DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard Tobias Carlin

Sound Income Strategies, LLCindependent RIAFort Lauderdale, Fl IA-onlyIAPD 1711588

Feed of 09/14/2026

Also filed as Toby Carlin

At current firm

0 y

since Apr 29, 2026

In the industry

25 y

since Nov 14, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sound Income Strategies, LLC independent RIA current
since Apr 29, 2026 · Sewickley, Pa
LPL Financial LLC BD affiliated
Nov 18, 2020 to Apr 22, 2026 · Bethel Park, Pa
Edward Jones national BD
Jul 8, 2019 to Dec 9, 2020 · Oakdale, Pa
Fisher Investments independent RIA
Oct 5, 2018 to Mar 11, 2019 · Mckees Rocks, Pa
Pnc Wealth Management BD affiliated
Nov 5, 2012 to Nov 20, 2013 · Erie, Pa
Cookson Peirce Wealth Management independent RIA
Aug 28, 2008 to Feb 13, 2009 · Pittsburgh, Pa
Victory Capital Management Inc. asset manager
Mar 3, 2004 to Nov 12, 2004 · Cleveland, Oh
Keybanc Capital Markets Inc. unclassified
Mar 5, 2003 to Dec 31, 2003 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Sound Income Strategies, LLC
left Apr 22, 2026, registered Apr 29, 2026 (7 days) · Affiliated broker-dealer or bank to independent RIA
Edward Jones to LPL Financial LLC
left Dec 9, 2020, registered Nov 18, 2020 (-21 days) · Affiliated broker-dealer or bank to another
Fisher Investments to Edward Jones
left Mar 11, 2019, registered Jul 8, 2019 (119 days) · RIA to affiliated broker-dealer or bank
Pnc Wealth Management to Fisher Investments
left Nov 20, 2013, registered Oct 5, 2018 (1780 days) · Other
Cookson Peirce Wealth Management to Pnc Wealth Management
left Feb 13, 2009, registered Nov 5, 2012 (1361 days) · Other
Victory Capital Management Inc. to Cookson Peirce Wealth Management
left Nov 12, 2004, registered Aug 28, 2008 (1385 days) · Other
Keybanc Capital Markets Inc. to Victory Capital Management Inc.
left Dec 31, 2003, registered Mar 3, 2004 (63 days) · Other

Signals

Richard Tobias Carlin no longer holds an investment adviser registration (last listed at Sound Income Strategies, Llc on the 2026-09-15 feed)
Sep 15, 2026 · Advisor registration ended · derived
Richard Tobias Carlin left Lpl Financial Llc for Sound Income Strategies, Llc (registered 2026-04-29)
Apr 22, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address