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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

MARK HUBER

Advisor at CONCORDE ASSET MANAGEMENT, LLC

Racine, WI | ANN ARBOR, MI | Maumee, OH | Huntley, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07ce7c2b-9143-eb7d-cd70-a476cc7f40b4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCORDE ASSET MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 19
Exams: S65|S63
First exam: Oct 19, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5976354

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jul 2, 2013	n/a	yes	ANN ARBOR, MI\|Racine, WI\|Huntley, IL\|Maumee, OH	Current employment

Relationships

Registered with (1)

→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 2, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07ce7c2b-9143-eb7d-cd70-a476cc7f40b4
First observed: Oct 19, 2011
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARK HUBER

Advisor at CONCORDE ASSET MANAGEMENT, LLC

Racine, WI | ANN ARBOR, MI | Maumee, OH | Huntley, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07ce7c2b-9143-eb7d-cd70-a476cc7f40b4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CONCORDE ASSET MANAGEMENT, LLC

Bd affiliated wealth

Jul 2, 2013

n/a

yes

ANN ARBOR, MI|Racine, WI|Huntley, IL|Maumee, OH

Current employment