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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTY ONE INVESTMENT MANAGEMENT, LLC, CRD 304290

LIBERTYVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10292f7e-0ffe-a5bf-9360-35d222b0c2ef

Data as of Mar 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 6
On other graphs: 0
Observed: May 22, 2019 to Mar 14, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $70.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 20
Advisory employees: 19
Offices: 18Schedule D 1.F, beyond the principal office
Accounts: 6,469
Individual clients: 0
High net worth clients: 0
SEC number: 801-116826
CIK: 1807328
CRD: 304290
Filings on the tape: 39
First filed: May 22, 2019
Latest filed: Mar 14, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROCH RICHARD TRANEL	Certified Financial Planner	LIBERTYVILLE, IL	7	38	2	no
Peter John Orth	n/a	Wilmington, NC \| LIBERTYVILLE, IL	6	34	4	no
KAREN MICHELLE MILLS	n/a	Verona, KY \| LIBERTYVILLE, IL	6	25	1	no
NICHOLAS KENGGUAN NG	Chartered Financial Analyst	LIBERTYVILLE, IL \| The Villages, FL	5	11	1	no
Elizabeth Marie Thurman	n/a	Florence, KY \| LIBERTYVILLE, IL	5	12	n/a	no
Brayden Wayne Cummings	n/a	LIBERTYVILLE, IL \| Phoenix, AZ	5	19	n/a	no
JARED NEVEL BOSLEY	n/a	Covington, KY \| LIBERTYVILLE, IL	3	12	1	no
STEVEN ALLEN GROVE	n/a	Omaha, NE \| LIBERTYVILLE, IL	3	11	2	no
JOHN ROBERT CROWELL	n/a	LIBERTYVILLE, IL \| Colorado Springs, CO	2	15	2	no
Logan Alexander Summers	n/a	Kansas City, MO \| LIBERTYVILLE, IL	1	10	1	no
Eric Miller	n/a	LIBERTYVILLE, IL \| Lithia, FL	1	33	1	no
PHILLIP MICHAEL GOBER	n/a	LIBERTYVILLE, IL \| Fremont, UT	0	21	2	no
SEAN THOMAS BELTON	n/a	LIBERTYVILLE, IL \| Crescent Springs, KY	0	25	3	no
BENJAMIN CHARLES MCQUEEN	n/a	LIBERTYVILLE, IL \| Florence, KY	0	12	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
818, INC.	Member	E	yes	10/2018	May 22, 2019	Aug 12, 2024
PAHL, BENJAMIN, WILLIAM	PRESIDENT/CHIEF COMPLIANCE OFFICER	Na	yes	05/2019	May 22, 2019	Aug 12, 2024
ROCH R. TRANEL DECLARATION OF TRUST DATED 10/28/1994	Shareholder	E	yes	10/2018	May 22, 2019	Aug 12, 2024
TRANEL, ROCH, RICHARD	Trustee	F	yes	10/1994	May 22, 2019	Aug 12, 2024
TRANEL, ROCH, RICHARD	MANAGER/CEO	Na	yes	10/2013	May 22, 2019	Aug 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WARHAWK ONE CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
COLORADO SPRINGS	Co	United States	1	no
Chicago	IL	United States	1	no
Libertyville	IL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 14, 2026	$1.1B	$1.1B	20	19	18	n/a	n/a
2024	Apr 24, 2025	$2.4B	$1.2B	19	19	18	n/a	n/a
2023	Feb 21, 2024	$2.0B	$1.1B	18	18	18	n/a	n/a
2022	Mar 3, 2023	$1.5B	$1.0B	17	17	17	n/a	n/a
2021	Feb 1, 2022	$1.2B	$1.2B	14	4	11	n/a	n/a
2020	Feb 12, 2021	$866M	$866M	14	3	6	n/a	n/a
2019	Feb 11, 2020	$765M	$765M	12	8	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	6	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$2.4B	-55.8%	$1.5B	-10.2%	20	19	18	18

Relationships

Registered with (17)

← BENJAMIN CHARLES MCQUEENAdvisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← SEAN THOMAS BELTONAdvisorregistration: current employment
Oct 29, 2025 to presentfactForm ADV
← PHILLIP MICHAEL GOBERAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← Eric MillerAdvisorregistration: current employment
Jul 11, 2025 to presentfactForm ADV
← Logan Alexander SummersAdvisorregistration: current employment
Oct 16, 2024 to presentfactForm ADV
← JOHN ROBERT CROWELLAdvisorregistration: current employment
Jun 7, 2024 to presentfactForm ADV
← STEVEN ALLEN GROVEAdvisorregistration: current employment
Oct 11, 2022 to presentfactForm ADV
← JARED NEVEL BOSLEYAdvisorregistration: current employment
Oct 10, 2022 to presentfactForm ADV
← Brayden Wayne CummingsAdvisorregistration: current employment
May 28, 2021 to presentfactForm ADV
← Elizabeth Marie ThurmanAdvisorregistration: current employment
May 4, 2021 to presentfactForm ADV
← NICHOLAS KENGGUAN NGAdvisorregistration: current employment
Oct 12, 2020 to presentfactForm ADV
← KAREN MICHELLE MILLSAdvisorregistration: current employment
Jun 22, 2020 to presentfactForm ADV
← Peter John OrthAdvisorregistration: current employment
Oct 22, 2019 to presentfactForm ADV
← ROCH RICHARD TRANELAdvisorregistration: current employment
Jun 21, 2019 to presentfactForm ADV
← Benjamin William PahlAdvisorregistration: current employment
Jun 21, 2019 to presentfactForm ADV
← Gregory John SanderAdvisorregistration: previous registration
Jan 17, 2023 to Feb 7, 2025factForm ADV
← MICHAEL JOHN SCIULLIAdvisorregistration: previous registration
Oct 23, 2019 to Sep 28, 2023factForm ADV

Affiliated with (1)

← TRANEL INTELLIGENT INVESTING, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← TRANEL, ROCH, RICHARDOwnerTRUSTEE, ownership code F, individual
May 22, 2019 to Aug 12, 2024factForm ADV
← PAHL, BENJAMIN, WILLIAMOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 22, 2019 to Aug 12, 2024factForm ADV
← 818, INC.OwnerMEMBER, ownership code E, domestic entity
May 22, 2019 to Aug 12, 2024factForm ADV
← ROCH R. TRANEL DECLARATION OF TRUST DATED 10/28/1994OwnerSHAREHOLDER, ownership code E, domestic entity
May 22, 2019 to Aug 12, 2024factForm ADV

Dated events

Occurred
Mar 14, 2026
Regulatory AUM changed
Liberty One Investment Management reported RAUM $1.1B, down 56% from $2.4B (2026-01-06 to 2026-03-14)
Form ADVobserved 5 days ago
$-1.3B
Occurred
Feb 7, 2025
Advisor changed firm
Gregory John Sander left Liberty One Investment Management for Ameriprise Financial Services, Llc (registered 2025-02-19)
Form ADVobserved 5 days ago
Occurred
Feb 21, 2024
Regulatory AUM changed
Liberty One Investment Management reported RAUM $2.0B, up 36% from $1.5B (2023-09-28 to 2024-02-21)
Form ADVobserved 5 days ago
$516M
Occurred
Sep 28, 2023
Advisor changed firm
Michael John Sciulli left Liberty One Investment Management for Potomac (registered 2023-12-11)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2022
Regulatory AUM changed
Liberty One Investment Management reported RAUM $1.2B, up 36% from $866.2M (2021-05-24 to 2022-02-01)
Form ADVobserved 5 days ago
$309M
Occurred
May 22, 2019
First Form ADV filing
Liberty One Investment Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10292f7e-0ffe-a5bf-9360-35d222b0c2ef
First observed: May 22, 2019
Last observed: Mar 14, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTY ONE INVESTMENT MANAGEMENT, LLC, CRD 304290

LIBERTYVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10292f7e-0ffe-a5bf-9360-35d222b0c2ef

Data as of Mar 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROCH RICHARD TRANEL

Certified Financial Planner

LIBERTYVILLE, IL

Peter John Orth

n/a

Wilmington, NC | LIBERTYVILLE, IL

KAREN MICHELLE MILLS

n/a

Verona, KY | LIBERTYVILLE, IL

NICHOLAS KENGGUAN NG

Chartered Financial Analyst

LIBERTYVILLE, IL | The Villages, FL

Elizabeth Marie Thurman

n/a

Florence, KY | LIBERTYVILLE, IL

n/a

Brayden Wayne Cummings

n/a

LIBERTYVILLE, IL | Phoenix, AZ

n/a

JARED NEVEL BOSLEY

n/a

Covington, KY | LIBERTYVILLE, IL

STEVEN ALLEN GROVE

n/a

Omaha, NE | LIBERTYVILLE, IL

JOHN ROBERT CROWELL

n/a

LIBERTYVILLE, IL | Colorado Springs, CO

Logan Alexander Summers

n/a

Kansas City, MO | LIBERTYVILLE, IL

Eric Miller

n/a

LIBERTYVILLE, IL | Lithia, FL

PHILLIP MICHAEL GOBER

n/a

LIBERTYVILLE, IL | Fremont, UT

SEAN THOMAS BELTON

n/a

LIBERTYVILLE, IL | Crescent Springs, KY

BENJAMIN CHARLES MCQUEEN

n/a

LIBERTYVILLE, IL | Florence, KY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

818, INC.

Member

yes

10/2018

May 22, 2019

Aug 12, 2024

PAHL, BENJAMIN, WILLIAM

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

05/2019

May 22, 2019

Aug 12, 2024

ROCH R. TRANEL DECLARATION OF TRUST DATED 10/28/1994

Shareholder

yes

10/2018

May 22, 2019

Aug 12, 2024

TRANEL, ROCH, RICHARD

Trustee

yes

10/1994

May 22, 2019

Aug 12, 2024

TRANEL, ROCH, RICHARD

MANAGER/CEO

yes

10/2013

May 22, 2019

Aug 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WARHAWK ONE CAPITAL, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

COLORADO SPRINGS

United States

Chicago

United States

Libertyville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 14, 2026

$1.1B

n/a

2024

Apr 24, 2025

$2.4B

$1.2B

n/a

2023

Feb 21, 2024

$2.0B

$1.1B

n/a

2022

Mar 3, 2023

$1.5B

$1.0B

n/a

2021

Feb 1, 2022

$1.2B

n/a

2020

Feb 12, 2021

$866M

n/a

2019

Feb 11, 2020

$765M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$2.4B

-55.8%

$1.5B

-10.2%