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MOORS & CABOT, INC., CRD 594
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JEFFREY DAVID DAVIES | n/a | POLAND, OH | PHOENIX, AZ | 19 | 29 | 3 | yes |
| MICHAEL CHRISTOPHER HILDRETH | n/a | BOSTON, MA | 19 | 32 | 2 | yes |
| CHRISTOPHER JOHN JUALL | n/a | ENGLEWOOD, FL | BOSTON, MA | 19 | 34 | 3 | yes |
| SHARON MARIE KURGIS | n/a | NAPLES, FL | 17 | 43 | 1 | yes |
| JEFFREY DAVID BIELING | n/a | BOSTON, MA | 17 | 31 | 1 | yes |
| ROBERT SMITH GESDORF | n/a | NAPLES, FL | 15 | 40 | 2 | yes |
| THOMAS ALLEN MASSEY | n/a | BOSTON, MA | NAPLES, FL | 15 | 25 | 2 | yes |
| ANTHONY JOSEPH DORVAL | Certified Financial Planner | Maitland, FL | BOSTON, MA | 13 | 27 | 2 | yes |
| DEEANN JO GRIEBEL | n/a | PHOENIX, AZ | MESA, AZ | 12 | 42 | 1 | yes |
| SCOTT ROSS BUNDY | n/a | Boxborough, MA | BOSTON, MA | 12 | 50 | n/a | yes |
| DAVID JOSEPH DETTLOFF | n/a | BOSTON, MA | NAPLES, FL | 10 | 45 | 4 | yes |
| TODD ALAN MAUERMAN | n/a | ENGLEWOOD, FL | 10 | 33 | 1 | yes |
| CHARLES RAY MURPHY | n/a | Roswell, NM | PHOENIX, AZ | 9 | 35 | 1 | yes |
| STEPHEN A FREDERICK | n/a | BOSTON, MA | Alexandria, VA | 9 | 25 | n/a | yes |
| EDWARD LONNIE DOVER | n/a | Maitland, FL | 9 | 41 | 4 | yes |
| JOHN P SULLIVAN | n/a | BOSTON, MA | 9 | 40 | 1 | yes |
| JAMES JOSEPH CESARZ | n/a | BOSTON, MA | 9 | 31 | 1 | yes |
| CALLUM JOSEPH FRASER MACLEAN | n/a | Waterville Valley, NH | BOSTON, MA | 9 | 31 | 1 | yes |
| AUDREY BARBARA DAUM | n/a | BOSTON, MA | 9 | 38 | 1 | yes |
| MICHAEL JOHN KURKA | n/a | Alexandria, VA | 8 | 32 | 2 | yes |
| PHILLIP ROBERT CHENEY | n/a | East Sandwich, MA | BOSTON, MA | 8 | 32 | 1 | yes |
| Charles Otto Fisher | n/a | BOSTON, MA | 8 | 10 | 1 | yes |
| Yvonne L Shanklin | n/a | PHOENIX, AZ | Crestview, FL | 8 | 17 | 1 | yes |
| PETER DAVID SCOTT | n/a | BOSTON, MA | 7 | 20 | n/a | yes |
| PAUL LAWRENCE FOWLER | n/a | Annapolis, MD | 7 | 43 | 4 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRAUN, MICHAEL CHARLES | EVP/COO/DIRECTOR | Na | yes | 02/2008 | Jul 17, 2026 | Jul 17, 2026 |
| EIGHTEEN NINETY PARTNERS, LLC | Shareholder | E | yes | 10/2022 | Jul 17, 2026 | Jul 17, 2026 |
| GARRETT, MARK DAVID | DIRECTOR/CO-CHAIRMAN/TRUSTEE | Na | yes | 07/2008 | Jul 17, 2026 | Jul 17, 2026 |
| JOYCE, DANIEL MICHAEL | Director | Na | yes | 02/2006 | Jul 17, 2026 | Jul 17, 2026 |
| KELLIHER, KATHERINE ROSE | SVP & CHIEF COMPLIANCE OFFICER | Na | yes | 03/2024 | Jul 17, 2026 | Jul 17, 2026 |
| GEMINI ENTERPRISES, LLP | Owner | C | yes | 10/2022 | Oct 27, 2022 | Sep 27, 2024 |
| HAUSER, HOWARD | Owner | E | yes | 05/2006 | Oct 27, 2022 | Sep 27, 2024 |
| HILDRETH, MICHAEL CHRISTOPHER | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | Na | yes | 11/2010 | Mar 6, 2012 | Sep 27, 2024 |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | Owner | C | yes | 10/2022 | Jul 26, 2023 | Sep 27, 2024 |
| CUETARA, JOSEPH PHILIP | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | Na | no | 12/2010 | Jul 17, 2026 | Jul 17, 2026 |
| GARRETT, MARK DAVID | Trustee | C | no | 10/2012 | Mar 6, 2012 | Sep 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MOORS & CABOT, INC. | n/a | Bd affiliated wealth | $3.4B | Y | yes | n/a |
| EAGLECLAW CAPITAL MANAGEMENT LLC | n/a | Independent wealth | $803M | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| WINTER PARK | FL | United States | 8 | yes |
| Naples | FL | United States | 7 | yes |
| Keokuk | Ia | United States | 3 | yes |
| Phoenix | Az | United States | 2 | yes |
| Westport | Ct | United States | 2 | yes |
| Kalispell | Mt | United States | 2 | yes |
| Mesa | Az | United States | 1 | yes |
| Englewood | FL | United States | 1 | no |
| Cleveland | Ga | United States | 1 | yes |
| Annapolis | Md | United States | 1 | yes |
| Andover | Mn | United States | 1 | no |
| Roswell | Nm | United States | 1 | yes |
| Alexandria | Va | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Sep 27, 2024 | $3.1B | $2.9B | 145 | 73 | 13 | n/a | n/a |
| 2023 | Sep 25, 2023 | $2.5B | $2.3B | 137 | 67 | 12 | n/a | n/a |
| 2022 | Sep 27, 2022 | $2.2B | $2.0B | 148 | 70 | 13 | n/a | n/a |
| 2021 | Sep 30, 2021 | $2.3B | $2.1B | 150 | 70 | 10 | n/a | n/a |
| 2020 | Sep 28, 2020 | $1.8B | $1.6B | 157 | 70 | 10 | n/a | n/a |
| 2019 | Sep 23, 2019 | $1.7B | $1.5B | 163 | 66 | 17 | n/a | n/a |
| 2018 | Sep 26, 2018 | $1.5B | $1.4B | 176 | 57 | 17 | n/a | n/a |
| 2017 | Sep 21, 2017 | $1.2B | $1.1B | 185 | 65 | n/a | n/a | n/a |
| 2016 | Sep 23, 2016 | $1.0B | $950M | 185 | 65 | n/a | n/a | n/a |
| 2015 | Sep 18, 2015 | $1.1B | $978M | 185 | 65 | n/a | n/a | n/a |
| 2014 | Aug 1, 2014 | $1.0B | $941M | 185 | 65 | n/a | n/a | n/a |
| 2013 | Sep 18, 2013 | $822M | $750M | 185 | 65 | n/a | n/a | n/a |
| 2012 | Sep 7, 2012 | $650M | $572M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 16 | 3 | 13 | 3.7% | 9 | 0 | 0 | 27 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $3.4B | $2.5B | 37.9% | $2.3B | 15.0% | 121 | 137 | 30 | 12 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SYNERGY CAPITAL | 2 | Mar 3, 2025 | Feb 24, 2025 | PHOENIX, AZ | Team lift out | Ibd to new firm | 3.2% |
| GYROSCOPE CAPITAL MANAGEMENT GROUP LLC | 2 | Jan 6, 2020 | Jul 12, 2019 | NAPLES, FL | Team lift out | Ibd to RIA | 4.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| COKER & PALMER | 2 | Jul 17, 2026 | Jul 20, 2026 | NEW ORLEANS, LA | Team lift out | RIA to ibd | 28.6% |
| COKER & PALMER | 3 | Jul 17, 2026 | Jul 20, 2026 | JACKSON, MS | Team lift out | RIA to ibd | 42.9% |
| AVIANCE CAPITAL PARTNERS LLC | 2 | Jul 5, 2023 | Jul 5, 2023 | NAPLES, FL | Team lift out | RIA to ibd | 33.3% |
| SOUTHERN TRUST FINANCIAL PLANNING | 2 | Mar 1, 2022 | Oct 17, 2007 | SARASOTA, FL | Team lift out | RIA to ibd | 50.0% |
| B.B. GRAHAM & COMPANY, INC. | 2 | Nov 5, 2021 | Nov 5, 2021 | KEOKUK, IA | Team lift out | RIA to ibd | 10.5% |
| JANNEY MONTGOMERY SCOTT LLC | 2 | Apr 18, 2017 | Apr 19, 2017 | BOSTON, MA | Team lift out | Other | 0.3% |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2 | Mar 23, 2017 | Dec 4, 2020 | BOSTON, MA | Team lift out | Other | 0.0% |