RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• D•••• M•••••••
- B••••••• C•••••• state registered currentsince Mar 21, 2025 · Chicago, Il
- F•••••••• W••••• M••••••••• L•• formerApr 24, 2015 to Mar 28, 2025 · Glenview, Il
- A••••••• P••••••••• A•••••••• I•• formerFeb 1, 2013 to Mar 3, 2015 · Holbrook, Ny
- R• F•••••••• G••••• L•• formerMar 11, 2010 to Dec 31, 2015 · Oak Brook, Il
- W••••••••• F•••••••• G••••• I••• unclassifiedAug 16, 2006 to Oct 2, 2006 · Oak Brook, Il
- R•••••• O•• F••••••••• L•• unclassifiedDec 5, 2000 to Mar 31, 2010 · Elmhurst, Il
- F•••••••• W••••• M••••••••• L•• to B••••••• C••••••left Mar 28, 2025, registered Mar 21, 2025 (-7 days) · RIA to a state-registered adviser
- R• F•••••••• G••••• L•• to A••••••• P••••••••• A•••••••• I••left Dec 31, 2015, registered Feb 1, 2013 (-1063 days) · Other
- A••••••• P••••••••• A•••••••• I•• to F•••••••• W••••• M••••••••• L••left Mar 3, 2015, registered Apr 24, 2015 (52 days) · Other
- R•••••• O•• F••••••••• L•• to W••••••••• F•••••••• G••••• I•••left Mar 31, 2010, registered Aug 16, 2006 (-1323 days) · Other
- W••••••••• F•••••••• G••••• I••• to R• F•••••••• G••••• L••left Oct 2, 2006, registered Mar 11, 2010 (1256 days) · Other
- P••• D•••• M••••••• left F•••••••• W••••• M••••••••• L•• for B••••••• C•••••• (registered 2025-03-21)Mar 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address