DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EMERSON EQUITY LLC
SAN MATEO, CA | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMERSON EQUITY LLC | Bd affiliated wealth | Sep 23, 2022 | n/a | yes | SCOTTSDALE, AZ|SAN MATEO, CA | Current employment |
| TMD & ASSOCIATES, INC. | Former SEC adviser | Jun 22, 2017 | Dec 12, 2017 | no | SCOTTSDALE, AZ | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Oct 4, 2016 | Feb 27, 2017 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TMD & ASSOCIATES, INC. | EMERSON EQUITY LLC | Dec 12, 2017 | Sep 23, 2022 | 1,746 | Firm change after gap | Other |
| FSC SECURITIES CORPORATION | TMD & ASSOCIATES, INC. | Feb 27, 2017 | Jun 22, 2017 | 115 | Firm change | Other |