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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NOVAPOINT CAPITAL LLC

CRD 173663

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07bdb7f1-dc21-8e50-a0f7-1b6caf73fe83

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 6
On other graphs: 0
Observed: May 31, 2019 to Mar 27, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.51 fund_share=0.48 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $536MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $536M
Private client RAUM: $276MderivedItem 5.D individuals plus high net worth individuals
Private client share: 51%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $134Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 812
Individual clients: 147
High net worth clients: 63
SEC number: 801-116881
CIK: 1815025
CRD: 173663
Filings on the tape: 17
First filed: May 31, 2019
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ALAN JOHN CONNER	n/a	ATLANTA, GA	11	34	1	no
JOSEPH MICHAEL SROKA	Chartered Financial Analyst	ATLANTA, GA	11	33	1	no
FREDERICK STARR WRIGHT	Chartered Financial Analyst	ATLANTA, GA	7	35	2	no
Meghan Elizabeth Hoover	Certified Financial Planner	ATLANTA, GA \| Williamsburg, VA	1	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONNER, ALAN, JOHN	PARTNER / PRESIDENT / CCO	D	yes	05/2020	May 31, 2019	Aug 13, 2024
CONNER, ALAN, JOHN	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2015	May 31, 2019	Aug 13, 2024
SROKA, JOSEPH, MICHAEL	PARTNER / SECRETARY / CIO	D	yes	05/2020	May 31, 2019	Aug 13, 2024
SROKA, JOSEPH, MICHAEL	Principal	Na	yes	01/2015	May 31, 2019	Aug 13, 2024
THE NOVAPOINT GROUP LLC	Owner	E	yes	04/2020	Jun 8, 2020	Aug 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FREDRICK WRIGHT	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 27, 2026	$536M	$536M	6	6	n/a	n/a
2024	Mar 10, 2025	$437M	$437M	6	6	n/a	n/a
2023	Feb 29, 2024	$384M	$384M	6	6	n/a	n/a
2022	Feb 16, 2023	$331M	$331M	6	6	n/a	n/a
2021	Feb 1, 2022	$352M	$349M	6	6	n/a	n/a
2020	Mar 15, 2021	$263M	$263M	4	4	n/a	n/a
2019	Mar 2, 2020	$192M	$185M	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$536M	$437M	22.6%	$331M	17.4%	6	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SPECTRUM ADVISORY SERVICES INC.	2	Nov 16, 2015	Jun 1, 2015	ATLANTA, GA	Team lift out	Other	66.7%

Relationships

Registered with (7)

← Meghan Elizabeth HooverAdvisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← FREDERICK STARR WRIGHTAdvisorregistration: current employment
May 1, 2019 to presentfactForm ADV
← ALAN JOHN CONNERAdvisorregistration: current employment
Jun 1, 2015 to presentfactForm ADV
← JOSEPH MICHAEL SROKAAdvisorregistration: current employment
Jun 1, 2015 to presentfactForm ADV
← TIMOTHY SEAN BENBOWAdvisorregistration: previous registration
Sep 2, 2021 to Jan 23, 2024factForm ADV
← John Allan DuncanAdvisorregistration: previous registration
Jan 27, 2022 to Aug 2, 2023factForm ADV
← JEFFERY VERNON WRIGHTAdvisorregistration: previous registration
Jun 6, 2018 to May 17, 2022factForm ADV

Controls (3)

← CONNER, ALAN, JOHNOwnerPARTNER / PRESIDENT / CCO, ownership code D, individual
May 31, 2019 to Aug 13, 2024factForm ADV
← SROKA, JOSEPH, MICHAELOwnerPARTNER / SECRETARY / CIO, ownership code D, individual
May 31, 2019 to Aug 13, 2024factForm ADV
← THE NOVAPOINT GROUP LLCOwnerOWNER, ownership code E, domestic entity
Jun 8, 2020 to Aug 13, 2024factForm ADV

Moved with (1)

← SPECTRUM ADVISORY SERVICES INC.Registered adviser2 advisors, team lift out, same day
Nov 16, 2015 to Jun 1, 2015factForm ADV

Dated events

Occurred
Jan 23, 2024
Advisor changed firm
Timothy Sean Benbow left Novapoint Capital Llc for Wright Wealth Llc (registered 2024-03-19)
Form ADVobserved 5 days ago
Occurred
Aug 2, 2023
Advisor changed firm
John Allan Duncan left Novapoint Capital Llc for Wright Wealth Llc (registered 2024-01-17)
Form ADVobserved 5 days ago
Occurred
May 17, 2022
Advisor changed firm
Jeffery Vernon Wright left Novapoint Capital Llc for Wright Wealth Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Apr 22, 2021
Control person joined
Michael Joseph Sroka (Principal) appeared on Schedule A of Novapoint Capital Llc
Form ADVobserved 5 days ago
Occurred
Jun 8, 2020
Control person left
Michael Joseph Sroka (Chief Investment Officer) no longer on Schedule A of Novapoint Capital Llc (listed 2020-05-08, absent 2020-06-08)
Form ADVobserved 5 days ago
Occurred
May 31, 2019
First Form ADV filing
Novapoint Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07bdb7f1-dc21-8e50-a0f7-1b6caf73fe83
First observed: May 31, 2019
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NOVAPOINT CAPITAL LLC

CRD 173663

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07bdb7f1-dc21-8e50-a0f7-1b6caf73fe83

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ALAN JOHN CONNER

n/a

ATLANTA, GA

JOSEPH MICHAEL SROKA

Chartered Financial Analyst

ATLANTA, GA

FREDERICK STARR WRIGHT

Chartered Financial Analyst

ATLANTA, GA

Meghan Elizabeth Hoover

Certified Financial Planner

ATLANTA, GA | Williamsburg, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONNER, ALAN, JOHN

PARTNER / PRESIDENT / CCO

yes

05/2020

May 31, 2019

Aug 13, 2024

CONNER, ALAN, JOHN

PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

01/2015

May 31, 2019

Aug 13, 2024

SROKA, JOSEPH, MICHAEL

PARTNER / SECRETARY / CIO

yes

05/2020

May 31, 2019

Aug 13, 2024

SROKA, JOSEPH, MICHAEL

Principal

yes

01/2015

May 31, 2019

Aug 13, 2024

THE NOVAPOINT GROUP LLC

Owner

yes

04/2020

Jun 8, 2020

Aug 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FREDRICK WRIGHT

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$536M

n/a

2024

Mar 10, 2025

$437M

n/a

2023

Feb 29, 2024

$384M

n/a

2022

Feb 16, 2023

$331M

n/a

2021

Feb 1, 2022

$352M

$349M

n/a

2020

Mar 15, 2021

$263M

n/a

2019

Mar 2, 2020

$192M

$185M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$536M

$437M

22.6%

$331M

17.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SPECTRUM ADVISORY SERVICES INC.

Nov 16, 2015

Jun 1, 2015

ATLANTA, GA

Team lift out

Other

66.7%