DFX Intelligence

M••• M•••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst15 years in industry

M••• M•••••• L•••••••••

Advisor at N••••••• W••••• M••••••••• L••

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:083ca2c3-5339-cb4c-f959-5306994fd731

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• W••••• M••••••••• L••	Independent wealth	Sep 1, 2022	n/a	yes	BIRMINGHAM, AL\|BIRMINGHAM, AL	Current employment
E••••• F•••••••• N••••••• I•••	Independent wealth	Oct 11, 2020	Oct 7, 2022	no	FORT WASHINGTON, PA\|Birmingham, AL\|Birmingham, AL\|Birmingham, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• F•••••••• N••••••• I•••	N••••••• W••••• M••••••••• L••	Oct 7, 2022	Sep 1, 2022	-36	Firm change after gap	RIA to RIA
P••••• W•••• I••••••••• A•••••••• I•••	E••••• F•••••••• N••••••• I•••	Oct 6, 2020	Oct 11, 2020

Relationships

Registered with (3)

→ N••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 1, 2022 to presentfactForm ADV
→ E••••• F•••••••• N••••••• I•••Registered adviserregistration: previous registration
Oct 11, 2020 to Oct 7, 2022factForm ADV
→ P••••• W•••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 5, 2011 to Oct 6, 2020factForm ADV

Dated events

Occurred
Oct 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:083ca2c3-5339-cb4c-f959-5306994fd731
First observed: Sep 5, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.