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Advisor at SOUND INCOME STRATEGIES, LLC
Hernando Beach, FL | FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | Independent wealth | Jan 1, 2025 | n/a | yes | FORT LAUDERDALE, FL|Hernando Beach, FL | Current employment |
| DIPAOLO FINANCIAL GROUP, INC. | Independent wealth | Aug 11, 2023 | Jan 26, 2024 | no | LUTZ, FL | Previous registration |
| AMC WEALTH MANAGEMENT, LLC | State registered | Apr 20, 2022 | Jul 28, 2023 | no | CHICAGO, IL|Hernando Beach, FL | Previous registration |
| THE APPLETON GROUP, LLC | Former SEC adviser | Mar 19, 2015 | Jun 2, 2021 | no | APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIPAOLO FINANCIAL GROUP, INC. | SOUND INCOME STRATEGIES, LLC | Jan 26, 2024 | Jan 1, 2025 | 341 | Firm change | RIA to RIA |
| AMC WEALTH MANAGEMENT, LLC | DIPAOLO FINANCIAL GROUP, INC. | Jul 28, 2023 | Aug 11, 2023 | 14 | Firm change | Other |
| THE APPLETON GROUP, LLC | AMC WEALTH MANAGEMENT, LLC | Jun 2, 2021 | Apr 20, 2022 | 322 | Firm change | RIA to state RIA |