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Advisor at LEVEL FOUR ADVISORY SERVICES
DALLAS, TX | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Nov 17, 2022 | n/a | yes | DALLAS, TX|RALEIGH, NC | Current employment |
| MID-ATLANTIC SECURITIES, INC. | Former SEC adviser | Dec 22, 2021 | Oct 31, 2022 | no | RALEIGH, NC|RALEIGH, NC|RALEIGH, NC|RALEIGH, NC | Previous registration |
| MAI CORPORATION | n/a | Mar 26, 2001 | Jun 16, 2004 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID-ATLANTIC SECURITIES, INC. | LEVEL FOUR ADVISORY SERVICES | Oct 31, 2022 | Nov 17, 2022 | 17 | Firm change | RIA to ibd |
| MAI CORPORATION | MID-ATLANTIC SECURITIES, INC. | Jun 16, 2004 | Dec 22, 2021 | 6,398 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18836:134086:NC:2022-10-31 | Oct 31, 2022 | Nov 17, 2022 | RALEIGH, NC | Firm change |