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Advisor at OROGRAPHIC FINANCIAL ADVISORS
DENVER, CO | AVON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OROGRAPHIC FINANCIAL ADVISORS | Independent wealth | Dec 15, 2022 | n/a | yes | DENVER, CO|AVON, CO | Current employment |
| NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | Former SEC adviser | Jan 11, 2000 | Dec 31, 2022 | no | DENVER, CO|ENGLEWOOD, CO|HIGHLANDS RANCH, CO|HIGHLANDS RANCH, CO|Denver, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION | OROGRAPHIC FINANCIAL ADVISORS | Dec 31, 2022 | Dec 15, 2022 | -16 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7425:323980:CO:2022-12-31 | Dec 31, 2022 | Dec 15, 2022 | DENVER, CO | Firm change |