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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MICHAEL JOHN GORDON

Advisor at OSAIC WEALTH, INC.

WINTER PARK, FL

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Search this name across graphsid dfx:ria:081ea9ff-e037-aed3-b9a0-7321a0a2330f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 1, 2000
First registration: Nov 22, 2000
Dual registered: yes, broker-dealer
Other names: MIKE GORDON|MICHAEL J GORDON
IAPD individual key: 2262305

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	WINTER PARK, FL	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	WINTER PARK, FL	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Feb 13, 2018	Mar 1, 2019	no	WINTER PARK, FL\|SANFORD, FL\|MINNEAPOLIS, MN	Previous registration
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Jul 8, 2014	Feb 12, 2018	no	MIAMI, FL	Previous registration
MOORS & CABOT, INC	Bd affiliated wealth	Aug 28, 2009	Jul 14, 2014	no	Maitland, FL	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Nov 23, 2005	Sep 2, 2009	no	ORLANDO, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Nov 23, 2005	no	ORLANDO, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Nov 22, 2000	Jul 1, 2003	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	QUESTAR ASSET MANAGEMENT, INC.	Feb 12, 2018	Feb 13, 2018	1	Firm change	Other
MOORS & CABOT, INC	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Jul 14, 2014	Jul 8, 2014	-6	Firm change	Other
JANNEY MONTGOMERY SCOTT LLC	MOORS & CABOT, INC	Sep 2, 2009	Aug 28, 2009	-5	Firm change	Other
WELLS FARGO ADVISORS	JANNEY MONTGOMERY SCOTT LLC	Nov 23, 2005	Nov 23, 2005	0	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
131631:133358:FL:2018-02-12	Feb 12, 2018	Feb 13, 2018	MIAMI, FL	Firm change

Relationships

Registered with (8)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 13, 2018 to Mar 1, 2019factForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 8, 2014 to Feb 12, 2018factForm ADV
→ MOORS & CABOT, INCRegistered adviserregistration: previous registration
Aug 28, 2009 to Jul 14, 2014factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Nov 23, 2005 to Sep 2, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Nov 23, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Nov 22, 2000 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.