DFX Intelligence

G•••••• G••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

G•••••• G••• Y••••

Advisor at T•••• C•••••• B••• P•••••• W••••• A•••••••

DALLAS, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:08604ba8-3fd5-f7f1-ce72-ebf69d672666

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• C•••••• B••• P•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 21, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• C•••••• B••• P•••••• W••••• A•••••••	Independent wealth	Jul 10, 2021	n/a	yes	DALLAS, TX\|AUSTIN, TX	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Apr 15, 2011	Dec 17, 2012	no	Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	T•••• C•••••• B••• P•••••• W••••• A•••••••	Dec 17, 2012	Jul 10, 2021	3,127	Firm change after gap	Ibd to RIA
J••• M••••• S••••••••• L••	C•••••• S••••• • C••• I•••	Mar 18, 2011	Apr 15, 2011

Relationships

Registered with (4)

→ T•••• C•••••• B••• P•••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 10, 2021 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 15, 2011 to Dec 17, 2012factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2008 to Mar 18, 2011factForm ADV
→ J••• M••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08604ba8-3fd5-f7f1-ce72-ebf69d672666
First observed: Dec 13, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.