DFX Intelligence

T•••••• S••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner21 years in industry

T•••••• S••• B•••••

Advisor at W••••• W••••• L••

Roswell, GA | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5200a57a-c0bf-fa63-f8b8-466b7c62e7b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• W••••• L••	Independent wealth	Mar 19, 2024	n/a	yes	ATLANTA, GA\|Roswell, GA	Current employment
N•••••••• C•••••• L••	Independent wealth	Sep 2, 2021	Jan 23, 2024	no	Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• C•••••• L••	W••••• W••••• L••	Jan 23, 2024	Mar 19, 2024	56	Firm change	RIA to RIA
B••••• E•• W••••• M••••••••• L••	N•••••••• C•••••• L••	Sep 13, 2021	Sep 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
154640:133705:GA:2016-12-31	Dec 31, 2016	Dec 16, 2016	ATLANTA, GA	Firm change

Relationships

Registered with (6)

→ W••••• W••••• L••Registered adviserregistration: current employment
Mar 19, 2024 to presentfactForm ADV
→ N•••••••• C•••••• L••Registered adviserregistration: previous registration
Sep 2, 2021 to Jan 23, 2024factForm ADV
→ B••••• E•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 7, 2019 to Sep 13, 2021factForm ADV
→ W••••••• C••••••Registered adviser

Dated events

Occurred
Jan 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5200a57a-c0bf-fa63-f8b8-466b7c62e7b0
First observed: Aug 24, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.