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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NAVIGATE WEALTH MANAGEMENT, LLC

CRD 173770

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e97e0dfd-631e-ebcf-c494-44822ed0a21c

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Aug 27, 2018 to Aug 10, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.05 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $430MItem 5.F on the latest filing (2026-08-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $430M
Private client RAUM: $408MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $61.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 873
Individual clients: 140
High net worth clients: 131
Custody, client assets: $122M
SEC number: 801-114048
CRD: 173770
Filings on the tape: 16
First filed: Aug 27, 2018
Latest filed: Aug 10, 2026
Organised: Limited Liability Company, AL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CARL JOHAN GRAHS	Chartered Financial Analyst	BIRMINGHAM, AL	11	21	2	no
CALEB RYAN HOPKINS	Certified Financial Planner\|Chartered Financial Analyst	BIRMINGHAM, AL	11	15	1	no
REUBEN FRANK STEWART	n/a	BIRMINGHAM, AL	4	32	6	no
JAMES M. BURNETT	Certified Financial Planner	BIRMINGHAM, AL	4	23	1	no
STEVEN HANSEN LIND	Certified Financial Planner	BIRMINGHAM, AL	4	31	2	no
MARY MEADOWS LIVINGSTON	Certified Financial Planner\|Chartered Financial Analyst	BIRMINGHAM, AL	4	15	2	no
JONATHAN LUKE FARGASON	Certified Financial Planner	BIRMINGHAM, AL	2	11	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRAHS, CARL, JOHAN	PRINCIPAL & CHIEF COMPLIANCE OFFICER	D	yes	11/2014	Aug 27, 2018	Mar 21, 2024
HOPKINS, CALEB, RYAN	Principal	D	yes	11/2014	Aug 27, 2018	Mar 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NAVIGATE 401K, LLC	n/a	Institutional manager	$318M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Birmingham	Al	United States	1	no
Birmingham	Al	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 6, 2026	$430M	$430M	8	6	2	n/a	n/a
2024	Mar 21, 2025	$355M	$355M	8	6	2	n/a	n/a
2023	Mar 21, 2024	$294M	$294M	8	7	2	n/a	n/a
2022	Mar 22, 2023	$227M	$227M	7	7	2	n/a	n/a
2021	Mar 15, 2022	$231M	$231M	6	6	1	n/a	n/a
2020	Mar 16, 2021	$210M	$210M	2	2	0	n/a	n/a
2019	Mar 20, 2020	$181M	$181M	2	2	0	n/a	n/a
2018	Mar 13, 2019	$135M	$135M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$430M	$355M	21.1%	$227M	23.8%	8	8	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STONEBRIDGE ADVISORS, LLC	3	Jan 31, 2022	Dec 17, 2021	BIRMINGHAM, AL	Firm absorbed	Other	100.0%

Relationships

Affiliated with (2)

→ NAVIGATE 401K, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NAVIGATE 401K, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (8)

← JONATHAN LUKE FARGASONAdvisorregistration: current employment
Apr 4, 2024 to presentfactForm ADV
← MARY MEADOWS LIVINGSTONAdvisorregistration: current employment
Sep 1, 2022 to presentfactForm ADV
← REUBEN FRANK STEWARTAdvisorregistration: current employment
Dec 17, 2021 to presentfactForm ADV
← JAMES M. BURNETTAdvisorregistration: current employment
Dec 17, 2021 to presentfactForm ADV
← STEVEN HANSEN LINDAdvisorregistration: current employment
Dec 17, 2021 to presentfactForm ADV
← CARL JOHAN GRAHSAdvisorregistration: current employment
Feb 19, 2015 to presentfactForm ADV
← CALEB RYAN HOPKINSAdvisorregistration: current employment
Feb 19, 2015 to presentfactForm ADV
← Tyler Joseph HintonAdvisorregistration: previous registration
Aug 21, 2023 to Jun 28, 2024factForm ADV

Controls (2)

← GRAHS, CARL, JOHANOwnerPRINCIPAL & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Aug 27, 2018 to Mar 21, 2024factForm ADV
← HOPKINS, CALEB, RYANOwnerPRINCIPAL, ownership code D, individual
Aug 27, 2018 to Mar 21, 2024factForm ADV

Dated events

Occurred
Jun 28, 2024
Advisor changed firm
Tyler Joseph Hinton left Navigate Wealth Management, Llc for Lpl Enterprise, Llc (registered 2025-07-08)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2022
Firm absorbed
Stonebridge Advisors, LLC's advisors moved to Navigate Wealth Management, LLC (Birmingham, AL): 3 of 3 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Aug 27, 2018
First Form ADV filing
Navigate Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e97e0dfd-631e-ebcf-c494-44822ed0a21c
First observed: Aug 27, 2018
Last observed: Aug 10, 2026 41 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NAVIGATE WEALTH MANAGEMENT, LLC

CRD 173770

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e97e0dfd-631e-ebcf-c494-44822ed0a21c

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CARL JOHAN GRAHS

Chartered Financial Analyst

BIRMINGHAM, AL

CALEB RYAN HOPKINS

Certified Financial Planner|Chartered Financial Analyst

BIRMINGHAM, AL

REUBEN FRANK STEWART

n/a

BIRMINGHAM, AL

JAMES M. BURNETT

Certified Financial Planner

BIRMINGHAM, AL

STEVEN HANSEN LIND

Certified Financial Planner

BIRMINGHAM, AL

MARY MEADOWS LIVINGSTON

Certified Financial Planner|Chartered Financial Analyst

BIRMINGHAM, AL

JONATHAN LUKE FARGASON

Certified Financial Planner

BIRMINGHAM, AL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRAHS, CARL, JOHAN

PRINCIPAL & CHIEF COMPLIANCE OFFICER

yes

11/2014

Aug 27, 2018

Mar 21, 2024

HOPKINS, CALEB, RYAN

Principal

yes

11/2014

Aug 27, 2018

Mar 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NAVIGATE 401K, LLC

n/a

Institutional manager

$318M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Birmingham

United States

Birmingham

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 6, 2026

$430M

n/a

2024

Mar 21, 2025

$355M

n/a

2023

Mar 21, 2024

$294M

n/a

2022

Mar 22, 2023

$227M

n/a

2021

Mar 15, 2022

$231M

n/a

2020

Mar 16, 2021

$210M

n/a

2019

Mar 20, 2020

$181M

n/a

2018

Mar 13, 2019

$135M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$430M

$355M

21.1%

$227M

23.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STONEBRIDGE ADVISORS, LLC

Jan 31, 2022

Dec 17, 2021

BIRMINGHAM, AL

Firm absorbed

Other

100.0%