DFX Intelligence

R•••••• T••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industryNot currently registered

R•••••• T••••• C•••••

Advisor at S•••• I••••• S••••••••• L••

FORT LAUDERDALE, FL | Sewickley, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Apr 29, 2026	n/a	yes	Sewickley, PA\|FORT LAUDERDALE, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 18, 2020	Apr 22, 2026	no	BETHEL PARK, PA\|MCMURRAY, PA\|ELIZABETH, PA\|LEBANON, PA\|WASHINGTON, PA\|PITTSBURGH, PA\|SHARPSBURG, PA\|PITTSBURGH, PA\|BELLEVUE, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|CARNEGIE, PA\|MCDONALD, PA\|FREDERICKTOWN, PA\|BRIDGEVILLE, PA\|PENFIELD, NY\|Bridgeville, PA\|BELLEVUE, PA\|SEWICKLEY, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••• I••••• S••••••••• L••	Apr 22, 2026	Apr 29, 2026	7	Firm change	Ibd to RIA
E••••• J••••	L•• F•••••••• L••	Dec 9, 2020	Nov 18, 2020

Relationships

Registered with (8)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2020 to Apr 22, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 8, 2019 to Dec 9, 2020factForm ADV
→ F••••• I•••••••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
22 Apr 2026
Advisor changed firm
••• Locked
Form ADV

Show 1 bookkeeping event

First seen by DFX
Sep 16, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 5, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.