DFX Intelligence
Data Factory
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A•• F•••••••• M••••••••• L••
NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• F•••••••• M••••••••• L•• | State registered | Oct 15, 2010 | n/a | yes | NASHVILLE, TN | Current employment |
| A••• V•••••• • C••••••• L•• | n/a | Jun 11, 2009 | Feb 14, 2011 | no | BRENTWOOD, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••• V•••••• • C••••••• L•• | A•• F•••••••• M••••••••• L•• | Feb 14, 2011 | Oct 15, 2010 | -122 | Firm change after gap | Other |
| S•••••• I••••••••• G••••• L•• | A••• V•••••• • C••••••• L•• | Dec 10, 2008 | Jun 11, 2009 |
| S•••••• I••••••••• G••••• L•• | Former SEC adviser | Oct 30, 2007 | Dec 10, 2008 | no | NASHVILLE, TN | Previous registration |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Oct 12, 2006 | Oct 4, 2007 | no | Nashville, TN|NASHVILLE, TN|NASHVILLE, TN|Nashville, TN|NASHVILLE, TN | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 5, 2004 | Oct 9, 2006 | no | FRANKLIN, TN|FRANKLIN, TN | Previous registration |
| 183 |
| Firm change |
| Other |
| U••• B•••••• I••••••••• I••• | S•••••• I••••••••• G••••• L•• | Oct 4, 2007 | Oct 30, 2007 | 26 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | U••• B•••••• I••••••••• I••• | Oct 9, 2006 | Oct 12, 2006 | 3 | Firm change | Other |