DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•••••••• F•••••••• A•••••••• L••
Tolland, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••••• F•••••••• A•••••••• L•• | Independent wealth | Apr 15, 2025 | n/a | yes | Tolland, CT | Current employment |
| N•• F••••••• A•••••••• L•• | Asset manager | Apr 12, 2017 | Nov 14, 2024 | no | Tolland, CT|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• F••••••• A•••••••• L•• | I•••••••• F•••••••• A•••••••• L•• | Nov 14, 2024 | Apr 15, 2025 | 152 | Firm change | Other |
| A••••••••• I••• | N•• F••••••• A•••••••• L•• | Nov 22, 2016 | Apr 12, 2017 |
| A••••••••• I••• | Bd affiliated wealth | Jul 31, 2008 | Nov 22, 2016 | no | TOLLAND, CT | Previous registration |
| G••••••• F•••••••• A•••• M••••••••• I•• | n/a | Apr 20, 2006 | Jul 31, 2008 | no | TOLLAND, CT | Previous registration |
| T•••• S••••• S••••••••• I••• | Former SEC adviser | Jun 30, 2005 | Dec 31, 2005 | no | SPRINGFIELD, MA | Previous registration |
| 141 |
| Firm change |
| Other |
| G••••••• F•••••••• A•••• M••••••••• I•• | A••••••••• I••• | Jul 31, 2008 | Jul 31, 2008 | 0 | Firm change | Other |
| T•••• S••••• S••••••••• I••• | G••••••• F•••••••• A•••• M••••••••• I•• | Dec 31, 2005 | Apr 20, 2006 | 110 | Firm change | Other |