: previous registration
Sep 5, 2007 to Feb 28, 2012factForm ADV
← EARL BARNEY HARTLEYAdvisorregistration: previous registration
Nov 5, 2010 to Feb 28, 2012factForm ADV
← KIP ALLEN MECHALSAdvisorregistration: previous registration
Feb 19, 2002 to Feb 28, 2012factForm ADV
← LEWIS GEORGE CHAMBERLAINAdvisorregistration: previous registration
Jan 30, 1996 to Feb 28, 2012factForm ADV
← THEODORE JOHN HEUCHLINGAdvisorregistration: previous registration
Dec 12, 2003 to Feb 28, 2012factForm ADV
← ERIC KRAUSZ ADLERAdvisorregistration: previous registration
Jan 16, 2004 to Feb 28, 2012factForm ADV
← DALE RUSSELL TEACHOUTAdvisorregistration: previous registration
Jul 17, 2000 to Feb 28, 2012factForm ADV
and 41 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f35afd09-8a40-8665-87aa-b599989ab72c
First observed: Feb 15, 2012
Last observed: Mar 7, 2012 177 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PACIFIC WEST FINANCIAL CONSULTANTS INC

CRD 108728

RENTON, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f35afd09-8a40-8665-87aa-b599989ab72c

Data as of Mar 7, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORD, ERINN, JUNE

DIRECTOR, CMO, MEMBER

yes

06/1999

Feb 15, 2012

Mar 7, 2012

FORD, ERINN, JUNE

MEMBER - 22.5%, DIRECTOR, VICE PRESIDENT, COO

yes

07/2002

Feb 15, 2012

Mar 7, 2012

FORD, SHANON, LANE

DIRECTOR, PRESIDENT, CFO, MEMBER

yes

01/2007

Feb 15, 2012

Mar 7, 2012

FORD, SHANON, LANE

MEMBER - 22.5%, DIRECTOR, PRESIDENT, CFO

yes

01/2007

Feb 15, 2012

Mar 7, 2012

PIZELO, PHILIP, ANTHONY

MEMBER - 55%, DIRECTOR, CEO

yes

01/2007

Feb 15, 2012

Mar 7, 2012

PIZELO, PHILIP, ANTHONY

DIRECTOR, CEO, MEMBER

yes

01/2007

Feb 15, 2012

Mar 7, 2012

MCCLOSKEY, MARK, THOMAS

CHIEF COMPLIANCE OFFICER

03/2006

Feb 15, 2012

Mar 7, 2012

PACIFIC WEST FINANCIAL GROUP HOLDING CO. LLC

INTERMIDIARY HOLDING CO.

01/2001

Feb 15, 2012

Mar 7, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BELVILLE FINANCIAL ADVISORS

n/a

BLUE SUMMIT WEALTH MANAGEMENT

n/a

GRUBER FINANCIAL

n/a

PACIFIC WEST SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Monterey

United States

n/a

Englewood

United States

n/a

Tigard

United States

n/a

Seattle

United States

n/a

Vancouver

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Feb 15, 2012

$891M

$602M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$891M

n/a