DFX Intelligence

N••••••• K••••••• N•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst11 years in industry

N••••••• K••••••• N•

Advisor at L•••••• O•• I••••••••• M•••••••••

L••••••VILLE, IL | The Villages, FL

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Search this name across graphsid dfx:ria:0806d25a-6ac1-80ad-3786-45d815361a01

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 28, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• O•• I••••••••• M•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• O•• I••••••••• M•••••••••	Asset manager	Oct 12, 2020	n/a	yes	L••••••VILLE, IL\|The Villages, FL	Current employment
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Dec 28, 2015	Sep 21, 2022	no	PALM BEACH GARDENS, FL\|Wilmington, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••• A••••••• S••••••	L•••••• O•• I••••••••• M•••••••••	Sep 21, 2022	Oct 12, 2020	-709	Firm change after gap	Other

Relationships

Registered with (2)

→ L•••••• O•• I••••••••• M•••••••••Registered adviserregistration: current employment
Oct 12, 2020 to presentfactForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Dec 28, 2015 to Sep 21, 2022factForm ADV

Dated events

Occurred
Sep 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0806d25a-6ac1-80ad-3786-45d815361a01
First observed: Dec 28, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.