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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

DAVID ALAN LORBER

Advisor at NFSG CORPORATION

BOCA RATON, FL

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Search this name across graphsid dfx:ria:07cf3ca6-e029-643d-a280-74a96186d81b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NFSG CORPORATION
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 6, 2011
First registration: Aug 8, 2011
Dual registered: yes, broker-dealer
Other names: DAVE LORBERT|DAVE LORBER
IAPD individual key: 2313582

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NFSG CORPORATION	Bd affiliated wealth	Feb 28, 2025	n/a	yes	BOCA RATON, FL	Current employment
NFSG CORPORATION	Bd affiliated wealth	Feb 19, 2020	Feb 10, 2023	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 8, 2019	Nov 26, 2019	no	BOCA RATON, FL\|West Palm Beach, FL	Previous registration
EDWARD JONES	National bd RIA	May 19, 2014	Jan 31, 2019	no	BOYNTON BEACH, FL	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Aug 8, 2011	May 15, 2014	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	NFSG CORPORATION	Nov 26, 2019	Feb 19, 2020	85	Firm change	Ibd to ibd
EDWARD JONES	PRUCO SECURITIES, LLC	Jan 31, 2019	Aug 8, 2019	189	Firm change	Ibd to ibd
B. RILEY WEALTH ADVISORS, INC.	EDWARD JONES	May 15, 2014	May 19, 2014	4	Firm change	Other

Relationships

Registered with (4)

→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Feb 19, 2020 to Feb 10, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 8, 2019 to Nov 26, 2019factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 19, 2014 to Jan 31, 2019factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 8, 2011 to May 15, 2014factForm ADV

Dated events

No dated event names this entity yet.