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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Kathleen Nolan

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

FULTON, MD | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:085e1f2e-2c29-c524-a07e-ac8ef31082b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 28, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 23, 1998
First registration: May 28, 2008
Dual registered: yes, broker-dealer
Other names: KATHLEEN PHILLIPE PEAK|KATHLEEN PHILLIPE NOLAN|KATHLEEN PHILLIPE NOLAN|KATHLEEN PHILLIPE CORREAL|KATHLEEN P. NOLAN|KATHLEEN P DEAN|KATHLEEN P NOLAN
IAPD individual key: 2863854

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 24, 2019	n/a	yes	FULTON, MD\|PLYMOUTH, MN	Current employment
PLANNING SOLUTIONS GROUP, LLC	Former SEC adviser	Dec 27, 2013	Sep 10, 2019	no	FULTON, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 3, 2010	Dec 3, 2013	no	GAITHERSBURG, MD	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 28, 2008	May 7, 2010	no	ROCKVILLE, MD\|BETHESDA, MD\|WEEHAWKEN, NJ\|ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PLANNING SOLUTIONS GROUP, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Sep 10, 2019	Jul 24, 2019	-48	Firm change after gap	RIA to ibd
WELLS FARGO ADVISORS	PLANNING SOLUTIONS GROUP, LLC	Dec 3, 2013	Dec 27, 2013	24	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	May 7, 2010	May 3, 2010	-4	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
154118:116407:MD:2019-09-10	Sep 10, 2019	Jul 24, 2019	FULTON, MD	Firm change after gap

Relationships

Registered with (4)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jul 24, 2019 to presentfactForm ADV
→ PLANNING SOLUTIONS GROUP, LLCRegistered adviserregistration: previous registration
Dec 27, 2013 to Sep 10, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 3, 2010 to Dec 3, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 28, 2008 to May 7, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:085e1f2e-2c29-c524-a07e-ac8ef31082b9
First observed: May 28, 2008
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Kathleen Nolan

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

FULTON, MD | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:085e1f2e-2c29-c524-a07e-ac8ef31082b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:42 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Bd affiliated wealth

Jul 24, 2019

n/a

yes

FULTON, MD|PLYMOUTH, MN

Current employment

PLANNING SOLUTIONS GROUP, LLC

Former SEC adviser

Dec 27, 2013

Sep 10, 2019

FULTON, MD

Previous registration

WELLS FARGO ADVISORS

Wirehouse

May 3, 2010

Dec 3, 2013

GAITHERSBURG, MD

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

May 28, 2008

May 7, 2010

ROCKVILLE, MD|BETHESDA, MD|WEEHAWKEN, NJ|ROCKVILLE, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PLANNING SOLUTIONS GROUP, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Sep 10, 2019

Jul 24, 2019

-48

Firm change after gap

RIA to ibd

WELLS FARGO ADVISORS

PLANNING SOLUTIONS GROUP, LLC

Dec 3, 2013

Dec 27, 2013

Firm change

Other

UBS FINANCIAL SERVICES INC.

WELLS FARGO ADVISORS

May 7, 2010

May 3, 2010

-4

Firm change

Wirehouse to wirehouse

Team

Left

Joined

From

Kind

154118:116407:MD:2019-09-10

Sep 10, 2019

Jul 24, 2019

FULTON, MD

Firm change after gap