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CRD 107148
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| REED ROGER RINDERKNECHT | Certified Financial Planner | WEST DES MOINES, IA | 27 | 30 | 1 | no |
| KENT ALLEN KRAMER | Certified Financial Planner | WEST DES MOINES, IA | 24 | 28 | 1 | no |
| GREGORY JOHN OLSEN | Certified Financial Planner | WEST DES MOINES, IA | 22 | 20 | n/a | no |
| TRAVIS JAMES RYCHNOVSKY | Chartered Financial Analyst | WEST DES MOINES, IA | 20 | 12 | n/a | no |
| ROSS BENJAMIN POLKING | Certified Financial Planner | OMAHA, NE | WEST DES MOINES, IA | 19 | 19 | n/a | no |
| BRADLEY DEAN REMPE | Certified Financial Planner | WEST DES MOINES, IA | 18 | 18 | n/a | no |
| JONATHAN MICHAEL EVANS | Certified Financial Planner | WEST DES MOINES, IA | 18 | 18 | n/a | no |
| KATE P JUELFS | n/a | WEST DES MOINES, IA | 15 | 19 | 1 | no |
| MARCUS LEE IWIG | Certified Financial Planner | WEST DES MOINES, IA | 14 | 14 | n/a | no |
| MATTHEW JOHN ABELS | Certified Financial Planner | WEST DES MOINES, IA | 13 | 24 | 1 | no |
| ANDREW DOUGLAS FARMER | Certified Financial Planner | WEST DES MOINES, IA | 13 | 13 | n/a | no |
| CALEB JAMES BROWN | Certified Financial Planner | WEST DES MOINES, IA | 11 | 18 | n/a | no |
| BRITTANY ELLEN HEARD | Certified Financial Planner | WEST DES MOINES, IA | 11 | 11 | n/a | no |
| MATTHEW D MOKLESTAD | Certified Financial Planner | WEST DES MOINES, IA | 9 | 14 | 1 | no |
| Wade Alan Den Hartog | Certified Financial Planner | WEST DES MOINES, IA | 8 | 14 | n/a | no |
| WALTER PHILIP MOZDZER | Certified Financial Planner | WEST DES MOINES, IA | 8 | 29 | 1 | no |
| STACIE A NEUSSENDORFER | Certified Financial Planner | WEST DES MOINES, IA | OMAHA, NE | 8 | 18 | 1 | no |
| KADIN DALE WHITE | Certified Financial Planner|Chartered Financial Consultant | WEST DES MOINES, IA | 8 | 20 | 2 | no |
| Ryne Taylor Oller | Certified Financial Planner | WEST DES MOINES, IA | 8 | 14 | n/a | no |
| Andrew Colin Mullan | Certified Financial Planner | WEST DES MOINES, IA | 8 | 15 | n/a | no |
| Zachary Clifford Dalluge | Certified Financial Planner | WEST DES MOINES, IA | 8 | 10 | n/a | no |
| Nicole Claire Nee | n/a | WEST DES MOINES, IA | 6 | 14 | n/a | no |
| Andrew Allan Rushenberg | Certified Financial Planner | WEST DES MOINES, IA | 5 | 13 | n/a | no |
| Daniel Brandon Hawthorne | Certified Financial Planner | WEST DES MOINES, IA | 5 | 12 | n/a | no |
| GEOFFREY ROBERT CHRISTY | n/a | WEST DES MOINES, IA | 5 | 31 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ABELS, MATTHEW, JOHN | CHIEF PRACTICE OFFICER | Na | yes | 01/2020 | Mar 27, 2026 | Mar 27, 2026 |
| EVANS, JONATHAN, MICHAEL | LEAD ADVISOR - BUSINESS DEVELOPMENT, OWNER | A | yes | 01/2018 | Mar 27, 2026 | Mar 27, 2026 |
| IWIG, MARCUS, LEE | LEAD ADVISOR, BOARD MEMBER | Na | yes | 01/2016 | Mar 27, 2026 | Mar 27, 2026 |
| JUELFS, KATE, P | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | Na | yes | 01/2020 | Mar 27, 2026 | Mar 27, 2026 |
| Mabee, Timothy, James | DIRECTOR OF IT, BOARD MEMBER | Na | yes | 06/2014 | Mar 27, 2026 | Mar 27, 2026 |
| OLSEN, GREGORY, JOHN | CHIEF EXECUTIVE OFFICER, BOARD MEMBER | B | yes | 01/2017 | Mar 27, 2026 | Mar 27, 2026 |
| REMPE, BRADLEY, DEAN | SENIOR LEAD ADVISOR, BOARD MEMBER | A | yes | 01/2020 | Mar 27, 2026 | Mar 27, 2026 |
| ROEDER, SUNNY J | DIRECTOR OF FINANCE | Na | yes | 12/2018 | Mar 27, 2026 | Mar 27, 2026 |
| RYCHNOVSKY, TRAVIS, JAMES | CHIEF GROWTH OFFICER | Na | yes | 01/2017 | Mar 27, 2026 | Mar 27, 2026 |
| STADTLANDER, MARK, ALAN | OWNER BOARD MEMBER | B | yes | 01/2019 | Mar 27, 2026 | Mar 27, 2026 |
| BANTZ, JOSEPH, CLARENCE | SENIOR LEAD ADVISOR | A | yes | 01/2020 | Mar 24, 2020 | Nov 25, 2024 |
| FARMER, ANDREW, DOUGLAS | LEAD ADVISOR | Na | yes | 01/2016 | Mar 24, 2020 | Nov 25, 2024 |
| FOSTER, GERALD, RAY | CHAIRMAN OF THE BOARD OF DIRECTORS | Na | yes | 01/1991 | Mar 30, 2012 | Nov 25, 2024 |
| FOSTER, GERALD, RAY | Trustee | F | yes | 01/1991 | Mar 30, 2012 | Nov 25, 2024 |
| GERALD FOSTER REVOCABLE TRUST | Owner | B | yes | 01/1991 | Mar 24, 2020 | Nov 25, 2024 |
| KRAMER, KENT, ALLEN | CHIEF INVESTMENT OFFICER, BOARD MEMBER | A | yes | 01/2006 | Mar 30, 2012 | Nov 25, 2024 |
| Carlson, Brenton, Lowell | LEAD ADVISOR, OWNER | A | no | 01/2022 | Mar 27, 2026 | Mar 27, 2026 |
| POLKING, ROSS, BENJAMIN | LEAD ADVISOR - BUSINESS DEVELOPMENT, BOARD MEMBER | A | no | 01/2018 | Mar 27, 2026 | Mar 27, 2026 |
| REED RINDERKNECHT REVOCABLE TRUST | Owner | B | no | 04/2019 | Mar 24, 2020 | Nov 25, 2024 |
| RINDERKNECHT, REED, ROGER | Trustee | F | no | 04/2019 | Mar 30, 2012 | Nov 25, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Omaha | Ne | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $4.8B | $4.6B | 93 | 45 | 1 | n/a | n/a |
| 2024 | Apr 22, 2025 | $3.5B | $3.5B | 85 | 47 | 1 | n/a | n/a |
| 2023 | Mar 27, 2024 | $3.2B | $3.2B | 81 | 47 | 1 | n/a | n/a |
| 2022 | Mar 15, 2023 | $3.1B | $3.0B | 75 | 42 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $3.4B | $3.2B | 65 | 34 | 1 | n/a | n/a |
| 2020 | Mar 22, 2021 | $2.6B | $2.6B | 59 | 33 | 1 | n/a | n/a |
| 2019 | Mar 24, 2020 | $2.3B | $2.3B | 56 | 27 | 1 | n/a | n/a |
| 2018 | Mar 28, 2019 | $2.0B | $2.0B | 54 | 25 | 1 | n/a | n/a |
| 2017 | Mar 23, 2018 | $2.1B | $2.1B | 50 | 21 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $1.8B | $1.8B | 46 | 23 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $1.6B | $1.5B | 41 | 21 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $1.5B | $1.5B | 38 | 21 | n/a | n/a | n/a |
| 2013 | Apr 1, 2014 | $1.5B | $1.4B | 35 | 18 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $1.3B | $1.3B | 26 | 15 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $1.1B | $1.1B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 4 | 0 | 4 | 0.0% | 1 | 0 | 0 | 10 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.8B | $3.5B | 34.8% | $3.1B | 15.7% | 93 | 85 | 1 | 1 |