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Advisor at BAYWORTH CAPITAL
CHICAGO, IL | Glenview, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BAYWORTH CAPITAL | State registered | Mar 21, 2025 | n/a | yes | CHICAGO, IL|Glenview, IL | Current employment |
| FAIRHAVEN WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 24, 2015 | Mar 28, 2025 | no | GLENVIEW, IL|WHEATON, IL | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Feb 1, 2013 | Mar 3, 2015 | no | HOLBROOK, NY | Previous registration |
| RH FINANCIAL GROUP, LLC | Former SEC adviser | Mar 11, 2010 | Dec 31, 2015 | no | OAK BROOK, IL | Previous registration |
| WATERSTONE FINANCIAL GROUP, INC. | n/a | Aug 16, 2006 | Oct 2, 2006 | no | OAK BROOK, IL|OAKBROOK, IL | Previous registration |
| RESULTS ONE FINANCIAL, LLC | n/a | Dec 5, 2000 | Mar 31, 2010 | no | ELMHURST, IL|OAK BROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FAIRHAVEN WEALTH MANAGEMENT, LLC | BAYWORTH CAPITAL | Mar 28, 2025 | Mar 21, 2025 | -7 | Firm change | RIA to state RIA |
| RH FINANCIAL GROUP, LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Dec 31, 2015 | Feb 1, 2013 | -1,063 | Firm change after gap | Other |
| AMERICAN PORTFOLIOS ADVISORS, INC | FAIRHAVEN WEALTH MANAGEMENT, LLC | Mar 3, 2015 | Apr 24, 2015 | 52 | Firm change | Other |
| RESULTS ONE FINANCIAL, LLC | WATERSTONE FINANCIAL GROUP, INC. | Mar 31, 2010 | Aug 16, 2006 | -1,323 | Firm change after gap | Other |
| WATERSTONE FINANCIAL GROUP, INC. | RH FINANCIAL GROUP, LLC | Oct 2, 2006 | Mar 11, 2010 | 1,256 | Firm change after gap | Other |