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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OROGRAPHIC FINANCIAL ADVISORS

OROGRAPHIC FINANCIAL ADVISORS, LLC, CRD 323980

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07caf9a3-9c75-f03e-239d-bc2815926984

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 21, 2022 to Mar 3, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $208MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $208M
Private client RAUM: $208MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $104Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 244
Individual clients: 62
High net worth clients: 49
Custody, client assets: $36.7M
SEC number: 801-126918
CRD: 323980
Filings on the tape: 10
First filed: Oct 21, 2022
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, CO
Website: orographicfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BO GABRIEL ALFRED PIHL	Certified Financial Planner\|Chartered Financial Analyst	AVON, CO	3	23	1	no
LESLEY MYRNA SHIFFRIN	Certified Financial Planner	DENVER, CO \| AVON, CO	3	36	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NCI, LLC	Owner	C	yes	10/2022	Mar 27, 2024	Jun 28, 2024
OROGRAPHIC FINANCIAL, LLC	Owner	C	yes	10/2022	Mar 27, 2024	Jun 28, 2024
PIHL, BO, GABRIEL ALFRED	Owner	E	yes	10/2022	Oct 21, 2022	Jun 28, 2024
PIHL, BO, GABRIEL ALFRED	Cco	Na	yes	10/2022	Oct 21, 2022	Jun 28, 2024
SHIFFRIN, LESLEY, MYRNA	Owner	E	yes	10/2022	Oct 21, 2022	Jun 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$208M	$208M	3	2	1	n/a	n/a
2024	Mar 13, 2025	$170M	$170M	3	2	1	n/a	n/a
2023	Feb 23, 2024	$151M	$151M	3	2	1	n/a	n/a
2022	Feb 27, 2023	$143M	$143M	3	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$208M	$170M	21.8%	$143M	13.2%	3	3	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION	2	Dec 31, 2022	Dec 15, 2022	DENVER, CO	Team lift out	Ibd to new firm	20.0%

Relationships

Registered with (2)

← LESLEY MYRNA SHIFFRINAdvisorregistration: current employment
Dec 15, 2022 to presentfactForm ADV
← BO GABRIEL ALFRED PIHLAdvisorregistration: current employment
Nov 23, 2022 to presentfactForm ADV

Controls (4)

← SHIFFRIN, LESLEY, MYRNAOwnerOWNER, ownership code E, individual
Oct 21, 2022 to Jun 28, 2024factForm ADV
← PIHL, BO, GABRIEL ALFREDOwnerOWNER, ownership code E, individual
Oct 21, 2022 to Jun 28, 2024factForm ADV
← NCI, LLCOwnerOWNER, ownership code C, domestic entity
Mar 27, 2024 to Jun 28, 2024factForm ADV
← OROGRAPHIC FINANCIAL, LLCOwnerOWNER, ownership code C, domestic entity
Mar 27, 2024 to Jun 28, 2024factForm ADV

Moved with (1)

← NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATIONRegistered adviser2 advisors, team lift out, same day
Dec 31, 2022 to Dec 15, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Team lift-out
2 advisors left Ntb Advisors, A Division OF Ntb Financial Corporation (Denver, CO) for Orographic Financial Advisors on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Oct 21, 2022
First Form ADV filing
Orographic Financial Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07caf9a3-9c75-f03e-239d-bc2815926984
First observed: Oct 21, 2022
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OROGRAPHIC FINANCIAL ADVISORS

OROGRAPHIC FINANCIAL ADVISORS, LLC, CRD 323980

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07caf9a3-9c75-f03e-239d-bc2815926984

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BO GABRIEL ALFRED PIHL

Certified Financial Planner|Chartered Financial Analyst

AVON, CO

LESLEY MYRNA SHIFFRIN

Certified Financial Planner

DENVER, CO | AVON, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NCI, LLC

Owner

yes

10/2022

Mar 27, 2024

Jun 28, 2024

OROGRAPHIC FINANCIAL, LLC

Owner

yes

10/2022

Mar 27, 2024

Jun 28, 2024

PIHL, BO, GABRIEL ALFRED

Owner

yes

10/2022

Oct 21, 2022

Jun 28, 2024

PIHL, BO, GABRIEL ALFRED

Cco

yes

10/2022

Oct 21, 2022

Jun 28, 2024

SHIFFRIN, LESLEY, MYRNA

Owner

yes

10/2022

Oct 21, 2022

Jun 28, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$208M

n/a

2024

Mar 13, 2025

$170M

n/a

2023

Feb 23, 2024

$151M

n/a

2022

Feb 27, 2023

$143M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$208M

$170M

21.8%

$143M

13.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION

Dec 31, 2022

Dec 15, 2022

DENVER, CO

Team lift out

Ibd to new firm

20.0%