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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

INTEGRITY FINANCIAL ADVISORS, LLC

CRD 313369

WOBURN, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:565fb318-902f-3525-9f65-a81efc63167f

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: Apr 26, 2021 to Jun 26, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.82 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $135MItem 5.F on the latest filing (2026-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $115M
Private client RAUM: $111MderivedItem 5.D individuals plus high net worth individuals
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $15.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 8
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 495
Individual clients: 208
High net worth clients: 22
Custody, client assets: $147,944
SEC number: 801-121305
CRD: 313369
Filings on the tape: 18
First filed: Apr 26, 2021
Latest filed: Jun 26, 2026
Organised: Limited Liability Company, MA
Website: integrityfa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT FOREST HELD	n/a	Lower Gwynedd, PA \| WOBURN, MA	5	41	7	no
LACEY LYNN ROBERTS	n/a	WOBURN, MA \| Edmond, OK	4	25	8	no
MICHAEL DALE KOONTZ	Chartered Financial Consultant	Forest, VA \| WOBURN, MA	4	44	4	no
LEANNE ATENCIO MARTIN	Certified Financial Planner	WOBURN, MA \| Kittery, ME	3	23	3	no
Atencio Taylor Martin	n/a	Kittery, ME \| WOBURN, MA	2	13	n/a	no
DAVID MORGAN SCHUBACH	n/a	Tolland, CT	1	31	4	no
CHRISTIAN FREDERICK BOCKRATH	n/a	Lansdale, PA \| WOBURN, MA	0	10	n/a	no
LORI ANN DAY	n/a	Simi Valley, CA	0	16	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADVANCED FINANCIAL PARTNERS, LLC	Member	D	yes	03/2021	Apr 26, 2021	Sep 30, 2024
AUOUR INVESTMENTS LLC	Member	D	yes	03/2021	Apr 26, 2021	Sep 30, 2024
HELD, ROBERT, FOREST	Owner	E	yes	06/2008	Apr 26, 2021	Sep 30, 2024
HOSLER, JOSEPH, BYRON	MANAGIN PRINCIPAL	C	yes	03/2013	Apr 26, 2021	Sep 30, 2024
HOSLER, JOSEPH, BYRON	CHIEF COMPLIANCE OFFICER	Na	yes	03/2021	Apr 26, 2021	Sep 30, 2024
KUFTINEC, ROBERT, ZLATKO	Member	C	yes	01/2015	Apr 26, 2021	Sep 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AUOUR INVESTMENTS LLC	n/a	Independent wealth	$378M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Kittery	Me	United States	2	no
Edmond	Ok	United States	1	no
Lansdale	Pa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$135M	$115M	9	8	5	n/a	n/a
2024	Apr 15, 2025	$124M	$97.9M	10	9	6	n/a	n/a
2023	Mar 15, 2024	$104M	$89.6M	8	8	4	n/a	n/a
2022	Feb 22, 2023	$75.5M	$64.0M	5	4	3	n/a	n/a
2021	Mar 22, 2022	$62.5M	$56.0M	5	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$135M	$124M	8.5%	$75.5M	21.3%	9	10	5	6

Relationships

Affiliated with (2)

→ AUOUR INVESTMENTS LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← AUOUR INVESTMENTS LLCRegistered adviserother investment adviser, control
factForm ADV

Registered with (9)

← LORI ANN DAYAdvisorregistration: current employment
Jan 26, 2026 to presentfactForm ADV
← CHRISTIAN FREDERICK BOCKRATHAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← DAVID MORGAN SCHUBACHAdvisorregistration: current employment
Apr 15, 2025 to presentfactForm ADV
← Atencio Taylor MartinAdvisorregistration: current employment
Apr 9, 2024 to presentfactForm ADV
← LEANNE ATENCIO MARTINAdvisorregistration: current employment
Apr 28, 2023 to presentfactForm ADV
← JOSEPH BYRON HOSLERAdvisorregistration: current employment
Nov 17, 2022 to presentfactForm ADV
← LACEY LYNN ROBERTSAdvisorregistration: current employment
Apr 28, 2022 to presentfactForm ADV
← MICHAEL DALE KOONTZAdvisorregistration: current employment
Apr 28, 2022 to presentfactForm ADV
← ROBERT FOREST HELDAdvisorregistration: current employment
Jul 7, 2021 to presentfactForm ADV

Controls (5)

← HELD, ROBERT, FORESTOwnerOWNER, ownership code E, individual
Apr 26, 2021 to Sep 30, 2024factForm ADV
← HOSLER, JOSEPH, BYRONOwnerMANAGIN PRINCIPAL, ownership code C, individual
Apr 26, 2021 to Sep 30, 2024factForm ADV
← AUOUR INVESTMENTS LLCOwnerMEMBER, ownership code D, domestic entity
Apr 26, 2021 to Sep 30, 2024factForm ADV
← KUFTINEC, ROBERT, ZLATKOOwnerMEMBER, ownership code C, individual
Apr 26, 2021 to Sep 30, 2024factForm ADV
← ADVANCED FINANCIAL PARTNERS, LLCOwnerMEMBER, ownership code D, domestic entity
Apr 26, 2021 to Sep 30, 2024factForm ADV

Dated events

Occurred
Feb 22, 2023
Control person left
James Kenneth Doerr (Member) no longer on Schedule A of Integrity Financial Advisors, Llc (listed 2022-11-08, absent 2023-02-22)
Form ADVobserved 6 days ago
Occurred
Apr 26, 2021
First Form ADV filing
Integrity Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:565fb318-902f-3525-9f65-a81efc63167f
First observed: Apr 26, 2021
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEGRITY FINANCIAL ADVISORS, LLC

CRD 313369

WOBURN, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:565fb318-902f-3525-9f65-a81efc63167f

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT FOREST HELD

n/a

Lower Gwynedd, PA | WOBURN, MA

LACEY LYNN ROBERTS

n/a

WOBURN, MA | Edmond, OK

MICHAEL DALE KOONTZ

Chartered Financial Consultant

Forest, VA | WOBURN, MA

LEANNE ATENCIO MARTIN

Certified Financial Planner

WOBURN, MA | Kittery, ME

Atencio Taylor Martin

n/a

Kittery, ME | WOBURN, MA

n/a

DAVID MORGAN SCHUBACH

n/a

Tolland, CT

CHRISTIAN FREDERICK BOCKRATH

n/a

Lansdale, PA | WOBURN, MA

n/a

LORI ANN DAY

n/a

Simi Valley, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADVANCED FINANCIAL PARTNERS, LLC

Member

yes

03/2021

Apr 26, 2021

Sep 30, 2024

AUOUR INVESTMENTS LLC

Member

yes

03/2021

Apr 26, 2021

Sep 30, 2024

HELD, ROBERT, FOREST

Owner

yes

06/2008

Apr 26, 2021

Sep 30, 2024

HOSLER, JOSEPH, BYRON

MANAGIN PRINCIPAL

yes

03/2013

Apr 26, 2021

Sep 30, 2024

HOSLER, JOSEPH, BYRON

CHIEF COMPLIANCE OFFICER

yes

03/2021

Apr 26, 2021

Sep 30, 2024

KUFTINEC, ROBERT, ZLATKO

Member

yes

01/2015

Apr 26, 2021

Sep 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AUOUR INVESTMENTS LLC

n/a

Independent wealth

$378M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Kittery

United States

Edmond

United States

Lansdale

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$135M

$115M

n/a

2024

Apr 15, 2025

$124M

$97.9M

n/a

2023

Mar 15, 2024

$104M

$89.6M

n/a

2022

Feb 22, 2023

$75.5M

$64.0M

n/a

2021

Mar 22, 2022

$62.5M

$56.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$135M

$124M

8.5%

$75.5M

21.3%