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Advisor at LPL FINANCIAL LLC
RENO, NV | Reno, NV | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 30, 2024 | n/a | yes | Reno, NV|RENO, NV|SAN DIEGO, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 30, 2021 | Feb 9, 2024 | no | Reno, NV | Previous registration |
| EDWARD JONES | National bd RIA | Feb 25, 2014 | May 10, 2019 | no | RENO, NV|TEMPE, AZ|RENO, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Feb 9, 2024 | Jan 30, 2024 | -10 | Firm change | Ibd to ibd |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | May 10, 2019 | Apr 30, 2021 | 721 | Firm change after gap | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:6413:NV:2024-01-26 | Feb 9, 2024 | Jan 30, 2024 | RENO, NV | Firm change |