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Registered advisor
J•••• P••• S••••
Feed of 09/14/2026
At current firm
6 y
since Jul 17, 2020
In the industry
26 y
since Dec 29, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 17, 2020 · Topeka, Ks
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 14, 2010 to Jul 24, 2020 · Topeka, Ks
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 3, 2008 to Jan 8, 2010 · Overland, Ks
- P••• A••••• S••••••••• L•• BD affiliatedJun 13, 2007 to Dec 31, 2007 · Silver Lake, Ks
- V••• F•••••••• P•••••••• L•• formerOct 17, 2003 to May 1, 2007 · Topeka, Ks
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 24, 2020, registered Jul 17, 2020 (-7 days) · Affiliated broker-dealer or bank to another
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to V••• F•••••••• A•••••••• I•••left Jan 8, 2010, registered Jan 14, 2010 (6 days) · Other
- P••• A••••• S••••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Dec 31, 2007, registered Jan 3, 2008 (3 days) · Other
- V••• F•••••••• P•••••••• L•• to P••• A••••• S••••••••• L••left May 1, 2007, registered Jun 13, 2007 (43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address