DFX Intelligence

A••••• W•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

A••••• W•••••• B••••••

Advisor at S••••

NEW YORK, NY | San Antonio, TX

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Search this name across graphsid dfx:ria:081f6182-4051-8173-a61c-89bbea624d7a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Feb 9, 2026	n/a	yes	NEW YORK, NY\|San Antonio, TX	Current employment
M•••••• A•••• M••••••••• L••	Former SEC adviser	Dec 1, 2017	Mar 31, 2026	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••• M••••••••• L••	S••••	Mar 31, 2026	Feb 9, 2026	-50	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
289136:318493:TX:2026-03-31	Mar 31, 2026	Feb 9, 2026	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (2)

→ S••••Registered adviserregistration: current employment
Feb 9, 2026 to presentfactForm ADV
→ M•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 1, 2017 to Mar 31, 2026factForm ADV

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
A••••• W•••••• B•••••• left M•••••• A•••• M••••••••• L•• for Savvy (registered 2026-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:081f6182-4051-8173-a61c-89bbea624d7a
First observed: Dec 1, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.