This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$168MItem 5.F on the latest filing (2026-04-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$166M

Private client RAUM

$168MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$33.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

9

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,137

Individual clients

335

High net worth clients

73

Custody, client assets

$0

SEC number

801-132771

CRD

309637

Filings on the tape

6

First filed

Apr 11, 2025

Latest filed

Apr 17, 2026

Organised

Corporation, FL

Website

dipaolofinancial.com

• Occurred

  Jan 26, 2024
  Advisor changed firm

  Alexander Joseph Hunt left Dipaolo Financial Group, Inc. for Sound Income Strategies, Llc (registered 2025-01-01)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0826986e-358c-b3ca-2fc6-c6d651bfad1a

First observed

Apr 11, 2025

Last observed

Apr 17, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.