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Advisor at LPL FINANCIAL LLC
CALUMET CITY, IL | CHICAGO HEIGHTS, IL | CRESTWOOD, IL | CRETE, IL | FRANKFORT, IL | HOMEWOOD, IL | MATTESTON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 9, 2018 | n/a | yes | CALUMET CITY, IL|CHICAGO HEIGHTS, IL|CRESTWOOD, IL|CRETE, IL|FRANKFORT, IL|FRANKFORT, IL|HOMEWOOD, IL|MATTESTON, IL | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 18, 2017 | Mar 1, 2018 | no | CHICAGO, IL | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Oct 2, 2013 | Sep 8, 2017 | no | CROWN POINT, IN | Previous registration |
| CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | Independent wealth | Jun 10, 2013 | Nov 12, 2013 | no | LISLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | LPL FINANCIAL LLC | Mar 1, 2018 | Apr 9, 2018 | 39 | Firm change | Other |
| SII INVESTMENTS, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Sep 8, 2017 | Oct 18, 2017 | 40 | Firm change | Other |
| CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | SII INVESTMENTS, INC. | Nov 12, 2013 | Oct 2, 2013 | -41 | Firm change after gap | Other |