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RIA / WealthAdvisor20 years in industry

NATHAN DAVID STEWART

Advisor at ALPHACORE CAPITAL LLC

Glendale, CO | LA JOLLA, CA

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Search this name across graphsid dfx:ria:07fbfda6-1544-8f37-32bb-31a81319f690

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHACORE CAPITAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 31, 2006
First registration: Mar 11, 2008
Dual registered: no
Other names: NATHAN STEWART|Nathan David Stewart
IAPD individual key: 5058017

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHACORE CAPITAL LLC	Independent wealth	Sep 25, 2024	n/a	yes	LA JOLLA, CA\|Glendale, CO	Current employment
CAPITAL ADVISORS, INC.	Former SEC adviser	Apr 6, 2021	Sep 20, 2024	no	TULSA, OK\|DENVER, CO	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Feb 21, 2019	Mar 19, 2021	no	Centennial, CO\|ARLINGTON, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 5, 2018	Jan 9, 2019	no	DENVER, CO	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Mar 20, 2014	Mar 9, 2018	no	SAINT LOUIS, MO\|WESTMINSTER, CO	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Aug 7, 2012	Dec 9, 2013	no	ARLINGTON, VA\|BOSTON, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 10, 2010	Aug 29, 2011	no	PORTLAND, ME	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 11, 2008	Dec 4, 2009	no	FRAMINGHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ADVISORS, INC.	ALPHACORE CAPITAL LLC	Sep 20, 2024	Sep 25, 2024	5	Firm change	RIA to RIA
E*TRADE CAPITAL MANAGEMENT, LLC	CAPITAL ADVISORS, INC.	Mar 19, 2021	Apr 6, 2021	18	Firm change	RIA to RIA
WELLS FARGO ADVISORS	E*TRADE CAPITAL MANAGEMENT, LLC	Jan 9, 2019	Feb 21, 2019	43	Firm change	Wirehouse to RIA
SCOTTRADE INVESTMENT MANAGEMENT	WELLS FARGO ADVISORS	Mar 9, 2018	Mar 5, 2018	-4	Firm change	Ibd to wirehouse
E*TRADE CAPITAL MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Dec 9, 2013	Mar 20, 2014	101	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	Aug 29, 2011	Aug 7, 2012	344	Firm change	Other
STRATEGIC ADVISERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 4, 2009	Mar 10, 2010	96	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ ALPHACORE CAPITAL LLCRegistered adviserregistration: current employment
Sep 25, 2024 to presentfactForm ADV
→ CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 6, 2021 to Sep 20, 2024factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 21, 2019 to Mar 19, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 5, 2018 to Jan 9, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 20, 2014 to Mar 9, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 10, 2010 to Aug 29, 2011factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 11, 2008 to Dec 4, 2009factForm ADV

Dated events

Occurred
Sep 20, 2024
Advisor changed firm
Nathan David Stewart left Capital Advisors, Inc. for Alphacore Capital Llc (registered 2024-09-25)
Form ADVobserved 6 days ago