This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

broker-dealer affiliated wealth managerderivedprivate_client_share=0.73 fund_share=0.0 institutional_share=0.23 related_bd=true related_bank=false bd_reps=116.0

Regulatory AUM

$6.5BItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$5.9B

Private client RAUM

$4.8BderivedItem 5.D individuals plus high net worth individuals

Private client share

73%derivedprivate client RAUM over total RAUM

Advisors on IAPD

144

RAUM per advisor

• Occurred

  Jul 21, 2026
  Team lift-out

  2 advisors left C••••• I••••••••• A••••••• L•• (Bedford, TX) for L•••• F••• A••••••• S••••••• a day apart

  Form ADVobserved 6 days ago
  2 advisors
• Occurred

  Jun 24, 2026
  A•••••• firm change

  Frances A Robinson-Bidwell left L•••• F••• A••••••• S••••••• for P•••••• I••••••••• A•••••••• L•• (registered 2026-07-01)

  Form ADVobserved 6 days ago
• Occurred

  Apr 8, 2026
  A•••••• firm change

  Kristy Hillukka left L•••• F••• A••••••• S••••••• for T••••••• I••••••••• M••••••••• I••• (registered 2026-04-10)

  Form ADV

Graph

RIA / Wealth Management

Canonical id

dfx:ria:169f0dfe-37e3-375a-66d6-8f4715a51ce8

First observed

Dec 6, 2011

Last observed

Sep 11, 2026 11 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.