DFX Intelligence

B•••• A••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

B•••• A••••• B•••••••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:08132b4d-100e-8921-a95e-663e01fc2da4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Mar 1, 2018	n/a	yes	COLUMBUS, OH	Current employment
W•••••• • R•••	Former SEC adviser	Jun 18, 2014	Feb 14, 2018	no	SAVAGE, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	N••••••••• I••••••••• A•••••••• L••	Feb 14, 2018	Mar 1, 2018	15	Firm change	Other
E••••• J••••	W•••••• • R•••	May 5, 2014	Jun 18, 2014

Relationships

Registered with (3)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 1, 2018 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jun 18, 2014 to Feb 14, 2018factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 19, 2010 to May 5, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08132b4d-100e-8921-a95e-663e01fc2da4
First observed: Apr 19, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.