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TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC., CRD 298422
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| James Steven Orr | Chartered Financial Analyst | DALLAS, TX | 7 | 21 | 2 | no |
| Michael John Krach | Chartered Financial Analyst | HOUSTON, TX | 7 | 12 | 1 | yes |
| ROBERT KELLY BALL | n/a | HOUSTON, TX | 7 | 32 | 1 | no |
| David Lee Stevens | Certified Financial Planner | SAN ANTONIO, TX | 7 | 18 | 2 | yes |
| Hailee Binet Rutledge | n/a | DALLAS, TX | 7 | 10 | n/a | no |
| GREGORY GAIL YOKUM | n/a | DALLAS, TX | AUSTIN, TX | 5 | 34 | 3 | no |
| Eric Frederic Hyden | Certified Financial Planner | DALLAS, TX | FORT WORTH, TX | 5 | 28 | 2 | yes |
| ANNE WILLIAMS COZAD | n/a | DALLAS, TX | 4 | 11 | n/a | no |
| Brandon Charles Hassenfratz | n/a | DALLAS, TX | 4 | 14 | n/a | no |
| Mitchell Cayman Hubbard | n/a | DALLAS, TX | 4 | 14 | n/a | no |
| Shaina Buegeler | n/a | Fort Worth, TX | DALLAS, TX | 4 | 10 | 3 | yes |
| Bradley Scott Mayer | Certified Financial Planner | Austin, TX | DALLAS, TX | 4 | 21 | 2 | yes |
| BRYAN PAUL KUCHOLTZ | n/a | DALLAS, TX | 4 | 25 | 6 | yes |
| David A Sirna | n/a | DALLAS, TX | 3 | 25 | 6 | yes |
| MAURO MARQUEZ | n/a | DALLAS, TX | 3 | 16 | 2 | yes |
| JOSEPH ZORN | n/a | DALLAS, TX | 3 | 31 | 6 | yes |
| Conlon Cash | Chartered Financial Analyst | DALLAS, TX | Houston, TX | 3 | 11 | n/a | no |
| CARSON Stewart ANDERSON | n/a | DALLAS, TX | Fort Worth, TX | 3 | 19 | 2 | yes |
| WILLIAM ROBINSON WAGNER | n/a | DALLAS, TX | Houston, TX | 3 | 14 | 5 | no |
| Diego A. Patino | Certified Financial Planner | Houston, TX | DALLAS, TX | 3 | 27 | 5 | yes |
| Hayden Lance Williams | n/a | DALLAS, TX | 3 | 14 | n/a | no |
| John Hayden Bryant | n/a | DALLAS, TX | 3 | 13 | n/a | no |
| Andrew Steven Plambeck | n/a | DALLAS, TX | 3 | 14 | n/a | no |
| CASEY WAYNE MASON | n/a | DALLAS, TX | 3 | 27 | 8 | yes |
| Alfonso Paragas Tadeo | n/a | DALLAS, TX | 3 | 32 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CLINGMAN, JAMES, FULLILOVE | Director | Na | yes | 03/2022 | Jun 16, 2026 | Jun 16, 2026 |
| CUMMINGS, JOHN, WILLIAM | Director | Na | yes | 03/2022 | Jun 16, 2026 | Jun 16, 2026 |
| Scurlock, John, Matthew | Director | Na | yes | 03/2022 | Jun 16, 2026 | Jun 16, 2026 |
| TEXAS CAPITAL BANK | Owner | E | yes | 04/2002 | Jun 16, 2026 | Jun 16, 2026 |
| Lucas, David, H | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2023 | Jun 14, 2023 | Dec 6, 2024 |
| SCURLOCK, JOHN MATTHEW | Director | Na | yes | 03/2022 | Mar 22, 2022 | Dec 6, 2024 |
| TEXAS CAPITAL BANCSHARES, INC. | Owner | E | yes | 04/2002 | Nov 1, 2018 | Dec 6, 2024 |
| Misra, Vivek, Aditya | CHIEF COMPLIANCE OFFICER | Na | no | 03/2025 | Jun 16, 2026 | Jun 16, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TCBI SECURITIES, INC. | n/a | n/a | n/a | N | yes | n/a |
| TEXAS CAPITAL BANK | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| FORT WORTH | TX | United States | 5 | no |
| Houston | TX | United States | 5 | no |
| Austin | TX | United States | 4 | no |
| SAN ANTONIO | TX | United States | 4 | no |
| Southlake | TX | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $4.2B | $3.4B | 64 | 39 | 5 | n/a | n/a |
| 2024 | Apr 17, 2025 | $3.3B | $2.8B | 101 | 80 | 5 | n/a | n/a |
| 2023 | Mar 29, 2024 | $3.4B | $2.8B | 66 | 59 | 5 | n/a | n/a |
| 2022 | Mar 29, 2023 | $2.8B | $2.8B | 65 | 54 | 5 | n/a | n/a |
| 2021 | Feb 3, 2022 | $2.4B | $2.4B | 41 | 37 | 5 | n/a | n/a |
| 2020 | Mar 1, 2021 | $1.7B | $1.7B | 30 | 23 | 5 | n/a | n/a |
| 2019 | Feb 28, 2020 | $1.2B | $1.2B | 29 | 25 | 4 | n/a | n/a |
| 2018 | Mar 11, 2019 | $1.1B | $993M | 22 | 16 | 4 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 11 | -9 | 20.0% | 2 | 2 | 0 | 15 | 26 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.2B | $3.3B | 25.3% | $2.8B | 14.5% | 64 | 101 | 5 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2 | Jun 17, 2025 | Nov 13, 2025 | DALLAS, TX | Team lift out | RIA to wirehouse | 3.5% |
| CHARLES SCHWAB & CO., INC. | 2 | Jun 10, 2025 | Jun 20, 2025 | FORT WORTH, TX | Team lift out | RIA to ibd | 3.4% |
| TURTLE CREEK WEALTH ADVISORS, LLC | 8 | Jun 30, 2022 | Mar 2, 2023 | DALLAS, TX | Team lift out | RIA to new firm | 25.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | 2 | May 7, 2021 | Sep 26, 2022 | FORT WORTH, TX | Team lift out | Ibd to RIA | 0.7% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 17 | Dec 31, 2018 | Jan 4, 2019 | DALLAS, TX | Team lift out | Ibd to new firm | 0.4% |