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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

CRD 123483

LISLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0e7e70f-f20d-9c72-65a7-cbc33d723da9

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 6
On other graphs: 0
Observed: Apr 30, 2012 to Mar 25, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=13.0
Regulatory AUM: $135MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $135M
Private client RAUM: $132MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 20
RAUM per advisor: $6.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 20
Advisory employees: 19
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 618
Individual clients: 562
High net worth clients: 54
SEC number: 801-130438
CRD: 123483
Filings on the tape: 7
First filed: Apr 30, 2012
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, IL
Website: chicagomanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBYN KENNEDY O'HALLORAN	n/a	LISLE, IL	21	21	1	no
JAMES LESLIE CLARREN	n/a	Lisle, IL \| LISLE, IL \| Austin, TX	12	33	1	yes
WENDELL CORY FRANKLIN	n/a	Chicago, IL \| LISLE, IL	9	32	n/a	yes
BENJAMIN R PFIFFNER	n/a	Stevens Point, WI \| LISLE, IL	6	15	2	no
SCOT BARRINGER	n/a	LISLE, IL \| Pinehurst, NC \| Denver, CO	6	39	4	no
DAVID BERNARD LEVINSON	n/a	NEWPORT BEACH, CA \| LISLE, IL	6	44	5	yes
JUSTIN MATTHEW SMITH	n/a	Laguna Niguel, CA \| LISLE, IL	5	13	3	yes
EARL CORNELIUS STEVENSON	Chartered Financial Consultant	LISLE, IL \| Uniontown, PA	4	43	5	yes
Sheldon Singleton	n/a	Irvine, CA \| LISLE, IL	4	17	6	no
CHASE TOBERMAN HEIDEN	n/a	Dana Point, CA \| LISLE, IL	3	14	2	yes
JAMES DAVID DINGLE	n/a	Or;and Park, IL \| LISLE, IL	3	38	5	no
ROBERT RAYMOND MCISAAC	n/a	LISLE, IL \| Irvine, CA	2	41	1	yes
MICHAEL DIPRIMIO	n/a	LISLE, IL \| Los Angeles, CA	1	14	3	yes
JAMES BENNETT LIBERMAN	n/a	LISLE, IL \| Newton Centre, MA	1	45	2	yes
JASON BRYCE VANCLEF	n/a	Los Angeles, CA \| LISLE, IL	0	24	8	yes
Gary Allen Clark	n/a	HAGERSTOWN, MD \| LISLE, IL	0	30	5	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHICAGO CAPITAL INVESTMENT GROUP, INC	HOLDING COMPANY	D	yes	10/2023	May 8, 2024	Aug 20, 2024
GRADY, MICHAEL, ROBERT	Shareholder	C	yes	10/2023	Apr 30, 2012	Aug 20, 2024
GRADY, MICHAEL, ROBERT	SHAREHOLDER-OFFICER OF HOLDING COMPANY AND ADVISORY	C	yes	09/2022	Apr 30, 2012	Aug 20, 2024
GRADY, MICHAEL, ROBERT	President	B	yes	10/2002	Apr 30, 2012	Aug 20, 2024
KESSLER, KRISTOPHER, CHARLES	Shareholder	C	yes	10/2023	May 8, 2024	Aug 20, 2024
KESSLER, KRISTOPHER, CHARLES	VICE PRESIDENT	B	yes	10/2022	May 8, 2024	Aug 20, 2024
KESSLER, KRISTOPHER, CHARLES	OFFICER OF HOLDING COMPANY AND ADVISORY	F	yes	09/2022	May 8, 2024	Aug 20, 2024
O'HALLORAN, DANIEL, PATRICK	Shareholder	C	yes	10/2023	Apr 30, 2012	Aug 20, 2024
O'HALLORAN, DANIEL, PATRICK	OFFICER OF HOLDING COMPANY AND ADVISORY	F	yes	09/2022	Apr 30, 2012	Aug 20, 2024
O'HALLORAN, DANIEL, PATRICK	CHIEF COMPLIANCE OFFICER	B	yes	10/2011	Apr 30, 2012	Aug 20, 2024
O'HALLORAN, ROBYN, KENNEDY	Shareholder	C	yes	10/2022	May 8, 2024	Aug 20, 2024
LCM HOLDINGS, INC.	HOLDING COMPANY	C	no	08/2019	May 8, 2024	Aug 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASSET STRATEGIES,INC	n/a	State registered	$59.7M	N	yes	n/a
AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.	n/a	State registered	$5.5M	Y	yes	n/a
AMERICAN TRUST INSURANCE GROUP, INC.	n/a	n/a	n/a	Y	yes	n/a
AMERICAN TRUST INVESTMENT SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	6	yes
LOS ANGELES	CA	United States	2	yes
SAN CLEMENTE	CA	United States	1	yes
STEVENS POINT	Wi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$135M	$135M	20	19	3	n/a	n/a
2024	Mar 27, 2025	$122M	$113M	18	16	3	n/a	n/a
2012	Apr 30, 2012	$16.3M	$16.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	6	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$135M	$122M	10.5%	n/a	n/a	20	18	3	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DELTA INVESTMENT MANAGEMENT, LLC	2	Dec 31, 2021	Jan 1, 2025	LOS ANGELES, CA	Team lift out	Other	9.5%
WESTPARK CAPITAL, INC.	2	Apr 28, 2020	Oct 27, 2020	IRVINE, CA	Team lift out	Other	22.2%

Relationships

Registered with (29)

← Gary Allen ClarkAdvisorregistration: current employment
Jun 16, 2026 to presentfactForm ADV
← JASON BRYCE VANCLEFAdvisorregistration: previous registration
Jan 7, 2022 to Jan 30, 2025factForm ADV
← JAMES BENNETT LIBERMANAdvisorregistration: current employment
Jun 4, 2025 to presentfactForm ADV
← MICHAEL DIPRIMIOAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← ROBERT RAYMOND MCISAACAdvisorregistration: current employment
May 1, 2024 to presentfactForm ADV
← RICKI EUGENE HANNAAdvisorregistration: current employment
Nov 16, 2023 to presentfactForm ADV
← JAMES DAVID DINGLEAdvisorregistration: current employment
Jul 12, 2023 to presentfactForm ADV
← CHASE TOBERMAN HEIDENAdvisorregistration: current employment
Mar 14, 2023 to presentfactForm ADV
← Sheldon SingletonAdvisorregistration: current employment
Sep 13, 2022 to presentfactForm ADV
← EARL CORNELIUS STEVENSONAdvisorregistration: current employment
Feb 15, 2022 to presentfactForm ADV
← JUSTIN MATTHEW SMITHAdvisorregistration: current employment
Oct 27, 2020 to presentfactForm ADV
← KRISTOPHER CHARLES KESSLERAdvisorregistration: current employment
Oct 13, 2020 to presentfactForm ADV
← SCOT BARRINGERAdvisorregistration: current employment
Jul 23, 2020 to presentfactForm ADV
← DAVID BERNARD LEVINSONAdvisorregistration: current employment
Jul 23, 2020 to presentfactForm ADV
← BENJAMIN R PFIFFNERAdvisorregistration: current employment
Jun 22, 2020 to presentfactForm ADV
← WENDELL CORY FRANKLINAdvisorregistration: current employment
Jan 25, 2017 to presentfactForm ADV
← JAMES LESLIE CLARRENAdvisorregistration: current employment
Sep 4, 2014 to presentfactForm ADV
← ROBYN KENNEDY O'HALLORANAdvisorregistration: current employment
Apr 12, 2005 to presentfactForm ADV
← DANIEL PATRICK O'HALLORANAdvisorregistration: current employment
Dec 7, 2004 to presentfactForm ADV
← MICHAEL ROBERT GRADYAdvisorregistration: current employment
Jan 9, 2003 to presentfactForm ADV
← ERIC M FASSEAdvisorregistration: previous registration
Jul 10, 2023 to Jan 2, 2024factForm ADV
← LEVANT MIGUEL BISHOPAdvisorregistration: previous registration
Dec 10, 2019 to Jan 27, 2023factForm ADV
← JAMES ROBERT BUITERAdvisorregistration: previous registration
Apr 30, 2013 to Aug 14, 2020factForm ADV
← Kenneth Raymond SchuylerAdvisorregistration: previous registration
Feb 18, 2014 to Aug 27, 2018factForm ADV
← Jesse Tseng WangAdvisorregistration: previous registration
Mar 15, 2012 to Sep 1, 2017factForm ADV
← Curtis Brian MagureanAdvisorregistration: previous registration
Jun 10, 2013 to Nov 12, 2013factForm ADV
← MICHAEL DAVID SINGERAdvisorregistration: previous registration
Apr 25, 2008 to Oct 17, 2012factForm ADV
← THOMAS JAMES KUNKLEAdvisorregistration: previous registration
Aug 19, 2004 to Nov 15, 2011factForm ADV
← BRUCE GENE VOLLRATHAdvisorregistration: previous registration
Feb 10, 2005 to Nov 17, 2008factForm ADV

Affiliated with (2)

→ ASSET STRATEGIES, INCRegistered adviserother investment adviser, common control
factForm ADV
→ AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.Registered adviserother investment adviser, control, common control
factForm ADV

Moved with (2)

← DELTA INVESTMENT MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2021 to Jan 1, 2025factForm ADV
← WESTPARK CAPITAL, INC.Registered adviser2 advisors, team lift out, same day
Apr 28, 2020 to Oct 27, 2020factForm ADV

Controls (5)

← O'HALLORAN, DANIEL, PATRICKOwnerSHAREHOLDER, ownership code C, individual
Apr 30, 2012 to Aug 20, 2024factForm ADV
← GRADY, MICHAEL, ROBERTOwnerSHAREHOLDER, ownership code C, individual
Apr 30, 2012 to Aug 20, 2024factForm ADV
← KESSLER, KRISTOPHER, CHARLESOwnerSHAREHOLDER, ownership code C, individual
May 8, 2024 to Aug 20, 2024factForm ADV
← O'HALLORAN, ROBYN, KENNEDYOwnerSHAREHOLDER, ownership code C, individual
May 8, 2024 to Aug 20, 2024factForm ADV
← CHICAGO CAPITAL INVESTMENT GROUP, INCOwnerHOLDING COMPANY, ownership code D, domestic entity
May 8, 2024 to Aug 20, 2024factForm ADV

Owns (1)

← LCM HOLDINGS, INC.OwnerHOLDING COMPANY, ownership code C, domestic entity
May 8, 2024 to Aug 20, 2024factForm ADV

Dated events

Occurred
Jan 30, 2025
Advisor changed firm
Jason Bryce Vanclef left Chicago Capital Management Advisors, Llc for Miramontes Capital, Llc (registered 2025-01-14)
Form ADVobserved 6 days ago
Occurred
May 8, 2024
Control person joined
Kennedy Robyn O'Halloran (Shareholder) appeared on Schedule A of Chicago Capital Management Advisors, Llc
Form ADVobserved 6 days ago
Occurred
May 8, 2024
Control person joined
Charles Kristopher Kessler (Officer Of Holding Company And Advisory) appeared on Schedule A of Chicago Capital Management Advisors, Llc
Form ADVobserved 6 days ago
Occurred
May 8, 2024
First Form ADV filing
Chicago Capital Management Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago
Occurred
Jan 2, 2024
Advisor changed firm
Eric M Fasse left Chicago Capital Management Advisors, Llc for Cabrera Capital Partners (registered 2025-05-13)
Form ADVobserved 6 days ago
Occurred
Jan 27, 2023
Advisor changed firm
Levant Miguel Bishop left Chicago Capital Management Advisors, Llc for American Trust Investment Services Advisory, Inc. (registered 2020-03-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0e7e70f-f20d-9c72-65a7-cbc33d723da9
First observed: Apr 30, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

CRD 123483

LISLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0e7e70f-f20d-9c72-65a7-cbc33d723da9

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBYN KENNEDY O'HALLORAN

n/a

LISLE, IL

JAMES LESLIE CLARREN

n/a

Lisle, IL | LISLE, IL | Austin, TX

yes

WENDELL CORY FRANKLIN

n/a

Chicago, IL | LISLE, IL

n/a

yes

BENJAMIN R PFIFFNER

n/a

Stevens Point, WI | LISLE, IL

SCOT BARRINGER

n/a

LISLE, IL | Pinehurst, NC | Denver, CO

DAVID BERNARD LEVINSON

n/a

NEWPORT BEACH, CA | LISLE, IL

yes

JUSTIN MATTHEW SMITH

n/a

Laguna Niguel, CA | LISLE, IL

yes

EARL CORNELIUS STEVENSON

Chartered Financial Consultant

LISLE, IL | Uniontown, PA

yes

Sheldon Singleton

n/a

Irvine, CA | LISLE, IL

CHASE TOBERMAN HEIDEN

n/a

Dana Point, CA | LISLE, IL

yes

JAMES DAVID DINGLE

n/a

Or;and Park, IL | LISLE, IL

ROBERT RAYMOND MCISAAC

n/a

LISLE, IL | Irvine, CA

yes

MICHAEL DIPRIMIO

n/a

LISLE, IL | Los Angeles, CA

yes

JAMES BENNETT LIBERMAN

n/a

LISLE, IL | Newton Centre, MA

yes

JASON BRYCE VANCLEF

n/a

Los Angeles, CA | LISLE, IL

yes

Gary Allen Clark

n/a

HAGERSTOWN, MD | LISLE, IL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHICAGO CAPITAL INVESTMENT GROUP, INC

HOLDING COMPANY

yes

10/2023

May 8, 2024

Aug 20, 2024

GRADY, MICHAEL, ROBERT

Shareholder

yes

10/2023

Apr 30, 2012

Aug 20, 2024

GRADY, MICHAEL, ROBERT

SHAREHOLDER-OFFICER OF HOLDING COMPANY AND ADVISORY

yes

09/2022

Apr 30, 2012

Aug 20, 2024

GRADY, MICHAEL, ROBERT

President

yes

10/2002

Apr 30, 2012

Aug 20, 2024

KESSLER, KRISTOPHER, CHARLES

Shareholder

yes

10/2023

May 8, 2024

Aug 20, 2024

KESSLER, KRISTOPHER, CHARLES

VICE PRESIDENT

yes

10/2022

May 8, 2024

Aug 20, 2024

KESSLER, KRISTOPHER, CHARLES

OFFICER OF HOLDING COMPANY AND ADVISORY

yes

09/2022

May 8, 2024

Aug 20, 2024

O'HALLORAN, DANIEL, PATRICK

Shareholder

yes

10/2023

Apr 30, 2012

Aug 20, 2024

O'HALLORAN, DANIEL, PATRICK

OFFICER OF HOLDING COMPANY AND ADVISORY

yes

09/2022

Apr 30, 2012

Aug 20, 2024

O'HALLORAN, DANIEL, PATRICK

CHIEF COMPLIANCE OFFICER

yes

10/2011

Apr 30, 2012

Aug 20, 2024

O'HALLORAN, ROBYN, KENNEDY

Shareholder

yes

10/2022

May 8, 2024

Aug 20, 2024

LCM HOLDINGS, INC.

HOLDING COMPANY

08/2019

May 8, 2024

Aug 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASSET STRATEGIES,INC

n/a

State registered

$59.7M

yes

n/a

AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.

n/a

State registered

$5.5M

yes

n/a

AMERICAN TRUST INSURANCE GROUP, INC.

n/a

yes

n/a

AMERICAN TRUST INVESTMENT SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Chicago

United States

yes

LOS ANGELES

United States

yes

SAN CLEMENTE

United States

yes

STEVENS POINT

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$135M

n/a

2024

Mar 27, 2025

$122M

$113M

n/a

2012

Apr 30, 2012

$16.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$135M

$122M

10.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DELTA INVESTMENT MANAGEMENT, LLC

Dec 31, 2021

Jan 1, 2025

LOS ANGELES, CA

Team lift out

Other

9.5%

WESTPARK CAPITAL, INC.

Apr 28, 2020

Oct 27, 2020

IRVINE, CA

Team lift out

Other

22.2%