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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 100m 1b

CONCORDE ASSET MANAGEMENT, LLC

CRD 140367

ANN ARBOR, MI

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Search this name across graphsid dfx:ria:da8bf4cc-5e89-9ca3-6366-4d1f904b27db

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 196
Dated events: 40
On other graphs: 0
Observed: Mar 5, 2012 to Jul 24, 2026
167 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=67.0
Regulatory AUM: $598MItem 5.F on the latest filing (2026-07-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $584M
Private client RAUM: $592MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 78
RAUM per advisor: $7.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 76
Advisory employees: 67
Offices: 56Schedule D 1.F, beyond the principal office
Accounts: 3,705
Individual clients: 3,651
High net worth clients: 38
SEC number: 801-74519
CRD: 140367
Filings on the tape: 167
First filed: Mar 5, 2012
Latest filed: Jul 24, 2026
Organised: Limited Liability Company, MI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 78

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK GERARD KOSANKE	n/a	Shelby Township, MI \| ANN ARBOR, MI	16	34	n/a	yes
JOHN HERBERT GAKENHEIMER	Certified Financial Planner	ANN ARBOR, MI \| Holland, OH	15	43	1	yes
DAVID JON ZUPEK	n/a	The Villages, FL \| RACINE, WI \| ANN ARBOR, MI	13	34	5	yes
MARK HUBER	n/a	Racine, WI \| ANN ARBOR, MI \| Maumee, OH \| Huntley, IL	13	14	n/a	yes
JAMES PATRICK MAHER	n/a	ANN ARBOR, MI \| FARMINGTON HILLS, MI	12	23	1	yes
MATT BRANSTETTER	n/a	ANN ARBOR, MI \| NOBLE, OK	12	35	4	yes
ROBIN LARAE EDGAR	n/a	St Louis, MN \| ANN ARBOR, MI	12	36	2	yes
ERIC STUART SCAFF	n/a	ANN ARBOR, MI \| San Francisco, CA	12	19	n/a	yes
DAMIAN JUDE DERING	Chartered Financial Consultant	ANN ARBOR, MI \| El Segundo, CA	12	29	6	yes
DAVID ROBERT KERN	Chartered Financial Consultant	Huntertown, IN \| ANN ARBOR, MI	11	42	4	yes
PRESTON PAUL MOKRIS	n/a	Pinehurst, NC \| ANN ARBOR, MI	11	18	2	yes
GARY LANE GLOVER	n/a	ANN ARBOR, MI \| Lawrenceville, GA	10	39	4	yes
JENNIFER LYNN DONAIS	Certified Financial Planner	Williston, ND \| ANN ARBOR, MI \| Mesa, AZ	10	15	3	yes
BRENT WAYNE LEE	n/a	Williston, ND \| ANN ARBOR, MI	10	18	2	yes
DANIEL KENNETH CHARLEY	n/a	ANN ARBOR, MI \| Jupiter, FL	10	18	n/a	yes
DANIELLE LEIGH DELONGCHAMP	n/a	ANN ARBOR, MI \| Boca Raton, FL	9	15	4	yes
REBECCA CERRONE FREEMAN	Certified Financial Planner	ANN ARBOR, MI \| Saratoga Springs, NY	9	28	n/a	yes
RANDALL BRIAN STOLTZ	n/a	ANN ARBOR, MI \| Scottsdale, AZ	8	28	1	yes
Brian William Ragen	n/a	Atlanta, GA \| ANN ARBOR, MI	8	36	5	yes
MATTHEW W. NAVARRE	n/a	Mt. Pleasant, WI \| Perrysburg, OH \| ANN ARBOR, MI \| Huntley, IL \| Maumee, OH	8	13	2	yes
FRANK TIMOTHY DUNN	n/a	ANN ARBOR, MI \| The Woodlands, TX	8	23	n/a	yes
PETER JOSEPH MCNEIL	n/a	ANN ARBOR, MI \| Alameda, CA	8	25	3	yes
Forrest Jefferson Padilla	Certified Financial Planner	ANN ARBOR, MI \| San Diego, CA	8	22	2	yes
Steven I Balaban	Certified Financial Planner	ANN ARBOR, MI \| San Diego, CA \| Elk Grove, CA	8	41	3	yes
FRANK TIMOTHY KUIPER	Chartered Financial Consultant	San Diego, CA \| ANN ARBOR, MI	8	35	6	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIMSTONE TRUST 2	Owner	D	yes	03/2021	Jun 28, 2022	Nov 7, 2024
CONCORDE HOLDINGS, INC.	MANAGING MEMBER	E	yes	07/2011	Mar 5, 2012	Nov 7, 2024
CONCORDE INVESTMENT PARTNERS, LLC	Member	E	yes	12/2021	Mar 25, 2022	Nov 7, 2024
DELONGCHAMP, DANIELLE, LEIGH	President	Na	yes	11/2023	Sep 29, 2017	Nov 7, 2024
ESTATE OF TED ROLLINS	OWNER OF TXG, LLC	E	yes	08/2021	Jun 28, 2022	Nov 7, 2024
GAKENHEIMER, JOHN, HERBERT	EXECUTIVE VICE PRESIDENT	Na	yes	11/2023	Mar 5, 2012	Nov 7, 2024
HOFER, KATHLEEN, ANN	CHIEF FINANCIAL OFFICER	Na	yes	03/2016	Mar 1, 2016	Nov 7, 2024
McMurry, Keith	CHIEF OPERATING OFFICER	Na	yes	10/2024	Oct 15, 2024	Nov 7, 2024
METRINKO, LLC	Member	D	yes	08/2021	Jun 28, 2022	Nov 7, 2024
ROLLINS, MICHAEL, METRINKO	OWNER OF METRINKO, LLC	E	yes	07/2015	Mar 25, 2021	Nov 7, 2024
ROLLINS, MICHAEL, METRINKO	TRUSTEE OF BRIMSTONE TRUST 2	F	yes	05/2014	Mar 25, 2021	Nov 7, 2024
Rollins, Michele, Metrinko	TRUSTEE OF BRIMSTONE TRUST 2	F	yes	05/2014	Jun 28, 2022	Nov 7, 2024
STACEY, JENNIFER, LEIGH	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 31, 2024	Nov 7, 2024
TXG, LLC	Member	D	yes	03/2018	Jun 28, 2022	Nov 7, 2024
VALEO ADVISORS, LLC	Member	C	yes	02/2020	Jun 28, 2022	Nov 7, 2024
Rollins, Holly	PERSONAL REPRESENTATIVE OF THE ESTATE OF TED ROLLINS	F	no	08/2021	Mar 23, 2023	Nov 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANGERTER FINANCIAL SERVICES, INC.	n/a	State registered	$68.8M	Y	no	n/a
CONCORDE INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a
CONCORDE INVESTMENT SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a
DANIEL CHARLEY	n/a	n/a	n/a	Y	no	n/a
DAVID TALBOT	n/a	n/a	n/a	Y	no	n/a
ERKKI M. PIEPPO	n/a	n/a	n/a	Y	no	n/a
INTEGRATED FINANCIAL RESOURCES, INC.	n/a	n/a	n/a	Y	no	n/a
JAMES RAINWATER	n/a	n/a	n/a	N	yes	n/a
JAMES SILBERNAGEL	n/a	n/a	n/a	Y	no	n/a
JAMES SILBERNAGEL	n/a	n/a	n/a	Y	no	n/a
JAMES SILBERNAGEL	n/a	n/a	n/a	Y	no	n/a
JEFFREY PROEH	n/a	n/a	n/a	Y	no	n/a
JOHN CHESS	n/a	n/a	n/a	Y	no	n/a
MAHER STRUCTURED SETTLEMENTS	n/a	n/a	n/a	Y	no	n/a
MARK KOSANKE	n/a	n/a	n/a	Y	no	n/a
SCOTT REIBER	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published; showing 30 of 41

City	State	Country	Employees	Also broker-dealer
Roseville	CA	United States	5	yes
SAN DIEGO	CA	United States	5	yes
Valencia	CA	United States	4	yes
Scottsdale	Az	United States	3	yes
PALM BEACH GARDENS	FL	United States	3	yes
Setauket	NY	United States	3	yes
Kewaskum	Wi	United States	3	yes
Racine	Wi	United States	3	yes
EL SEGUNDO	CA	United States	2	yes
Hanford	CA	United States	2	yes
SAN FRANCISCO	CA	United States	2	yes
SAN MARCOS	CA	United States	2	yes
Hopkinsville	Ky	United States	2	yes
SHELBY TOWNSHIP	Mi	United States	2	yes
Williston	Nd	United States	2	yes
Toledo	Oh	United States	2	yes
Noble	Ok	United States	2	yes
n/a	n/a	n/a	2	yes
Sacramento	CA	United States	1	yes
Valencia	CA	United States	1	yes
THE VILLAGES	FL	United States	1	yes
MASON CITY	Ia	United States	1	yes
FORT WAYNE	In	United States	1	yes
Escanaba	Mi	United States	1	yes
FARMINGTON HILLS	Mi	United States	1	yes
Mankato	Mn	United States	1	yes
Pinehurst	Nc	United States	1	yes
SARATOGA SPRINGS	NY	United States	1	yes
Maumee	Oh	United States	1	yes
Taylor	TX	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$598M	$584M	76	67	56	n/a	n/a
2024	Apr 15, 2025	$490M	$482M	79	64	56	n/a	n/a
2023	Mar 29, 2024	$395M	$373M	82	67	40	n/a	n/a
2022	Mar 23, 2023	$306M	$295M	74	57	40	n/a	n/a
2021	Mar 25, 2022	$377M	$366M	67	53	40	n/a	n/a
2020	Mar 22, 2021	$407M	$401M	70	55	40	n/a	n/a
2019	Mar 30, 2020	$335M	$330M	65	55	40	n/a	n/a
2018	Mar 29, 2019	$323M	$298M	75	66	38	n/a	n/a
2017	Mar 26, 2018	$218M	$218M	57	51	35	n/a	n/a
2016	Mar 31, 2017	$195M	$195M	59	59	n/a	n/a	n/a
2015	Mar 30, 2016	$236M	$236M	63	63	n/a	n/a	n/a
2014	Mar 31, 2015	$250M	$250M	69	69	n/a	n/a	n/a
2013	Mar 31, 2014	$177M	$177M	56	53	n/a	n/a	n/a
2012	Mar 28, 2013	$85.7M	$85.7M	36	36	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	7	-3	9.0%	3	2	0	16	19

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$598M	$490M	22.1%	$306M	25.1%	76	79	56	56

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SIGNATURE EQUITY PARTNERS, LLC	2	Aug 31, 2026	Sep 2, 2026	ANN ARBOR, MI	Team lift out	Ibd to RIA	2.5%
SECURE ASSET MANAGEMENT, L.L.C.	2	Apr 30, 2021	May 24, 2021	ANN ARBOR, MI	Team lift out	Ibd to RIA	3.4%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Aug 23, 2019	Aug 1, 2019	ANN ARBOR, MI	Team lift out	Ibd to ibd	3.9%
AMERIPRISE FINANCIAL SERVICES, LLC	3	Jul 30, 2019	Jul 26, 2019	ANN ARBOR, MI	Team lift out	Ibd to ibd	5.6%
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	2	Sep 23, 2016	Sep 21, 2016	ANN ARBOR, MI	Team lift out	Other	5.9%
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	2	May 22, 2015	May 15, 2015	WORTHINGTON, OH	Team lift out	Other	5.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BANGERTER FINANCIAL SERVICES, INC.	2	Jan 6, 2026	Jun 2, 2023	SAN DIEGO, CA	Team lift out	Other	40.0%
SCF INVESTMENT ADVISORS, INC.	2	Aug 26, 2022	Aug 18, 2022	HANFORD, CA	Team lift out	Ibd to ibd	1.8%
SCF INVESTMENT ADVISORS, INC.	2	Apr 28, 2021	Apr 23, 2021	SAN DIEGO, CA	Team lift out	Ibd to ibd	2.0%
WOODBURY FINANCIAL SERVICES, INC.	3	Apr 4, 2019	Apr 1, 2019	KEWASKUM, WI	Team lift out	Ibd to ibd	0.3%
L.M. KOHN & COMPANY	2	Aug 21, 2018	Sep 10, 2018	CINCINNATI, OH	Team lift out	RIA to ibd	3.8%
L.M. KOHN & COMPANY	3	Aug 16, 2018	Aug 31, 2018	TROY, MI	Team lift out	RIA to ibd	5.7%
INDEPENDENT FINANCIAL GROUP, LLC	4	Jul 24, 2018	Aug 3, 2018	SAN DIEGO, CA	Team lift out	Ibd to ibd	1.3%
B. RILEY WEALTH ADVISORS, INC.	2	Mar 1, 2016	Mar 15, 2016	BRAINTREE, MA	Team lift out	Other	1.6%

Relationships

showing 80 of 196

Registered with (78)

← David Spencer EdwardsAdvisorregistration: current employment
Aug 26, 2026 to presentfactForm ADV
← jose Luis PerichAdvisorregistration: current employment
Aug 20, 2026 to presentfactForm ADV
← Stacy Ann HuntAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← MARC HAROLD SLAVNYAdvisorregistration: current employment
Jul 29, 2026 to presentfactForm ADV
← Ryan Anthony EddeAdvisorregistration: current employment
May 19, 2026 to presentfactForm ADV
← Aaron ObornAdvisorregistration: current employment
Jan 28, 2026 to presentfactForm ADV
← Eric BarbaritaAdvisorregistration: current employment
Dec 24, 2025 to presentfactForm ADV
← Andrew Jerome Kraffert-GoraAdvisorregistration: current employment
Nov 24, 2025 to presentfactForm ADV
← Jacob Douglas DriverAdvisorregistration: current employment
Sep 30, 2025 to presentfactForm ADV
← Nathan Alexander KosankeAdvisorregistration: current employment
Aug 20, 2025 to presentfactForm ADV
← Sean McNeilAdvisorregistration: current employment
Aug 18, 2025 to presentfactForm ADV
← ANN HOLLAND STEWARTAdvisorregistration: current employment
May 2, 2025 to presentfactForm ADV
← Joshua GoodridgeAdvisorregistration: current employment
Jan 15, 2025 to presentfactForm ADV
← Adam SimonAdvisorregistration: current employment
Aug 15, 2024 to presentfactForm ADV
← Benjamin Ryan OremAdvisorregistration: current employment
Aug 5, 2024 to presentfactForm ADV
← Lisa Ann GarzaAdvisorregistration: current employment
Apr 10, 2024 to presentfactForm ADV
← Matthew KreditAdvisorregistration: current employment
Feb 21, 2024 to presentfactForm ADV
← Lauri Ranae GrovichAdvisorregistration: current employment
Jan 24, 2024 to presentfactForm ADV
← Peter Jacob AmreinAdvisorregistration: current employment
Jan 10, 2024 to presentfactForm ADV
← Erica Maureen TraulsenAdvisorregistration: current employment
Oct 17, 2023 to presentfactForm ADV
← Todd LeetAdvisorregistration: current employment
Oct 3, 2023 to presentfactForm ADV
← THOMAS BOOK JAHNCKEAdvisorregistration: current employment
Aug 4, 2023 to presentfactForm ADV
← McClain Trost MarksAdvisorregistration: current employment
Aug 3, 2023 to presentfactForm ADV
← Rikki JR FosterAdvisorregistration: current employment
Jun 2, 2023 to presentfactForm ADV
← SAMUEL TUCKER SCARPONEAdvisorregistration: current employment
Jun 2, 2023 to presentfactForm ADV
← Winnie LiuAdvisorregistration: current employment
May 1, 2023 to presentfactForm ADV
← William Robert WalkerAdvisorregistration: current employment
Feb 6, 2023 to presentfactForm ADV
← Joseph Victor LevyAdvisorregistration: current employment
Jan 31, 2023 to presentfactForm ADV
← Carson StoltzAdvisorregistration: current employment
Nov 2, 2022 to presentfactForm ADV
← Robert Raymond ButtsAdvisorregistration: current employment
Aug 18, 2022 to presentfactForm ADV
and 48 more

Affiliated with (1)

→ BANGERTER FINANCIAL SERVICES, INC.Registered adviserother investment adviser, control
factForm ADV

Moved with (1)

→ SIGNATURE EQUITY PARTNERS, LLCRegistered adviser2 advisors, team lift out, same day
Aug 31, 2026 to Sep 2, 2026factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 31, 2026
Team lift-out
2 advisors left Concorde Asset Management, LLC (Ann Arbor, MI) for Signature Equity Partners, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Aug 31, 2026
Advisor changed firm
Robert Lee Thompson left Concorde Asset Management, Llc for Signature Equity Partners, Llc (registered 2026-09-01)
Form ADVobserved 3 days ago
Occurred
Aug 31, 2026
Advisor changed firm
John Timothy Ross left Concorde Asset Management, Llc for Signature Equity Partners, Llc (registered 2026-09-02)
Form ADVobserved 3 days ago
Occurred
Mar 20, 2026
Advisor changed firm
Nicholas Loberg left Concorde Asset Management, Llc for Greystone Financial Group, Llc (registered 2026-04-24)
Form ADVobserved 3 days ago
Occurred
Feb 17, 2026
Advisor changed firm
Marc Anthony Haiar left Concorde Asset Management, Llc for Transamerica Financial Advisors, Llc (registered 2026-02-27)
Form ADVobserved 3 days ago
Occurred
Jan 6, 2026
Firm absorbed
Bangerter Financial Services, Inc.'s advisors moved to Concorde Asset Management, LLC (Roseville, CA): 3 of 5 registered, on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Oct 2, 2025
Advisor changed firm
Scott P Reiber left Concorde Asset Management, Llc for Packerland Brokerage Services, Inc. (registered 2025-10-01)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2025
Advisor changed firm
William Joseph O'Neill left Concorde Asset Management, Llc for Strategic Wealth Management Llc (registered 2025-08-26)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2025
Advisor changed firm
Sean David Whalen left Concorde Asset Management, Llc for Strategic Wealth Management Llc (registered 2025-09-09)
Form ADVobserved 3 days ago
Occurred
Sep 26, 2025
Advisor departed, no destination yet
Jeffrey Lynn Bangerter no longer registered at Concorde Asset Management, Llc; no later IA registration on IAPD
Form ADVobserved 3 days ago
Occurred
May 6, 2025
Advisor changed firm
Jacob Thomas Norlander left Concorde Asset Management, Llc for Osaic Wealth, Inc. (registered 2025-06-02)
Form ADVobserved 3 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Clemont Lee Bevill left Concorde Asset Management, Llc for Quincy Wells Advisors, Llc (registered 2025-01-10)
Form ADVobserved 3 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Stephen T Glasgow left Concorde Asset Management, Llc for Quincy Wells Advisors, Llc (registered 2025-01-09)
Form ADVobserved 3 days ago
Occurred
Nov 26, 2024
Advisor changed firm
Bradley Andrew Katte left Concorde Asset Management, Llc for Imz Advisory Inc. (registered 2024-12-16)
Form ADVobserved 3 days ago
Occurred
Oct 15, 2024
Control person joined
Keith Mcmurry (Chief Operating Officer) appeared on Schedule A of Concorde Asset Management, Llc
Form ADVobserved 3 days ago
Occurred
Jul 22, 2024
Advisor changed firm
Trevor Michael Endres left Concorde Asset Management, Llc for Fisher Investments (registered 2024-08-13)
Form ADVobserved 3 days ago
Occurred
Jun 27, 2024
Advisor changed firm
Robert Thatcher Tudor left Concorde Asset Management, Llc for Bangerter Financial Services, Inc. (registered 2024-03-21)
Form ADVobserved 3 days ago
Occurred
May 31, 2024
Control person joined
Leigh Jennifer Stacey (Chief Compliance Officer) appeared on Schedule A of Concorde Asset Management, Llc
Form ADVobserved 3 days ago
Occurred
May 16, 2024
Advisor changed firm
Sarah Jane Kuhn left Concorde Asset Management, Llc for Lpl Financial Llc (registered 2024-05-21)
Form ADVobserved 3 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Edward Lowell Hildebrand left Concorde Asset Management, Llc for Elevation Point Wealth Partners, Llc (registered 2024-09-06)
Form ADVobserved 3 days ago
Occurred
Apr 16, 2024
Control person left
Lowell Edward Hildebrand (Chief Compliance Officer) no longer on Schedule A of Concorde Asset Management, Llc (listed 2024-03-29, absent 2024-04-16)
Form ADVobserved 3 days ago
Occurred
Jan 2, 2024
Control person left
Elizabeth Kimberlee Levy (Chief Compliance Officer) no longer on Schedule A of Concorde Asset Management, Llc (listed 2023-12-26, absent 2024-01-02)
Form ADVobserved 3 days ago
Occurred
Jan 2, 2024
Control person joined
Lowell Edward Hildebrand (Chief Compliance Officer) appeared on Schedule A of Concorde Asset Management, Llc
Form ADVobserved 3 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Amy Jennifer Fosbenner left Concorde Asset Management, Llc for Dai Wealth, Llc (registered 2024-01-02)
Form ADVobserved 3 days ago
Occurred
Dec 1, 2023
Advisor changed firm
Johnny Borrelli left Concorde Asset Management, Llc for Realta Investment Advisors, Inc (registered 2023-11-30)
Form ADVobserved 3 days ago
Occurred
Nov 22, 2023
Advisor changed firm
Raymond Cripps De Witt left Concorde Asset Management, Llc for Bangerter Financial Services, Inc. (registered 2021-10-13)
Form ADVobserved 3 days ago
Occurred
Nov 9, 2023
Control person joined
Herbert John Gakenheimer (Executive Vice President) appeared on Schedule A of Concorde Asset Management, Llc
Form ADVobserved 3 days ago
Occurred
Nov 9, 2023
Control person left
Andrew Stephen Jackson (Board Member) no longer on Schedule A of Concorde Asset Management, Llc (listed 2023-11-09, absent 2023-11-09)
Form ADVobserved 3 days ago
Occurred
Oct 12, 2023
Advisor changed firm
Andrew James Reicher left Concorde Asset Management, Llc for Northwestern Mutual Investment Services,Llc (registered 2026-01-05)
Form ADVobserved 3 days ago
Occurred
Oct 10, 2023
Control person left
Patrick Jason Kavanaugh (Board Member) no longer on Schedule A of Concorde Asset Management, Llc (listed 2023-06-23, absent 2023-10-10)
Form ADVobserved 3 days ago
Occurred
Jun 19, 2023
Advisor changed firm
Paul Eric Hogenson left Concorde Asset Management, Llc for Quincy Wells Advisors, Llc (registered 2023-06-23)
Form ADVobserved 3 days ago
Occurred
Mar 17, 2023
Advisor changed firm
Heather M Trbovich left Concorde Asset Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-10-22)
Form ADVobserved 3 days ago
Occurred
Nov 29, 2022
Advisor changed firm
Joseph Terrell Mann left Concorde Asset Management, Llc for Independent Financial Partners (registered 2022-11-28)
Form ADVobserved 3 days ago
Occurred
Sep 27, 2022
Advisor changed firm
Deborah Yen Mckinney left Concorde Asset Management, Llc for Ameriprise Financial Services, Llc (registered 2022-10-12)
Form ADVobserved 3 days ago
Occurred
Aug 26, 2022
Team lift-out
2 advisors left Scf Investment Advisors, Inc. (Hanford, CA) for Concorde Asset Management, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jul 6, 2022
Advisor changed firm
Gary Thomas Hughes left Concorde Asset Management, Llc for Hughes Wealth Management Incorporated (registered 2026-01-02)
Form ADVobserved 3 days ago
Occurred
Jun 28, 2022
Control person joined
Metrinko Michele Rollins (Trustee Of Brimstone Trust 2) appeared on Schedule A of Concorde Asset Management, Llc
Form ADVobserved 3 days ago

Show 3 bookkeeping events

Occurred
Sep 17, 2026
Danielle Leigh Delongchamp added a FL registration at Concorde Asset Management, Llc
Occurred
Apr 15, 2025
Concorde Asset Management, Llc reported 56 offices beyond its principal office, up from 40 (2025-01-24 to 2025-04-15)
Occurred
Apr 15, 2025
Concorde Asset Management, Llc reported 64 state-registered advisory representatives, down from 82 (2025-01-24 to 2025-04-15)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da8bf4cc-5e89-9ca3-6366-4d1f904b27db
First observed: Mar 5, 2012
Last observed: Jul 24, 2026 56 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONCORDE ASSET MANAGEMENT, LLC

CRD 140367

ANN ARBOR, MI

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Search this name across graphsid dfx:ria:da8bf4cc-5e89-9ca3-6366-4d1f904b27db

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK GERARD KOSANKE

n/a

Shelby Township, MI | ANN ARBOR, MI

n/a

yes

JOHN HERBERT GAKENHEIMER

Certified Financial Planner

ANN ARBOR, MI | Holland, OH

yes

DAVID JON ZUPEK

n/a

The Villages, FL | RACINE, WI | ANN ARBOR, MI

yes

MARK HUBER

n/a

Racine, WI | ANN ARBOR, MI | Maumee, OH | Huntley, IL

n/a

yes

JAMES PATRICK MAHER

n/a

ANN ARBOR, MI | FARMINGTON HILLS, MI

yes

MATT BRANSTETTER

n/a

ANN ARBOR, MI | NOBLE, OK

yes

ROBIN LARAE EDGAR

n/a

St Louis, MN | ANN ARBOR, MI

yes

ERIC STUART SCAFF

n/a

ANN ARBOR, MI | San Francisco, CA

n/a

yes

DAMIAN JUDE DERING

Chartered Financial Consultant

ANN ARBOR, MI | El Segundo, CA

yes

DAVID ROBERT KERN

Chartered Financial Consultant

Huntertown, IN | ANN ARBOR, MI

yes

PRESTON PAUL MOKRIS

n/a

Pinehurst, NC | ANN ARBOR, MI

yes

GARY LANE GLOVER

n/a

ANN ARBOR, MI | Lawrenceville, GA

yes

JENNIFER LYNN DONAIS

Certified Financial Planner

Williston, ND | ANN ARBOR, MI | Mesa, AZ

yes

BRENT WAYNE LEE

n/a

Williston, ND | ANN ARBOR, MI

yes

DANIEL KENNETH CHARLEY

n/a

ANN ARBOR, MI | Jupiter, FL

n/a

yes

DANIELLE LEIGH DELONGCHAMP

n/a

ANN ARBOR, MI | Boca Raton, FL

yes

REBECCA CERRONE FREEMAN

Certified Financial Planner

ANN ARBOR, MI | Saratoga Springs, NY

n/a

yes

RANDALL BRIAN STOLTZ

n/a

ANN ARBOR, MI | Scottsdale, AZ

yes

Brian William Ragen

n/a

Atlanta, GA | ANN ARBOR, MI

yes

MATTHEW W. NAVARRE

n/a

Mt. Pleasant, WI | Perrysburg, OH | ANN ARBOR, MI | Huntley, IL | Maumee, OH

yes

FRANK TIMOTHY DUNN

n/a

ANN ARBOR, MI | The Woodlands, TX

n/a

yes

PETER JOSEPH MCNEIL

n/a

ANN ARBOR, MI | Alameda, CA

yes

Forrest Jefferson Padilla

Certified Financial Planner

ANN ARBOR, MI | San Diego, CA

yes

Steven I Balaban

Certified Financial Planner

ANN ARBOR, MI | San Diego, CA | Elk Grove, CA

yes

FRANK TIMOTHY KUIPER

Chartered Financial Consultant

San Diego, CA | ANN ARBOR, MI

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIMSTONE TRUST 2

Owner

yes

03/2021

Jun 28, 2022

Nov 7, 2024

CONCORDE HOLDINGS, INC.

MANAGING MEMBER

yes

07/2011

Mar 5, 2012

Nov 7, 2024

CONCORDE INVESTMENT PARTNERS, LLC

Member

yes

12/2021

Mar 25, 2022

Nov 7, 2024

DELONGCHAMP, DANIELLE, LEIGH

President

yes

11/2023

Sep 29, 2017

Nov 7, 2024

ESTATE OF TED ROLLINS

OWNER OF TXG, LLC

yes

08/2021

Jun 28, 2022

Nov 7, 2024

GAKENHEIMER, JOHN, HERBERT

EXECUTIVE VICE PRESIDENT

yes

11/2023

Mar 5, 2012

Nov 7, 2024

HOFER, KATHLEEN, ANN

CHIEF FINANCIAL OFFICER

yes

03/2016

Mar 1, 2016

Nov 7, 2024

McMurry, Keith

CHIEF OPERATING OFFICER

yes

10/2024

Oct 15, 2024

Nov 7, 2024

METRINKO, LLC

Member

yes

08/2021

Jun 28, 2022

Nov 7, 2024

ROLLINS, MICHAEL, METRINKO

OWNER OF METRINKO, LLC

yes

07/2015

Mar 25, 2021

Nov 7, 2024

ROLLINS, MICHAEL, METRINKO

TRUSTEE OF BRIMSTONE TRUST 2

yes

05/2014

Mar 25, 2021

Nov 7, 2024

Rollins, Michele, Metrinko

TRUSTEE OF BRIMSTONE TRUST 2

yes

05/2014

Jun 28, 2022

Nov 7, 2024

STACEY, JENNIFER, LEIGH

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 31, 2024

Nov 7, 2024

TXG, LLC

Member

yes

03/2018

Jun 28, 2022

Nov 7, 2024

VALEO ADVISORS, LLC

Member

yes

02/2020

Jun 28, 2022

Nov 7, 2024

Rollins, Holly

PERSONAL REPRESENTATIVE OF THE ESTATE OF TED ROLLINS

08/2021

Mar 23, 2023

Nov 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANGERTER FINANCIAL SERVICES, INC.

n/a

State registered

$68.8M

n/a

CONCORDE INSURANCE AGENCY, INC.

n/a

yes

n/a

CONCORDE INVESTMENT SERVICES, LLC

n/a

yes

n/a

DANIEL CHARLEY

n/a

DAVID TALBOT

n/a

ERKKI M. PIEPPO

n/a

INTEGRATED FINANCIAL RESOURCES, INC.

n/a

JAMES RAINWATER

n/a

yes

n/a

JAMES SILBERNAGEL

n/a

JAMES SILBERNAGEL

n/a

JAMES SILBERNAGEL

n/a

JEFFREY PROEH

n/a

JOHN CHESS

n/a

MAHER STRUCTURED SETTLEMENTS

n/a

MARK KOSANKE

n/a

SCOTT REIBER

n/a

City

State

Country

Employees

Also broker-dealer

Roseville

United States

yes

SAN DIEGO

United States

yes

Valencia

United States

yes

Scottsdale

United States

yes

PALM BEACH GARDENS

United States

yes

Setauket

United States

yes

Kewaskum

United States

yes

Racine

United States

yes

EL SEGUNDO

United States

yes

Hanford

United States

yes

SAN FRANCISCO

United States

yes

SAN MARCOS

United States

yes

Hopkinsville

United States

yes

SHELBY TOWNSHIP

United States

yes

Williston

United States

yes

Toledo

United States

yes

Noble

United States

yes

n/a

yes

Sacramento

United States

yes

Valencia

United States

yes

THE VILLAGES

United States

yes

MASON CITY

United States

yes

FORT WAYNE

United States

yes

Escanaba

United States

yes

FARMINGTON HILLS

United States

yes

Mankato

United States

yes

Pinehurst

United States

yes

SARATOGA SPRINGS

United States

yes

Maumee

United States

yes

Taylor

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$598M

$584M

n/a

2024

Apr 15, 2025

$490M

$482M

n/a

2023

Mar 29, 2024

$395M

$373M

n/a

2022

Mar 23, 2023

$306M

$295M

n/a

2021

Mar 25, 2022

$377M

$366M

n/a

2020

Mar 22, 2021

$407M

$401M

n/a

2019

Mar 30, 2020

$335M

$330M

n/a

2018

Mar 29, 2019

$323M

$298M

n/a

2017

Mar 26, 2018

$218M

n/a

2016

Mar 31, 2017

$195M

n/a

2015

Mar 30, 2016

$236M

n/a

2014

Mar 31, 2015

$250M

n/a

2013

Mar 31, 2014

$177M

n/a

2012

Mar 28, 2013

$85.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

9.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$598M

$490M

22.1%

$306M

25.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SIGNATURE EQUITY PARTNERS, LLC

Aug 31, 2026

Sep 2, 2026

ANN ARBOR, MI

Team lift out

Ibd to RIA

2.5%

SECURE ASSET MANAGEMENT, L.L.C.

Apr 30, 2021

May 24, 2021

ANN ARBOR, MI

Team lift out

Ibd to RIA

3.4%

AMERIPRISE FINANCIAL SERVICES, LLC

Aug 23, 2019

Aug 1, 2019

ANN ARBOR, MI

Team lift out

Ibd to ibd

3.9%

AMERIPRISE FINANCIAL SERVICES, LLC

Jul 30, 2019

Jul 26, 2019

ANN ARBOR, MI

Team lift out

Ibd to ibd

5.6%

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Sep 23, 2016

Sep 21, 2016

ANN ARBOR, MI

Team lift out

Other

5.9%

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

May 22, 2015

May 15, 2015

WORTHINGTON, OH

Team lift out

Other

5.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BANGERTER FINANCIAL SERVICES, INC.

Jan 6, 2026

Jun 2, 2023

SAN DIEGO, CA

Team lift out

Other

40.0%

SCF INVESTMENT ADVISORS, INC.

Aug 26, 2022

Aug 18, 2022

HANFORD, CA

Team lift out

Ibd to ibd

1.8%

SCF INVESTMENT ADVISORS, INC.

Apr 28, 2021

Apr 23, 2021

SAN DIEGO, CA

Team lift out

Ibd to ibd

2.0%

WOODBURY FINANCIAL SERVICES, INC.

Apr 4, 2019

Apr 1, 2019

KEWASKUM, WI

Team lift out

Ibd to ibd

0.3%

L.M. KOHN & COMPANY

Aug 21, 2018

Sep 10, 2018

CINCINNATI, OH

Team lift out

RIA to ibd

3.8%

L.M. KOHN & COMPANY

Aug 16, 2018

Aug 31, 2018

TROY, MI

Team lift out

RIA to ibd

5.7%

INDEPENDENT FINANCIAL GROUP, LLC

Jul 24, 2018

Aug 3, 2018

SAN DIEGO, CA

Team lift out

Ibd to ibd

1.3%

B. RILEY WEALTH ADVISORS, INC.

Mar 1, 2016

Mar 15, 2016

BRAINTREE, MA

Team lift out

Other

1.6%