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Advisor at FOSTER GROUP, INC.
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOSTER GROUP, INC. | Independent wealth | Dec 21, 2023 | n/a | yes | WEST DES MOINES, IA | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 14, 2015 | Oct 10, 2023 | no | Windsor, CT|IRVINE, CA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 20, 2005 | Nov 17, 2010 | no | DES MOINES, IA|DES MOINES, IA|DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | FOSTER GROUP, INC. | Oct 10, 2023 | Dec 21, 2023 | 72 | Firm change | Ibd to RIA |
| PRINCIPAL SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | Nov 17, 2010 | Aug 14, 2015 | 1,731 | Firm change after gap | Other |