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Advisor at WATERFRONT WEALTH INC.
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WATERFRONT WEALTH INC. | Independent wealth | May 19, 2017 | n/a | yes | OVERLAND PARK, KS | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 8, 2016 | Oct 5, 2020 | no | LEAWOOD, KS | Previous registration |
| Bcwm | Independent wealth | Jun 8, 2011 | Nov 30, 2015 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WATERFRONT WEALTH INC. | Oct 5, 2020 | May 19, 2017 | -1,235 | Firm change after gap | Other |
| Bcwm | WELLS FARGO ADVISORS | Nov 30, 2015 | Jan 8, 2016 | 39 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:173220:KS:2020-10-05 | Oct 5, 2020 | May 19, 2017 | LEAWOOD, KS | Firm change after gap |