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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 10b 100b

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD 142373

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23cee123-d8a8-37a7-d590-861c2e151c6b

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 747
Dated events: 40
On other graphs: 0
Observed: Mar 29, 2012 to May 13, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=401.0
Regulatory AUM: $17BItem 5.F on the latest filing (2026-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17B
Private client RAUM: $17BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 401
RAUM per advisor: $41.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 401
Advisory employees: 316
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 251,223
Individual clients: 251,200
High net worth clients: 0
SEC number: 801-52664
CRD: 142373
Filings on the tape: 51
First filed: Mar 29, 2012
Latest filed: May 13, 2026
Organised: Limited Liability Company, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 400

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID MICHAEL SARMIR	Chartered Financial Consultant	COLUMBUS, OH	19	27	n/a	yes
KLARK WADE KRAUTER	n/a	COLUMBUS, OH	19	23	n/a	yes
ELDON EUGENE MALONE	n/a	COLUMBUS, OH	19	29	n/a	yes
BRIAN WAYNE MILLER	Certified Financial Planner\|Chartered Financial Consultant	COLUMBUS, OH	19	23	n/a	yes
ROBERT GEORGE QUIRIN	Chartered Financial Consultant	COLUMBUS, OH	19	28	n/a	yes
KENNETH STEPHEN KELBEL	n/a	COLUMBUS, OH	19	31	n/a	yes
THOMAS RICHARD BUSSARD	n/a	COLUMBUS, OH	19	28	n/a	yes
MICHAEL BRIAN ROSS	n/a	COLUMBUS, OH	19	24	n/a	no
JEFFREY JOHN FRANCIS	n/a	COLUMBUS, OH	19	25	1	yes
JOHN BLEASDALE KENDALL	n/a	COLUMBUS, OH	19	26	n/a	yes
BRENDA CASEY ANDERSON	n/a	COLUMBUS, OH	19	26	n/a	yes
CANDICE ANN CATALDI	n/a	COLUMBUS, OH	19	25	n/a	yes
JOHN DERRICK BENNETT	Chartered Financial Consultant	COLUMBUS, OH	19	26	n/a	yes
FRANK JAMES MCCAFFERTY	n/a	COLUMBUS, OH	19	25	n/a	yes
KEVIN JERRY RAYBORN	Chartered Financial Consultant	COLUMBUS, OH	19	21	1	yes
LYNN MARIE ROBINETTE	n/a	COLUMBUS, OH	19	22	n/a	yes
BRANDY TRISSH DOM	Chartered Financial Consultant	COLUMBUS, OH	19	20	n/a	no
MICHELLE AM Seitz	n/a	COLUMBUS, OH	19	26	1	yes
ANA ISABEL AGUIRRE	n/a	COLUMBUS, OH	19	21	n/a	yes
MARK ZEB MONAHAN	n/a	COLUMBUS, OH	19	23	n/a	yes
JULIE MARIE MIRAMONTES	n/a	COLUMBUS, OH	19	19	n/a	yes
MICHAEL LAWRENCE FERGUSON	n/a	COLUMBUS, OH	19	22	n/a	yes
CHRISTOPHER PAUL WHITLOCK	n/a	COLUMBUS, OH	19	19	n/a	yes
JAMES DUANE KEELER	n/a	COLUMBUS, OH \| Phoenix, AZ	19	30	n/a	yes
JESSICA CLARK NEAL	n/a	COLUMBUS, OH	19	23	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STANTON, CHRISTOPHER, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	12/2025	May 13, 2026	May 13, 2026
NATIONWIDE CORP	Shareholder	E	yes	11/1996	Mar 29, 2012	Dec 20, 2024
NATIONWIDE FINANCIAL SERVICES, INC. (NFS)	Shareholder	E	yes	01/1997	Mar 29, 2012	Dec 20, 2024
NATIONWIDE LIFE INSURANCE COMPANY	Member	E	yes	10/2006	Mar 29, 2012	Dec 20, 2024
NATIONWIDE MUTUAL INSURANCE COMPANY	Shareholder	E	yes	10/1969	Mar 29, 2012	Dec 20, 2024
RABENSTINE, JAMES, JAY	CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Apr 27, 2015	Dec 20, 2024
SCHAFER, HAROLD, CHARLES	PRESIDENT AND BOARD MANAGER	Na	yes	01/2015	Jan 14, 2015	Dec 20, 2024
STEVENSON, ERIC, RAY	BOARD MANAGER	Na	yes	10/2019	Oct 25, 2019	Dec 20, 2024
Igodan, Christopher, O	VICE PRESIDENT AND TREASURER	Na	no	05/2025	May 13, 2026	May 13, 2026
BERRY, KELLY, SUTHERLAND	VICE PRESIDENT AND TREASURER	Na	no	03/2023	Mar 30, 2023	Dec 20, 2024
BRODY, CARAH, HUTCHINSON	BOARD MANAGER	Na	no	11/2022	Mar 30, 2023	Dec 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NATIONWIDE FUND ADVISORS	n/a	Asset manager	$83B	N	yes	n/a
NATIONWIDE ASSET MANAGEMENT, LLC	n/a	Other adviser	$15B	N	yes	n/a
NATIONWIDE SECURITIES, LLC	n/a	No RAUM reported	$0	N	yes	n/a
JEFFERSON NATIONAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
JEFFERSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK	n/a	n/a	n/a	N	yes	n/a
NATIONWIDE FUND DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
NATIONWIDE INVESTMENT SERVICES CORPORATION	n/a	n/a	n/a	N	yes	n/a
NATIONWIDE LIFE AND ANNUITY INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
NATIONWIDE LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	Oh
NATIONWIDE TRUST COMPANY, FSB	n/a	n/a	n/a	N	yes	Oh

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Phoenix	Az	United States	9	yes
HUNT VALLEY	Md	United States	6	yes
Sacramento	CA	United States	5	yes
Frankfort	Ky	United States	4	yes
Chicago	IL	United States	3	yes
SAN DIEGO	CA	United States	2	yes
Baltimore	Md	United States	2	yes
Boise	Id	United States	1	yes
Indianapolis	In	United States	1	yes
Seattle	Wa	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$17B	$17B	401	316	8	n/a	n/a
2024	Mar 11, 2025	$16B	$16B	417	335	10	n/a	n/a
2023	Mar 26, 2024	$14B	$14B	429	348	9	n/a	n/a
2022	Mar 30, 2023	$12B	$12B	401	310	9	n/a	n/a
2021	Mar 30, 2022	$14B	$14B	410	328	9	n/a	n/a
2020	Mar 26, 2021	$11B	$11B	416	328	8	n/a	n/a
2019	Mar 26, 2020	$9.4B	$9.4B	435	356	10	n/a	n/a
2018	Mar 22, 2019	$7.1B	$7.1B	430	361	9	n/a	n/a
2017	Mar 30, 2018	$6.6B	$6.6B	387	383	8	n/a	n/a
2016	Mar 31, 2017	$4.8B	$4.8B	384	327	n/a	n/a	n/a
2015	Mar 28, 2016	$3.8B	$3.8B	320	304	n/a	n/a	n/a
2014	Mar 30, 2015	$3.9B	$3.9B	309	293	n/a	n/a	n/a
2013	Mar 21, 2014	$3.4B	$3.4B	265	251	n/a	n/a	n/a
2012	Mar 28, 2013	$2.7B	$2.7B	270	254	n/a	n/a	n/a
2011	Mar 29, 2012	$2.4B	$2.4B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
32	20	12	5.0%	8	3	0	68	56

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$17B	$16B	6.7%	$12B	11.3%	401	417	8	10

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TRANSAMERICA RETIREMENT ADVISORS, LLC	2	Jun 15, 2022	Jun 30, 2022	COLUMBUS, OH	Team lift out	Ibd to ibd	0.7%
PERSONAL CAPITAL ADVISORS CORPORATION	2	Oct 29, 2021	Nov 12, 2021	COLUMBUS, OH	Team lift out	Ibd to RIA	0.7%
EMPOWER ADVISORY GROUP, LLC	2	Jan 13, 2020	Jun 10, 2021	COLUMBUS, OH	Team lift out	Other	0.7%
EMPOWER ADVISORY GROUP, LLC	2	Dec 10, 2019	Apr 14, 2021	COLUMBUS, OH	Team lift out	Other	0.7%
EMPOWER ADVISORY GROUP, LLC	2	Jun 10, 2016	Jan 21, 2017	COLUMBUS, OH	Team lift out	Other	0.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NATIONWIDE SECURITIES, LLC	3	Mar 30, 2026	Apr 1, 2026	COLUMBUS, OH	Team lift out	Other	12.5%
STRATEGIC ADVISERS LLC	2	Oct 9, 2025	Feb 23, 2026	BOSTON, MA	Team lift out	Ibd to ibd	0.0%
NATIONWIDE SECURITIES, LLC	2	Mar 5, 2021	Mar 5, 2021	GRANDVIEW HEIGHTS, OH	Team lift out	Other	11.1%
NATIONWIDE SECURITIES, LLC	2	Dec 31, 2019	Dec 12, 2019	COLUMBUS, OH	Team lift out	Other	3.4%
NATIONWIDE SECURITIES, LLC	2	Feb 5, 2018	Apr 10, 2018	COLUMBUS, OH	Team lift out	Other	1.8%

Relationships

showing 80 of 747

Registered with (74)

← JOHN DANIEL KNAUSZAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← BRENT PHILLIP MUSICAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← SHAWN D DRAKEAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← LESLIE IVAN HOLLERMANAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← JAMES A CORBETTAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← CHAD MARTIN WILHOITEAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← Robert Matthew SnyderAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← Jeanna ClarkAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← MAURO ANGEL AVILAAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← KIMBERLY LYNN POPOFFAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← Chip DettyAdvisorregistration: current employment
Aug 18, 2026 to presentfactForm ADV
← Sebastian A CooperAdvisorregistration: current employment
Aug 14, 2026 to presentfactForm ADV
← TONYA HAMMET SAXAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← Michael Patrick BeckAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← Morgan CocozelloAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← Jorge AldanaAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← Eric Francisco Alarcon-FierroAdvisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← Ana E MorrisAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Ella J SmithAdvisorregistration: current employment
Jun 22, 2026 to presentfactForm ADV
← Loren MorminoAdvisorregistration: current employment
Jun 22, 2026 to presentfactForm ADV
← Kimberly Ann HynesAdvisorregistration: current employment
Jun 12, 2026 to presentfactForm ADV
← George Anthony GiolekasAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← Graham Scott HickeyAdvisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← AMANDA MARIE POLLAYAdvisorregistration: current employment
May 19, 2026 to presentfactForm ADV
← Paul John FullerAdvisorregistration: current employment
Apr 24, 2026 to presentfactForm ADV
← Sean Paul McLaughlinAdvisorregistration: current employment
Apr 20, 2026 to presentfactForm ADV
← LESLEY LOAIZA BACHMANAdvisorregistration: current employment
Apr 16, 2026 to presentfactForm ADV
← Jeffrey David RitcheyAdvisorregistration: current employment
Apr 14, 2026 to presentfactForm ADV
← Jacob BarreraAdvisorregistration: current employment
Apr 7, 2026 to presentfactForm ADV
← DONALD D ESCHBACHAdvisorregistration: current employment
Apr 6, 2026 to presentfactForm ADV
and 44 more

Affiliated with (6)

← NATIONWIDE SECURITIES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NATIONWIDE FUND ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ NATIONWIDE ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← NATIONWIDE ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NATIONWIDE FUND ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 7, 2026
Advisor changed firm
Justin Paul Clapp left Nationwide Investment Advisors, Llc for Edward Jones (registered 2026-08-10)
Form ADVobserved 4 days ago
Occurred
Jul 23, 2026
Advisor changed firm
Dustin Glynn Kostalek left Nationwide Investment Advisors, Llc for Voya Financial Advisors, Inc. (registered 2026-07-20)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2026
Advisor changed firm
Gabriel Sedeno left Nationwide Investment Advisors, Llc for J. W. Cole Advisors, Inc. (registered 2026-09-08)
Form ADVobserved 4 days ago
Occurred
May 12, 2026
Advisor changed firm
Joseph Dinaso left Nationwide Investment Advisors, Llc for Rbc Capital Markets, Llc (registered 2026-05-12)
Form ADVobserved 4 days ago
Occurred
May 12, 2026
Advisor changed firm
Aaron Lee Pinion left Nationwide Investment Advisors, Llc for Nationwide Securities, Llc (registered 2026-05-13)
Form ADVobserved 4 days ago
Occurred
May 1, 2026
Advisor changed firm
Virginia Geddes left Nationwide Investment Advisors, Llc for Empower Advisory Group, Llc (registered 2026-05-22)
Form ADVobserved 4 days ago
Occurred
Apr 16, 2026
Advisor changed firm
Dennison George Davis left Nationwide Investment Advisors, Llc for Trustage Investment Management (registered 2026-05-07)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2026
Advisor changed firm
Patrick Bryan Burkhart left Nationwide Investment Advisors, Llc for Edelman Financial Engines (registered 2026-05-01)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2026
Team lift-out
2 advisors left Nationwide Securities, LLC (Columbus, OH) for Nationwide Investment Advisors, LLC a day apart
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 27, 2026
Advisor changed firm
William Isaac Brown left Nationwide Investment Advisors, Llc for Nationwide Securities, Llc (registered 2026-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2026
Advisor changed firm
John Martin Chavez left Nationwide Investment Advisors, Llc for Multnomah Group, Inc. (registered 2026-03-20)
Form ADVobserved 4 days ago
Occurred
Mar 11, 2026
Advisor changed firm
Shirley Sheppard Mckinney left Nationwide Investment Advisors, Llc for J. W. Cole Advisors, Inc. (registered 2026-04-20)
Form ADVobserved 4 days ago
Occurred
Feb 26, 2026
Advisor changed firm
Jasmine Alicea left Nationwide Investment Advisors, Llc for Edward Jones (registered 2026-02-17)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2026
Advisor changed firm
John Franklin Pyles left Nationwide Investment Advisors, Llc for T. Rowe Price Advisory Services, Inc. (registered 2026-03-12)
Form ADVobserved 4 days ago
Occurred
Dec 22, 2025
Advisor changed firm
Malik Robinson left Nationwide Investment Advisors, Llc for Voya Financial Advisors, Inc. (registered 2026-01-07)
Form ADVobserved 4 days ago
Occurred
Nov 7, 2025
Advisor changed firm
Tyler Drew Wall left Nationwide Investment Advisors, Llc for World Investment Advisors, Llc (registered 2025-11-06)
Form ADVobserved 4 days ago
Occurred
Nov 7, 2025
Advisor changed firm
Kevin Lemuel Pittman left Nationwide Investment Advisors, Llc for Voya Financial Advisors, Inc. (registered 2026-02-06)
Form ADVobserved 4 days ago
Occurred
Oct 27, 2025
Advisor changed firm
Christopher Robert Sneed left Nationwide Investment Advisors, Llc for Global Retirement Partners Llc (registered 2025-12-17)
Form ADVobserved 4 days ago
Occurred
Oct 27, 2025
Advisor changed firm
Christopher A Tingley left Nationwide Investment Advisors, Llc for Ascensus Investment Advisors, Llc (registered 2026-02-12)
Form ADVobserved 4 days ago
Occurred
Oct 27, 2025
Advisor changed firm
Hannah Malgapo Zuilan left Nationwide Investment Advisors, Llc for Empower Advisory Group, Llc (registered 2025-11-04)
Form ADVobserved 4 days ago
Occurred
Oct 9, 2025
Team lift-out
2 advisors left Strategic Advisers LLC (Boston, MA) for Nationwide Investment Advisors, LLC within 6 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Sep 24, 2025
Advisor changed firm
Allen Joseph Droste left Nationwide Investment Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-09-12)
Form ADVobserved 4 days ago
Occurred
Sep 9, 2025
Advisor changed firm
Bailey Domer left Nationwide Investment Advisors, Llc for T. Rowe Price Advisory Services, Inc. (registered 2025-10-17)
Form ADVobserved 4 days ago
Occurred
Aug 15, 2025
Advisor changed firm
Lewis Jackson Grace left Nationwide Investment Advisors, Llc for Principal Securities, Inc. (registered 2025-08-28)
Form ADVobserved 4 days ago
Occurred
Aug 4, 2025
Advisor changed firm
Jay Thomas Kirland left Nationwide Investment Advisors, Llc for Voya Retirement Advisors, Llc (registered 2025-08-18)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2025
Advisor changed firm
Michael Lloyd Hawes left Nationwide Investment Advisors, Llc for Retirement Plan Advisors, Llc (registered 2025-07-14)
Form ADVobserved 4 days ago
Occurred
Jun 27, 2025
Advisor changed firm
Rochelle M. Davis left Nationwide Investment Advisors, Llc for Strategic Advisers Llc (registered 2025-12-19)
Form ADVobserved 4 days ago
Occurred
May 22, 2025
Advisor changed firm
Geoffrey Flanders left Nationwide Investment Advisors, Llc for Charles Schwab & Co., Inc. (registered 2025-05-23)
Form ADVobserved 4 days ago
Occurred
May 22, 2025
Advisor changed firm
James Kevin Varnum left Nationwide Investment Advisors, Llc for Cetera Investment Advisers Llc (registered 2025-07-14)
Form ADVobserved 4 days ago
Occurred
May 2, 2025
Advisor changed firm
Emily C Knox left Nationwide Investment Advisors, Llc for Retirement Plan Advisors, Llc (registered 2025-05-13)
Form ADVobserved 4 days ago
Occurred
Apr 29, 2025
Advisor changed firm
Victor Bierman left Nationwide Investment Advisors, Llc for Nationwide Securities, Llc (registered 2025-04-29)
Form ADVobserved 4 days ago
Occurred
Apr 9, 2025
Advisor changed firm
Carla Jones left Nationwide Investment Advisors, Llc for Empower Advisory Group, Llc (registered 2026-03-27)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2025
Advisor changed firm
Jessica Ann Paretta left Nationwide Investment Advisors, Llc for Lpl Financial Llc (registered 2025-09-03)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2025
Advisor changed firm
Andrew Simms left Nationwide Investment Advisors, Llc for Cadaret Grant & Co Inc (registered 2025-03-17)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2025
Advisor changed firm
Kathleen Sparrow left Nationwide Investment Advisors, Llc for Valic Financial Advisors, Inc. (registered 2025-03-20)
Form ADVobserved 4 days ago
Occurred
Feb 21, 2025
Advisor changed firm
Gregory Allen Davis left Nationwide Investment Advisors, Llc for Nationwide Securities, Llc (registered 2025-02-20)
Form ADVobserved 4 days ago
Occurred
Feb 4, 2025
Advisor changed firm
Kevin John Mitchell left Nationwide Investment Advisors, Llc for Lji Wealth Management, Llc (registered 2025-04-25)
Form ADVobserved 4 days ago
Occurred
Jan 31, 2025
Advisor changed firm
Grace Geneva O'Mara left Nationwide Investment Advisors, Llc for Nationwide Securities, Llc (registered 2025-01-31)
Form ADVobserved 4 days ago

Show 2 bookkeeping events

First seen by DFX
Sep 19, 2026
date not stated
Tara Lavarias no longer holds an investment adviser registration (last listed at Nationwide Investment Advisors, Llc on the 2026-09-18 feed)
First seen by DFX
Sep 19, 2026
date not stated
Jeffrey Paul Szak no longer holds an investment adviser registration (last listed at Nationwide Investment Advisors, Llc on the 2026-09-18 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23cee123-d8a8-37a7-d590-861c2e151c6b
First observed: Mar 29, 2012
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD 142373

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23cee123-d8a8-37a7-d590-861c2e151c6b

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:46 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID MICHAEL SARMIR

Chartered Financial Consultant

COLUMBUS, OH

n/a

yes

KLARK WADE KRAUTER

n/a

COLUMBUS, OH

n/a

yes

ELDON EUGENE MALONE

n/a

COLUMBUS, OH

n/a

yes

BRIAN WAYNE MILLER

Certified Financial Planner|Chartered Financial Consultant

COLUMBUS, OH

n/a

yes

ROBERT GEORGE QUIRIN

Chartered Financial Consultant

COLUMBUS, OH

n/a

yes

KENNETH STEPHEN KELBEL

n/a

COLUMBUS, OH

n/a

yes

THOMAS RICHARD BUSSARD

n/a

COLUMBUS, OH

n/a

yes

MICHAEL BRIAN ROSS

n/a

COLUMBUS, OH

n/a

JEFFREY JOHN FRANCIS

n/a

COLUMBUS, OH

yes

JOHN BLEASDALE KENDALL

n/a

COLUMBUS, OH

n/a

yes

BRENDA CASEY ANDERSON

n/a

COLUMBUS, OH

n/a

yes

CANDICE ANN CATALDI

n/a

COLUMBUS, OH

n/a

yes

JOHN DERRICK BENNETT

Chartered Financial Consultant

COLUMBUS, OH

n/a

yes

FRANK JAMES MCCAFFERTY

n/a

COLUMBUS, OH

n/a

yes

KEVIN JERRY RAYBORN

Chartered Financial Consultant

COLUMBUS, OH

yes

LYNN MARIE ROBINETTE

n/a

COLUMBUS, OH

n/a

yes

BRANDY TRISSH DOM

Chartered Financial Consultant

COLUMBUS, OH

n/a

MICHELLE AM Seitz

n/a

COLUMBUS, OH

yes

ANA ISABEL AGUIRRE

n/a

COLUMBUS, OH

n/a

yes

MARK ZEB MONAHAN

n/a

COLUMBUS, OH

n/a

yes

JULIE MARIE MIRAMONTES

n/a

COLUMBUS, OH

n/a

yes

MICHAEL LAWRENCE FERGUSON

n/a

COLUMBUS, OH

n/a

yes

CHRISTOPHER PAUL WHITLOCK

n/a

COLUMBUS, OH

n/a

yes

JAMES DUANE KEELER

n/a

COLUMBUS, OH | Phoenix, AZ

n/a

yes

JESSICA CLARK NEAL

n/a

COLUMBUS, OH

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STANTON, CHRISTOPHER, SCOTT

CHIEF COMPLIANCE OFFICER

yes

12/2025

May 13, 2026

NATIONWIDE CORP

Shareholder

yes

11/1996

Mar 29, 2012

Dec 20, 2024

NATIONWIDE FINANCIAL SERVICES, INC. (NFS)

Shareholder

yes

01/1997

Mar 29, 2012

Dec 20, 2024

NATIONWIDE LIFE INSURANCE COMPANY

Member

yes

10/2006

Mar 29, 2012

Dec 20, 2024

NATIONWIDE MUTUAL INSURANCE COMPANY

Shareholder

yes

10/1969

Mar 29, 2012

Dec 20, 2024

RABENSTINE, JAMES, JAY

CHIEF COMPLIANCE OFFICER

yes

04/2015

Apr 27, 2015

Dec 20, 2024

SCHAFER, HAROLD, CHARLES

PRESIDENT AND BOARD MANAGER

yes

01/2015

Jan 14, 2015

Dec 20, 2024

STEVENSON, ERIC, RAY

BOARD MANAGER

yes

10/2019

Oct 25, 2019

Dec 20, 2024

Igodan, Christopher, O

VICE PRESIDENT AND TREASURER

05/2025

May 13, 2026

BERRY, KELLY, SUTHERLAND

VICE PRESIDENT AND TREASURER

03/2023

Mar 30, 2023

Dec 20, 2024

BRODY, CARAH, HUTCHINSON

BOARD MANAGER

11/2022

Mar 30, 2023

Dec 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NATIONWIDE FUND ADVISORS

n/a

Asset manager

$83B

yes

n/a

NATIONWIDE ASSET MANAGEMENT, LLC

n/a

Other adviser

$15B

yes

n/a

NATIONWIDE SECURITIES, LLC

n/a

No RAUM reported

yes

n/a

JEFFERSON NATIONAL LIFE INSURANCE COMPANY

n/a

yes

n/a

JEFFERSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK

n/a

yes

n/a

NATIONWIDE FUND DISTRIBUTORS LLC

n/a

yes

n/a

NATIONWIDE INVESTMENT SERVICES CORPORATION

n/a

yes

n/a

NATIONWIDE LIFE AND ANNUITY INSURANCE COMPANY

n/a

yes

n/a

NATIONWIDE LIFE INSURANCE COMPANY

n/a

yes

NATIONWIDE TRUST COMPANY, FSB

n/a

yes

City

State

Country

Employees

Also broker-dealer

Phoenix

United States

yes

HUNT VALLEY

United States

yes

Sacramento

United States

yes

Frankfort

United States

yes

Chicago

United States

yes

SAN DIEGO

United States

yes

Baltimore

United States

yes

Boise

United States

yes

Indianapolis

United States

yes

Seattle

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$17B

401

316

n/a

2024

Mar 11, 2025

$16B

417

335

n/a

2023

Mar 26, 2024

$14B

429

348

n/a

2022

Mar 30, 2023

$12B

401

310

n/a

2021

Mar 30, 2022

$14B

410

328

n/a

2020

Mar 26, 2021

$11B

416

328

n/a

2019

Mar 26, 2020

$9.4B

435

356

n/a

2018

Mar 22, 2019

$7.1B

430

361

n/a

2017

Mar 30, 2018

$6.6B

387

383

n/a

2016

Mar 31, 2017

$4.8B

384

327

n/a

2015

Mar 28, 2016

$3.8B

320

304

n/a

2014

Mar 30, 2015

$3.9B

309

293

n/a

2013

Mar 21, 2014

$3.4B

265

251

n/a

2012

Mar 28, 2013

$2.7B

270

254

n/a

2011

Mar 29, 2012

$2.4B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

5.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$17B

$16B

6.7%

$12B

11.3%

401

417

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TRANSAMERICA RETIREMENT ADVISORS, LLC

Jun 15, 2022

Jun 30, 2022

COLUMBUS, OH

Team lift out

Ibd to ibd

0.7%

PERSONAL CAPITAL ADVISORS CORPORATION

Oct 29, 2021

Nov 12, 2021

COLUMBUS, OH

Team lift out

Ibd to RIA

0.7%

EMPOWER ADVISORY GROUP, LLC

Jan 13, 2020

Jun 10, 2021

COLUMBUS, OH

Team lift out

Other

0.7%

EMPOWER ADVISORY GROUP, LLC

Dec 10, 2019

Apr 14, 2021

COLUMBUS, OH

Team lift out

Other

0.7%

EMPOWER ADVISORY GROUP, LLC

Jun 10, 2016

Jan 21, 2017

COLUMBUS, OH

Team lift out

Other

0.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NATIONWIDE SECURITIES, LLC

Mar 30, 2026

Apr 1, 2026

COLUMBUS, OH

Team lift out

Other

12.5%

STRATEGIC ADVISERS LLC

Oct 9, 2025

Feb 23, 2026

BOSTON, MA

Team lift out

Ibd to ibd

0.0%

NATIONWIDE SECURITIES, LLC

Mar 5, 2021

GRANDVIEW HEIGHTS, OH

Team lift out

Other

11.1%

NATIONWIDE SECURITIES, LLC

Dec 31, 2019

Dec 12, 2019

COLUMBUS, OH

Team lift out

Other

3.4%

NATIONWIDE SECURITIES, LLC

Feb 5, 2018

Apr 10, 2018

COLUMBUS, OH

Team lift out

Other

1.8%