This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$0Item 5.F on the latest filing (2016-03-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

2

Advisory employees

1

Accounts

0

SEC number

801-80647

CRD

172561

Filings on the tape

5

First filed

Nov 19, 2014

Latest filed

Mar 22, 2016

Organised

Corporation, Washington

• Occurred

  Nov 19, 2014
  First Form ADV filing

  Guardian Plus Rs filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:07faca48-5191-66a1-ce50-a13df111b464

First observed

Nov 19, 2014

Last observed

Mar 22, 2016 127 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.