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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Topeka, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jul 17, 2020 | n/a | yes | Topeka, KS | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 14, 2010 | Jul 24, 2020 | no | TOPEKA, KS|OVERLAND PARK, KS|TOPEKA, KS|LAKE ST. LOUIS, MO|MAPLE GROVE, MN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 3, 2008 | Jan 8, 2010 | no | OVERLAND, KS|SILVER LAKE, KS | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jun 13, 2007 | Dec 31, 2007 | no | SILVER LAKE, KS|SILVER LAKE, KS|OVERLAND PARK, KS | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Oct 17, 2003 | May 1, 2007 | no | TOPEKA, KS|TOPEKA, KS|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jul 24, 2020 | Jul 17, 2020 | -7 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | VOYA FINANCIAL ADVISORS, INC. | Jan 8, 2010 | Jan 14, 2010 | 6 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Dec 31, 2007 | Jan 3, 2008 | 3 | Firm change | Other |
| VOYA FINANCIAL PARTNERS, LLC | PARK AVENUE SECURITIES LLC | May 1, 2007 | Jun 13, 2007 | 43 | Firm change | Other |